Nickolas G. Spanos v. Shannon L. Taylor

Court of Appeals of Virginia·Decided March 7, 2023·No. 0139222·Published

Opinion

COURT OF APPEALS OF VIRGINIA PUBLISHED

Present: Judges Beales, Friedman and Callins Argued by videoconference

NICKOLAS G. SPANOS

OPINION BY

v. Record No. 0139-22-2 JUDGE FRANK K. FRIEDMAN MARCH 7, 2023

SHANNON L. TAYLOR

FROM THE CIRCUIT COURT OF LOUISA COUNTY Timothy K. Sanner, Judge

Nickolas George Spanos, pro se.

Theodore I. Brenner (Freeborn & Peters LLP, on brief), for appellee.

Nickolas G. Spanos filed a legal ethics complaint against Shannon L. Taylor, the Commonwealth’s Attorney for Henrico County, in the Circuit Court of Louisa County. The circuit court sustained Taylor’s amended demurrer and dismissed the complaint, ruling that the court lacked jurisdiction to hear the complaint or to grant the relief sought. Spanos challenges the circuit court’s judgment. For the following reasons, we affirm.

BACKGROUND AND MATERIAL PROCEEDINGS BELOW Spanos filed a complaint against Taylor seeking “to revoke the Defendant’s license(s) [to]

practice law in the Commonwealth of Virginia, or discipline the Defendant[] consistent with the laws of the Commonwealth of Virginia.” Spanos asserted that the circuit court had jurisdiction under Code § 54.1-3915 to grant the relief he requested. Taylor filed an amended demurrer arguing, among other things, that the circuit court “ha[d] no jurisdiction to determine the matter raised in the [c]omplaint or to grant the relief requested.”

The circuit court heard argument; Spanos filed a written opposition but did not appear for the hearing. At the hearing, the court found the lack of jurisdiction and lack of available relief dispositive. The court ruled “that the [c]ourt has no jurisdiction whatsoever to entertain the relief sought in this case to, generally, revoke the attorneys’ right to practice in the Commonwealth of Virginia or otherwise subject them to discipline.” The circuit court entered a final order incorporating its bench ruling, sustaining the demurrer, and dismissing the complaint. This appeal followed.

ANALYSIS

In multiple assignments of error, Spanos presents three basic arguments: (1) that the circuit court’s dismissal of his complaint violated Code § 54.1-3915 which Spanos claims requires that a circuit court discipline lawyers rather than the Bar; (2) that the Disciplinary Rules set out in the Rules of the Supreme Court give “mandatory jurisdiction to Virginia Courts” to address his attempt to revoke Taylor’s license; and (3) that the circuit court’s ruling dismissing his claim was arbitrary and capricious. Based on these alleged errors, Spanos concludes that the circuit court improperly determined that it lacked jurisdiction to address his claims. We will address each of Spanos’ theories in turn.

I. The Circuit Court Correctly Ruled That it Lacked Jurisdiction to Determine the Matter Raised or to Grant the Relief Requested

The basic premise underpinning Spanos’ claims is that “any person or entity has standing to file a Virginia legal ethics complaint within any court according to [Code] § 54.1-3915.”1 He

1 Code § 54.1-3915 provides that

the Supreme Court shall not promulgate rules or regulations prescribing a code of ethics governing the professional conduct of attorneys which are inconsistent with any statute; nor shall it promulgate any rule or regulation or method of procedure which eliminates the jurisdiction of the courts to deal with the discipline of attorneys. In no case shall an attorney who demands to be tried

argues that under Code § 54.1-3910, the Virginia State Bar “has no authority to prosecute or discipline attorneys”; rather, “only the courts (of record) are authorized to discipline attorneys.” Continuing, he asserts that Code § 54.1-39102 requires the Bar to “act as an administrative agency of the Court” to investigate and report violations of rules and regulations adopted by the Court. He contends, however, that the Bar’s power to investigate and report such violations excludes the power to adjudicate them. In In re Moseley, 273 Va. 688 (2007), Spanos continues, the Supreme Court acknowledged that “[l]icensure of an attorney, and revocation of that license, are matters governed by statute. It is not within the jurisdiction of a circuit court to adjudicate the revocation of a license to practice law except in compliance with the statutory authority.” Id. at 695. He interprets Moseley to require the circuit court to adjudicate his ethics complaint under Code § 54.1-3915.

Spanos expressly disclaims, however, any reliance on Code § 54.1-3935, which provides for the adjudication of a legal ethics complaint by a three-judge court, after certain prerequisite conditions are met. Similarly, he acknowledges that the Virginia Rules of Professional Conduct do not confer a private right of action, but merely provide the metric for evaluating whether an attorney

by a court of competent jurisdiction for the violation of any rule or regulation adopted under this article be tried in any other manner.

2 Code § 54.1-3910 provides:

The Supreme Court may promulgate rules and regulations organizing and governing the Virginia State Bar. The Virginia State Bar shall act as an administrative agency of the Court for the purpose of investigating and reporting violations of rules and regulations adopted by the Court under this article. All advisory opinions issued by the Virginia State Bar’s Standing Committees on Legal Ethics, Lawyer Advertising and Solicitation, and Unauthorized Practice of Law shall be incorporated into the Code of Virginia pursuant to § 30-154. All persons engaged in the practice of law in the Commonwealth shall be active members in good standing of the Virginia State Bar.

has committed an ethical violation warranting discipline. He contends that the allegations in his complaint sufficiently stated a claim that Taylor violated those rules, so he concludes the complaint properly invoked the circuit court’s jurisdiction to discipline her.

We are unpersuaded by Spanos’ interpretation of the statutory framework governing attorney discipline. We agree with the circuit court’s judgment that it lacked jurisdiction under that statutory framework to revoke Taylor’s license to practice law in Virginia.

A. Virginia’s Statutory Scheme Does Not Provide a Mechanism Allowing Citizens to File Actions in Circuit Court Seeking to Disbar an Attorney

“Jurisdiction is the power to adjudicate a case upon the merits and dispose of it as justice may require.” Pure Presbyterian Church of Washington v. Grace of God Presbyterian Church, 296 Va. 42, 49 (2018) (ellipsis omitted) (quoting Shelton v. Sydnor, 126 Va. 625, 629 (1920)). “In order for a court to have the authority to adjudicate a particular case upon the merits, to have what we have termed ‘active jurisdiction,’ several elements are needed.” Id. (citation omitted) (quoting Farant Inv. Corp. v. Francis, 138 Va. 417, 427-28 (1924)). Foremost among these elements is subject-matter jurisdiction “which is the authority granted through constitution or statute to adjudicate a class of cases or controversies.” Id. (quoting Morrison v. Bestler, 239 Va. 166, 169 (1990)). “[S]ubject-matter jurisdiction is the paramount consideration in assessing whether a court has authority to enter judgment, and a judgment will always be void without it.” Watson v. Commonwealth, 297 Va. 347, 352 (2019). Subject-matter jurisdiction “can only be acquired by virtue of the Constitution or of some statute. Neither the consent of the parties, nor waiver, nor acquiescence can confer it.” Pure Presbyterian Church, 296 Va. at 49 (quoting Humphreys v. Commonwealth, 186 Va. 765, 772 (1947)). Whether a court has subject-matter jurisdiction presents a question of law an appellate court considers de novo. Knight v. Ottrix, 69 Va. App. 519, 523 (2018); accord Parrish v. Fed. Nat’l Mortg. Ass’n, 292 Va. 44, 49 (2016).

1. Distinguishing Discipline Within a Specific Case or Court From Proceedings Involving Disbarment, Revocation, and Suspension

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