Nicholas Paton v. Department of Justice

CourtMerit Systems Protection Board
DecidedJuly 24, 2024
DocketCH-1221-18-0200-W-1
StatusUnpublished

This text of Nicholas Paton v. Department of Justice (Nicholas Paton v. Department of Justice) is published on Counsel Stack Legal Research, covering Merit Systems Protection Board primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nicholas Paton v. Department of Justice, (Miss. 2024).

Opinion

UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD

NICHOLAS PATON, DOCKET NUMBER Appellant, CH-1221-18-0200-W-1

v.

DEPARTMENT OF JUSTICE, DATE: July 24, 2024 Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

Lawrence Berger , Esquire, Glen Cove, New York, for the appellant.

Katherine Meng and Katherine Stewart , Washington, D.C., for the agency.

BEFORE

Cathy A. Harris, Chairman Raymond A. Limon, Vice Chairman Henry J. Kerner, Member*

*Member Kerner did not participate in the adjudication of this appeal.

FINAL ORDER

The appellant has filed a petition for review of the initial decision, which denied corrective action in this individual right of action (IRA) appeal. Generally, we grant petitions such as this one only in the following circumstances: the initial decision contains erroneous findings of material fact;

1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2

the initial decision is based on an erroneous interpretation of statute or regulation or the erroneous application of the law to the facts of the case; the administrative judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite the petitioner’s due diligence, was not available when the record closed. Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review. Except as expressly MODIFIED to supplement the administrative judge’s analysis of the factors set forth under Carr v. Social Security Administration, 185 F.3d 1318, 1323 (Fed. Cir. 1999), we AFFIRM the initial decision.

BACKGROUND Effective May 25, 2014, the appellant received an appointment, which was not to exceed September 20, 2017, to the excepted service position of a Criminal Investigator (Special Agent) with the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) in Louisville, Kentucky. Initial Appeal File (IAF), Tab 7 at 93, Tab 35 at 4. By letter dated September 20, 2017, the Special Agent-in-Charge (SAC) of the Louisville office notified the appellant that the agency would not convert him to a career position. IAF, Tab 7 at 33-34. The appellant filed a complaint with the Office of Special Counsel (OSC). IAF, Tab 1 at 12-25. He alleged that he disclosed to ATF Louisville Division Counsel in April 2017 that he had refused to follow his supervisor’s order to surveil and seize the firearm of subject H. Id. at 19, 25. The appellant further alleged that he disclosed to the Division Counsel in June 2017 that his supervisor seized a firearm of subject J even after he informed his supervisor that he 3

believed that subject J was lawfully allowed to possess the firearm. Id. at 19-20. The appellant claimed that, in reprisal for his whistleblowing disclosures, the agency did not convert him to a career position in September 2017. Id. at 21. On November 30, 2017, OSC informed the appellant that it was terminating its inquiry into his claims and that he had a right to seek corrective action with the Board. Id. at 9-10. The appellant filed an IRA appeal with the Board. IAF, Tab 1. Following a hearing, the administrative judge issued an initial decision in which she denied the appellant’s request for corrective action. IAF, Tab 39, Hearing Compact Disc, Tab 43, Initial Decision (ID). In her initial decision, the administrative judge reiterated her findings from a prehearing order that the appellant failed to nonfrivolously allege that he engaged in protected activity under 5 U.S.C. § 2302(b)(9)(D) when he refused to follow his supervisor’s order to surveil subject H in early 2017, or that he made a protected disclosure of a violation of law, rule, or regulation under 5 U.S.C. § 2302(b)(8) when he reported that he was ordered to surveil subject H in April 2017 (the order he did not carry out). ID at 11, 13-14; IAF, Tab 26 at 2-5. The administrative judge found, however, that the appellant nonfrivolously alleged that he made a protected disclosure of a violation of law, rule, or regulation under 5 U.S.C. § 2302(b)(8) when he reported his supervisor’s decision to seize subject J’s gun in June 2017. ID at 15-16; IAF, Tab 26 at 4-5. On the merits, the administrative judge determined that the appellant established a prima facie case of whistleblower reprisal. ID at 17-20. Specifically, the administrative judge found that the appellant proved by preponderant evidence that he made a protected disclosure under 5 U.S.C. § 2302(b)(8) because he reasonably believed his supervisor’s decision to seize subject J’s firearm constituted a violation of law, rule, or regulation. ID at 17-18. The administrative judge further found that the appellant’s protected disclosure was a contributing factor in the agency’s decision not to convert him to a career 4

position. ID at 18-20. She concluded, however, that the agency proved by clear and convincing evidence that it would not have converted the appellant to a career position even absent his protected disclosure. ID at 20-29. The appellant has filed a petition for review of the initial decision. Petition for Review (PFR) File, Tab 1. He argues that the administrative judge erred in finding that the agency met its clear and convincing evidence burden. 2 Id. The agency has responded in opposition to the petition for review. PFR File, Tab 3.

DISCUSSION OF ARGUMENTS ON REVIEW Under the Whistleblower Protection Enhancement Act, the Board has jurisdiction over an IRA appeal if the appellant has exhausted his administrative remedies before OSC and makes nonfrivolous allegations of the following: (1) he made a disclosure described under 5 U.S.C. § 2302(b)(8) or engaged in protected activity described under 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D); and (2) the protected disclosure or activity was a contributing factor in the agency’s decision to take or fail to take a personnel action as defined by 5 U.S.C. § 2302(a). Salerno v. Department of the Interior, 123 M.S.P.R. 230, ¶ 5 (2016).

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