Nichols v. Schubert

71 F.R.D. 578, 21 Fed. R. Serv. 2d 1339
CourtDistrict Court, E.D. Wisconsin
DecidedJuly 2, 1976
DocketNo. 73-C-517
StatusPublished
Cited by1 cases

This text of 71 F.R.D. 578 (Nichols v. Schubert) is published on Counsel Stack Legal Research, covering District Court, E.D. Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nichols v. Schubert, 71 F.R.D. 578, 21 Fed. R. Serv. 2d 1339 (E.D. Wis. 1976).

Opinion

MEMORANDUM OPINION AND ORDER

REYNOLDS, Chief Judge:

This civil rights action was originally brought by William Louis Nichols, an inmate of the Central State Hospital, Wau-pun, Wisconsin. The complaint seeks in-junctive relief with respect to the rules, regulations, and policies governing visiting privileges at Central State Hospital and names the hospital superintendent as a defendant. Suit is purportedly brought on behalf of a class of persons pursuant to the provisions of Rule 23(b)(2) of the Federal Rules of Civil Procedure.

After initially granting the plaintiff leave to proceed in forma pauperis, the Court on its own motion dismissed the complaint for failure to set forth an actionable claim. This action was reversed on appeal, Nichols v. Schubert, 499 F.2d 946 (7th Cir. 1974), and the cause was remanded with directions to order an immediate issuance of summons against the named defendant. Summons issued, an answer was filed, and extensive discovery proceedings ensued.

On September 2, 1975, plaintiff’s counsel moved for an order directing that this action be certified as a class action on behalf of all current and future patients at Central State Hospital. On October 7, 1975, defendant’s counsel suggested that this action was moot under the standards of DeFunis v. Odegaard, 416 U.S. 312, 94 S.Ct. 1704, 40 L.Ed.2d 164 (1974), in light of the transfer of the plaintiff from Central State Hospital to the Winnebago Mental Health Institute [579]*579on September 4, 1975. On November 6, 1975, plaintiff’s counsel filed a motion in which permission was sought for the intervention of two Central State Hospital patients as parties plaintiff. The applicants for intervention also moved for leave to proceed in forma pauperis. For the reasons hereinafter stated, the intervenor applicants will be granted leave to proceed in forma pauperis, their motion for intervention will be granted, and the Court will certify that this action may be maintained on behalf of a class pursuant to the provisions of Rule 23(b)(2), F.R.Civ.P., with the intervening plaintiffs serving as representative parties.

In DeFunis v. Odegaard, supra, the plaintiff brought suit on behalf of himself only, seeking injunctive relief on the theory that the admissions policy of his law school violated the equal protection clause of the Fourteenth Amendment. Upon being informed that the plaintiff was registered for his final quarter in the law school and that this registration was fully effective regardless of the disposition of the case, the Court declared the action moot. The Court reasoned that the case did not involve a mere “voluntary cessation” of the challenged practices by the defendants, since the plaintiff was enrolled in his final term and the school’s fixed policy was to permit students once enrolled to complete the term for which they were enrolled. In addition, the Court observed that the case was not one presenting a question “capable of repetition, yet evading review,” since the plaintiff would never again have to go through the school’s admission process and the issue was not one that by its very nature is so shortlived as to make appellate review impossible.

The Supreme Court used a somewhat similar rationale in Preiser v. Newkirk, 422 U.S. 395, 95 S.Ct. 2330, 45 L.Ed.2d 272 (1975), a case in which the mootness issue was presented in the context of a custodial institution. In that case the plaintiff prisoner sued prison officials for declaratory and injunctive relief relative to a transfer from a medium security to a maximum security prison. The Court ruled that the plaintiff’s due process challenge was rendered moot by his subsequent transfer back to the medium security prison, a second transfer to a minimum security prison, and the prisoner’s imminent eligibility for parole. The Court indicated that in such circumstances there could be no reasonable expectation that the alleged wrong would be repeated, and characterized the question presented as one not falling within the category of harm capable of repetition, yet evading review.

Neither DeFunis nor Newkirk, however, involved situations where a class action was alleged. The presence of a class allegation in the complaint in the instant case suggests that an examination of the decisions in which mootness has been raised in a class action context is in order.

The most authoritative statement of standards to be applied with respect to mootness where a class action is involved is contained in the recent decision of Sosna v. Iowa, 419 U.S. 393, 95 S.Ct. 553, 42 L.Ed.2d 532 (1975). In that case the Supreme Court held that a challenge to a state’s divorce residency requirement was not mooted by the fact that the named plaintiff had met the residency requirement during the course of the litigation where it appeared that (1) the controversy between the named, plaintiff and the defendant was not moot at the time the class was certified, (2) a continuing case or controversy existed with respect to the remaining members of the certified class, and (3) the issue involved was such that it was capable of repetition, yet evading review.

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Related

Robinson v. Leahy
73 F.R.D. 109 (N.D. Illinois, 1977)

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Bluebook (online)
71 F.R.D. 578, 21 Fed. R. Serv. 2d 1339, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nichols-v-schubert-wied-1976.