Nicholas John Smit v. J. Lizarraga, Warden

District Court, C.D. California·Decided October 9, 2019·No. 5:16-cv-00233·Unknown

Opinion

NICHOLAS JOHN SMIT, ) NO. EDCV 16-233-RSWL (AGR) ) Petitioner, ) ) v. ) ) ORDER ACCEPTING FINDINGS J. LIZARRAGA, Warden, ) AND RECOMMENDATION OF ) MAGISTRATE JUDGE Respondent. ) ) ) ) Pursuant to 28 U.S.C. § 636, the Court has reviewed the Petition for Writ of Habeas Corpus (“Petition”), the other records on file herein, the Report and Recommendation (“Report”) of the United States Magistrate Judge, Petitioner’s Objections and Petitioner’s proposed First Amended Petition for Writ of Habeas Corpus. The Court has engaged in a de novo review of those portions of the Report and Recommendation to which objections have been made. The Court accepts the findings and recommendation of the magistrate judge, and addresses Petitioner’s new grounds and evidence below. I. Petitioner filed objections and submitted new evidence. (Dkt. No. 36.) Petitioner also filed a state habeas petition before the California Supreme Court with the additional evidence. (Dkt. No. 37.) That state petition contained two grounds for relief: (1) ineffective assistance of counsel; and (2) actual innocence. The California Supreme Court summarily denied the petition on June 12, 2019. In re Smit, 2019 Cal. LEXIS 4480 (June 12, 2019). The Court exercises its discretion to consider the new evidence. The Petition already contains a ground for relief based on ineffective assistance of trial counsel (Ground Two). The Court therefore considers Ground Two in light of the new evidence, and the new ground for relief based on actual innocence. A. Freestanding Claim of Actual Innocence The California Supreme Court’s summary denial of Petitioner’s most recent state habeas petition was the last reasoned decision on this claim. 1. Legal Standards The Supreme Court has not recognized a freestanding claim of actual innocence in the federal habeas context. Federal habeas review of state convictions has traditionally been limited to claims of constitutional violations occurring in the course of the underlying state criminal proceedings. Our federal habeas cases have treated claims of “actual innocence,” not as an independent constitutional claim, but as a basis upon which a habeas petitioner may have an independent constitutional claim considered on the merits, even though his habeas petition would otherwise be regarded as successive or abusive. History shows that the traditional remedy for claims of innocence based on new evidence, discovered too late in the day to file a new trial motion, has been executive clemency. Herrera v. Collins, 506 U.S. 390, 416-17 (1993); Jones v. Taylor, 763 F.3d 1242, 1246 (9th Cir. 2014) (leaving open whether freestanding actual innocence is cognizable). Given that the Supreme Court has not recognized a freestanding actual innocence claim, the California Supreme Court’s decision cannot be contrary to, or an unreasonable application of, United States Supreme Court precedent. Assuming actual innocence could form the basis of a cognizable ground for relief, “the threshold showing for such an assumed right would necessarily be extraordinarily high.” Herrera, 506 U.S. at 417. In Herrera, the petitioner had not met his burden by presenting affidavits obtained approximately eight years after trial. The affidavits “must be considered in light of the proof of petitioner’s guilt at trial.” Id. at 418. The Court concluded that the trial evidence, “even when considered alongside petitioner’s belated affidavits, points strongly to petitioner’s guilt.” Id. The affidavits contained inconsistencies and “fail[ed] to provide a convincing account of what took place on the night [the officers] were killed.” Id. Moreover, there was insufficient explanation as to why the affiants waited so long to make their statements. Id. at 417-18. After Herrera, the Supreme Court held that a freestanding claim of actual innocence may overcome expiration of the statute of limitations. McQuiggin v. Perkins, 569 U.S. 383, 386 (2013). The Court noted that “tenable actual- innocence pleas are rare.” Id. “‘[A] petitioner does not meet the threshold requirement unless he persuades the district court that, in light of the new evidence, no juror, acting reasonably, would have voted to find him guilty beyond a reasonable doubt.’” Id. (quoting Schlup v. Delo, 513 U.S. 298, 329 (1995); citing House v. Bell, 547 U.S. 518, 538 (2006)). Timing is “a factor relevant in evaluating the reliability of a petitioner’s proof of innocence.” Id. at 399. Actual innocence “requires ‘new reliable evidence – whether it be exculpatory scientific evidence, trustworthy eyewitness accounts, or critical physical evidence – that was not presented at trial.’” House, 547 U.S. at 537 (quoting Schlup, 513 U.S. at 324). The habeas court considers all of the evidence, both old and new, to determine whether the petitioner has met his burden of showing that it is “more likely than not, in light of the new evidence, no reasonable juror would find him guilty beyond a reasonable doubt.” Id. at 538. “The court’s function is not to make an independent factual determination about what likely occurred, but rather to assess the likely impact of the evidence on reasonable jurors.” Id. In House, the Court concluded that the petitioner’s evidence – which was far stronger than the evidence presented in this case – “falls short of the threshold implied in Herrera” although it was sufficient to overcome procedural default. Id. at 555. The Ninth Circuit has “held that, at a minimum, the petitioner must ‘go beyond demonstrating doubt about his guilt, and must affirmatively prove that he is probably innocent.’” Jones, 763 F.3d at 1246 (citation omitted). The Circuit applies the standards in Schlup and House. Id. at 1246-48. 2. Analysis Assuming that a freestanding claim of actual innocence is cognizable under federal habeas review, Petitioner does not affirmatively show that he is probably innocent but rather attempts to cast doubt on some of the evidence against him. The totality of the evidence, both old and new, does not satisfy Petitioner’s burden of showing that he is probably innocent of the attempted murder counts.1 The state court’s decision was not contrary to, or an unreasonable application of, United States Supreme Court precedent and was not an unreasonable determination of the facts. Petitioner was convicted of four counts of premeditated attempted murder of Officer Johnson, the police officer who executed a search warrant at 1 Petitioner’s new evidence does not address the other counts. Petitioner’s home on June 25, 2009 and found drugs, a firearm, ammunition and other items in a safe that resulted in charges being filed against Petitioner. The attempted murder counts were based on events on February 23, 2010 (Count 7), March 5, 2010 (Count 9), June 3, 2010 (Count 11) and July 6, 2010 (Count 12).2 The prosecution must prove beyond a reasonable doubt that (1) “[t]he defendant took at least one direct but ineffective step toward killing a person,” and (2) “[t]he defendant intended to kill a person.” (Report at 13 (citing LD 1 at 1165).) Lethality of Weapons Petitioner argues that the prosecution failed to prove that the three zip guns and one M29 rocket used in the attempted murder counts were capable of being lethal. California law does not require that the means used were lethal. A “person may be convicted of an attempt to commit a crime he never could have completed under the circumstances.” People v. Chandler, 60 Cal. 4th 508, 517 (2014). “[T]he specific intent required by the law of attempt does not require a showing that the intended act would be effective in c

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Nicholas John Smit v. J. Lizarraga, Warden, (C.D. Cal. 2019).

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