Nichols v. Atchison, T. & S. F. Ry. Co.

286 F. 1, 1923 U.S. App. LEXIS 2677
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 22, 1923
DocketNo. 3908
StatusPublished

This text of 286 F. 1 (Nichols v. Atchison, T. & S. F. Ry. Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nichols v. Atchison, T. & S. F. Ry. Co., 286 F. 1, 1923 U.S. App. LEXIS 2677 (9th Cir. 1923).

Opinion

ROSS, Circuit Judge.

June 20, 1920, the plaintiff in error and his wife, Mary J. Nichols, took passage on one of the vestibuled trains of the defendant in error at Fall Brook, San Diego county, Cal., for the city of Chicago, paying the railway company its established fare for such transportation. Near the city of' Las Vegas, in the state' of New Mexico, Mrs. Nichols was thrown, by a sudden jerk or jar of the car in which she was, through a door, which had been negligently left open, with such force as to cause her injuries, which resulted in her death in Las Vegas July 1st. The plaintiff in error thereupon brought this action in one of the' superior courts of the state of California for the death of his wife, alleging that he had been thereby damaged in the loss of her services and advice in the sum of $15,000, in the loss of her society, love, and affection in the sum of $20,000, and further damaged in the sum of $586.42 for various specified expenses.

The defendant to the action (which is a Kansas corporation) asked for its removal to the court below on the sole ground of diverse citizenship, which petition was granted, and the case there came on for trial before the court; a jury having been waived by stipulation of the respective parties. The trial resulted in these findings of fact:

“First. That all the allegations in the complaint and the amendment thereto are true, except as to the amount of damages sustained hy the plaintiff.
“Second. That the amount of damages sustained by the plaintiff is the sum of $5,000.
“Third. That the allegations of the answer of the defendant are not true.”

And as a conclusion of law the court found the defendant entitled to judgment that the plaintiff take nothing by the action and for costs. A judgment to that effect was entered.

The law of the case, as we understand it, is this: The defendant in error having removed the action from the court of the state in which it was brought on the sole ground of diversity of citizenship, this court must hold the case governed by thé rule that would have controlled it had it not been so removed. It was so held in effect by this court in the case of Northern Pacific Railway Co. v. Kempton, 138 Fed. 992, 998, 999, 71 C. C. A. 246. See, also, Spokane & I. E. R. R. v. Whitley, 237 U. S. 487, 35 Sup. Ct. 655, 59 L. Ed. 1060, L. R. A. 1915F, 736, and- cases there cited.

It is not contended that the cause of action of the plaintiff in er-' ror was (given by the common law, but by a statute of the state where the accident to and the death of his wife occurred, which statute reads as follows:

“Whenever any person shall die from any injury resulting from, or occasioned by the negligence, unskillfulness or criminal intent of any officer, agent, servant or employs, whilst running, conducting or managing any locomotive, car, or train of cars, or of any driver of any stagecoach or other public conveyance, while in charge of the same as driver; and when any passenger shall die from any injury resulting from, or occasioned by any defect or insufficiency in any railroad, or any part thereof, or in any locomotive or ear, or in any stagecoach, or other public conveyance, the corporation, individual or individuals, in .whose employ any such officer, agent, servant, employs, engineer or driver, shall be at the time such injury was committed, or who owns any such railroad, locomotive, car, stagecoach, or other public conveyance, at the time any injury is received, resulting from, or occasioned by any defect [3]*3or insufficiency above declared, shall forfeit and pay for every parson or passenger so dying, the sum of five thousand dollars, which may be sued for and recovered: First, by the husband or wife of the deceased; or second, if there be no husband or wife, or if he or she fails to sue within six months after such death, then by the minor child or children of the deceased; or third, if such deceased be a minor and unmarried, then by the father and mother, who may join in the suit, and each shall have an equal interest in the judgment; or if either of them be dead, then by the survivor. In suits instituted under this section, it shall be competent for the defendant for his defense to show that the defect or insufficiency named in this section, was not of a negligent defect or insufficiency.” Section Í820, Annotated Statutes 1915; section 2308, Compiled Laws of 1884 of New Mexico.

No court would, we think, be justified in holding that that statute would-have been enacted by the Legislature of the state of New Mexico without the limitation of the amount of damages thereby fixed, which limitation is, therefore, as much a part of the law creating the liability as any other part of it. '

The defendant in error contends — and such was evidently the theory upon which the judgment of the court below was rested — that the policy of the above statute is so opposed to the policy of the state of California that no court of that state would enforce it. If the statute can be properly held to be a penal one, that is undoubtedly true. It was said by the Supreme Court, speaking through Chief Justice Marshall in The Antelope, 10 Wheat. 66, 123, 6 L Ed. 268:

“The courts of no country execute the penal laws of another.”

No more do the courts of any state of the United States execute the penal laws of another state. Huntington v. Attrill, 146 U. S. 657, 13 Sup. Ct. 224, 36 L. Ed. 1123. But a penal law is one thing, and a statute intended to protect life and to impose a new and extraordinary civil liability upon those causing death, by subjecting them to a private action for the pecuniary damages thereby resulting to the family of the deceased, is quite another. The latter is a question of general law. Huntington v. Attrill, supra.; Dennick v. Railroad Co., 103 U. S. 11, 26 L. Ed. 439; Texas & Pacific Railway Co. v. Cox, 145 U. S. 593, 12 Sup. Ct. 905, 36 L. Ed. 829. In Huntington v. Attrill the Supreme Court said (146 U. S. at pages 673 et seq., 13 Sup. Ct. at page 230 [36 L. Ed. 1123]):

“The question whether a statute of one state, which in some aspects may be called-penal, is a penal law in the international sense, so that it cannot be enforced in the courts of another state, depends upon the question whether its purpose is to punish an offense against the public justice of the state, or* to afford a private remedy to a person injured by the wrongful act. There could be no better illustration of this than the decision of this court in Dennick v. Railroad Co., 103 U. S. 11.

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Related

The Antelope
23 U.S. 66 (Supreme Court, 1825)
Dennick v. Railroad Co.
103 U.S. 11 (Supreme Court, 1881)
Texas & Pacific Railway Co. v. Cox
145 U.S. 593 (Supreme Court, 1892)
Huntington v. Attrill
146 U.S. 657 (Supreme Court, 1892)
Spokane & Inland Empire Railroad v. Whitley
237 U.S. 487 (Supreme Court, 1915)
Higgins v. Central New England & Western Railroad
29 N.E. 534 (Massachusetts Supreme Judicial Court, 1892)
Morris v. Chicago, Rock Island & Pacific R'y Co.
23 N.W. 143 (Supreme Court of Iowa, 1885)
Northern Pac. Ry. Co. v. Kempton
138 F. 992 (Ninth Circuit, 1905)

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Bluebook (online)
286 F. 1, 1923 U.S. App. LEXIS 2677, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nichols-v-atchison-t-s-f-ry-co-ca9-1923.