Nicholas Matthew Lewondowski v. State of Arkansas

2021 Ark. 132

• Court: Supreme Court of Arkansas
• Decided: June 10, 2021
• Status: Published

Opinion

Digitally signed by Susan Williams Reason: I attest to the accuracy and integrity of Cite as 2021 Ark. 132 this document Date: SUPREME COURT OF ARKANSAS 2023.06.20 No. CR-19-901 15:59:06 -05'00' Opinion Delivered: June 10, 2021 NICHOLAS MATTHEW LEWONDOWSKI APPELLANT APPEAL FROM THE GARLAND V. COUNTY CIRCUIT COURT [NO. 26CR-18-85] STATE OF ARKANSAS APPELLEE HONORABLE MARCIA R. HEARNSBERGER, JUDGE

REMANDED TO SETTLE THE RECORD.

ROBIN F. WYNNE, Associate Justice

Nicholas Lewondowski appeals from his convictions by a Garland County jury on

three counts of capital murder and felony-firearm enhancement, for which he was sentenced

to three consecutive terms of life imprisonment without parole. On appeal, he argues that

(1) reversible error occurred with regard to the handling of a jury note asking to again watch

his interview with police; (2) he was deprived of his Sixth Amendment right to counsel at

the hearing to settle the record regarding the jury note; (3) one of his defense attorneys had

a conflict of interest with State witness Scott Gilbert and should have been disqualified; (4)

the circuit court erred by not suppressing his statements to police; and (5) the evidence was

insufficient to support his convictions. Because appellant was deprived of his right to counsel

at the hearing to settle the record, we must again remand to settle the record.

Generally, this court considers challenges to the sufficiency of the evidence before

other points on appeal. Halliburton v. State, 2020 Ark. 101, at 6, 594 S.W.3d 856, 861 (stating that double-jeopardy considerations require this court to consider a challenge to the

sufficiency of the evidence prior to the other issues on appeal); Harris v. State, 284 Ark. 247,

681 S.W.2d 334 (1984) (applying Burks v. United States, 437 U.S. 1 (1978), and requiring

that the sufficiency of the evidence be reviewed before consideration of trial errors). Before

deciding the merits of this appeal, however, we first consider the issues surrounding the

settlement of the record. The record contains court’s exhibit 1, which is a note from the

jury providing as follows: “We would like to watch the interview w/ Nick that Detective

Fallice [sic] did after initially taken [sic] Nick into custody.” In September 2020, this court

granted appellant’s motion to file a second supplement to the record, permitting two

affidavits regarding the jury note (one of the court reporter, Jana Hawley, and one of a

member of the defense team, mitigation specialist Ashley Hornibrook) to be filed. Appellant

argued in his opening brief that the confusion surrounding the circuit court’s handling of

the jury note warranted reversal and remand for a new trial. The State filed a motion to

remand to settle the record and for abeyance of brief time, which this court granted.

On remand, the circuit court held a hearing to settle the record. The court denied

appellate counsel Sharon Kiel’s motion and day-of-hearing request to participate. At the

hearing, the court heard the testimony of chief deputy prosecuting attorney Kara Petro,

deputy prosecuting attorney Trent Daniels, public defenders Timothy Beckham and Mark

Fraiser, mitigation specialist Ashley Hornibrook, official court reporter Jana Hawley, and

appellant. The circuit court entered an order settling the record, and after the supplemental

record was filed, appellant was permitted to file a substituted opening brief, and briefing

then proceeded in the normal course.

2 For his first point on appeal, appellant contends it was reversible error for the circuit

court to fail to ensure a verbatim record of both the discussion that took place when the

jury note was received and the replaying of the recording for the jury. He argues that the

circuit court erred in failing to follow Administrative Order No. 4 (requiring a verbatim

record) and Arkansas Code Annotated section 16-89-125(e) (Repl. 2005)––Jury instructions

and deliberations, which provides:

After the jury retires for deliberation, if there is a disagreement between them as to any part of the evidence or if they desire to be informed on a point of law, they must require the officer to conduct them into court. Upon their being brought into court, the information required must be given in the presence of or after notice to the counsel of the parties.

Appellant correctly notes that noncompliance with section 16-89-125(e) gives rise to a

presumption of prejudice, and the State has the burden of overcoming that presumption.

Terry v. State, 2019 Ark. 342, at 4 (citing Clayton v. State, 321 Ark. 602, 906 S.W.2d 290

(1995)). Appellant further cites Davlin v. State, 313 Ark. 218, 853 S.W.2d 882 (1993), in

which this court held that the fact that the defendant was not present when a videotape of

the victim’s statement was replayed to the jury and the fact that the record was silent as to

what occurred during the replaying of the tape gave rise to a presumption of prejudice,

which the State failed to rebut. Finally, appellant points to this court’s duty to review all

errors prejudicial to an appellant who is sentenced to life imprisonment. Ark. Code Ann.

§ 16-91-113(a); Ark. Sup. Ct. R. 4-3(a) (2021).

The arguments raised in the first point on appeal dovetail with the second point—

that appellant was deprived of his Sixth Amendment right to counsel at the hearing to settle

the record. The State concedes that appellant was unrepresented at the hearing but argues

3 that the issue is barred because it was not raised below. Specifically, the State argues that

while Ms. Kiel was present and sought to participate in the hearing, the issue is barred on

appeal because she did not specifically argue that appellant’s right to counsel would be

violated if she were not allowed to participate as counsel. We disagree. There was no

affirmative waiver of appellant’s right to counsel at the hearing. See Bledsoe v. State, 337 Ark.

403, 989 S.W.2d 510 (1999) (discussing the requirements for establishing a voluntary and

intelligent waiver of the right to counsel). Clearly, there is no basis for a finding that

appellant waived his right to counsel under the circumstances presented here.

Next, the State contends that the hearing to settle the record was a “post-judgment,

appellate proceeding [that] simply was not a critical stage of Lewondowski’s prosecution.”

Regarding what constitutes a critical stage of a defendant’s case, this court has stated:

It is a basic principle of both our state’s and our nation’s constitutional law that a criminal defendant has the right to be present in person and by counsel at any critical stage in his or her case. A criminal defendant has a Sixth Amendment right to an attorney at every critical stage of the proceedings. A criminal defendant has a due process right to be present at critical stages of the proceeding. The complete denial of counsel during a critical stage of a judicial proceeding mandates a presumption of prejudice because the adversary process itself has been rendered presumptively unreliable.

A critical stage in a criminal proceeding is every stage where substantial rights of the criminal defendant may be affected. “A critical stage in a criminal proceeding is characterized by an opportunity for the exercise of judicial discretion or when certain legal rights may be lost if not exercised at that stage.”

Anderson v. State, 367 Ark. 536, 542, 242 S.W.3d 229, 234 (2006) (citations omitted). Here,

given that the lack of a verbatim record surrounding the jury note and the replaying of the

interview is a point on appeal, it is clear that the hearing to settle the record constituted a

4 critical stage of the proceedings. Appellant’s rights were affected by the testimony at the

hearing to settle the record, and the circuit court erred by denying him the right to counsel.

Accordingly, we remand to the circuit court for another hearing to settle the record––this

time with appellant represented by counsel.

Hancock Law Firm, by: Sharon Kiel, for appellant.

Leslie Rutledge, Att’y Gen., by: Pamela Rumpz, Sr. Ass’t Att’y Gen., for appellee.