Nicholas Gluba, Charles Aldrich, and Marco Battaglia v. State Objections Panel with intervenors Dan Smicker, Cynthia Yockey, Jack Sayers, Garrett Anderson, Trudy Caviness, and Elaine Gaesser

Supreme Court of Iowa·Decided September 11, 2024·No. 24-1426·Published

Opinion

In the Iowa Supreme Court No. 24–1426

Submitted September 10, 2024—Filed September 11, 2024 Nicholas Gluba, Charles Aldrich, and Marco Battaglia, Appellants,

vs.

State Objection Panel,

Appellee,

Dan Smicker, Cynthia Yockey, Jack Sayers, Garrett Anderson, Trudy Caviness, and Elaine Gaesser,

Intervenors-Appellees.

Appeal from the Iowa District Court for Polk County, Michael D. Huppert, judge.

Congressional candidates appeal from a district court order denying their challenge to a State Objection Panel decision removing their names from the general election ballot due to failure to comply with statutory nomination requirements. Affirmed.

Per curiam. Waterman, J., took no part in the consideration or decision of the case.

Jacob P. Heard (argued) and Julia A. Cutler of Iowa Defenders, PLLC, Clive, and Jennifer H. De Kock (argued) of Coppola Hockenberg, P.C., West Des Moines, for appellants.

Brenna Bird, Attorney General; Leif A. Olson, Chief Deputy Attorney General; Eric Wessan, Solicitor General; Patrick C. Valencia, Deputy Solicitor

General; and William C. Admussen (argued) Assistant Solicitor General, for appellee.

Alan R. Ostergren (argued) of Alan R. Ostergren, P.C., Des Moines, for intervenors-appellees.

Shayla L. McCormally of McCormally & Cosgrove, P.L.L.C., Des Moines, for amicus curiae Iowa Democratic Party and Democratic Congressional Campaign Committee.

Per Curiam.

We are asked to review a district court ruling upholding a decision by the State Objection Panel disqualifying three Libertarian Party of Iowa candidates for the United States House of Representatives from the 2024 general election ballot. Both the Panel and the district court found that the Libertarian Party had failed to comply with the statutory process for nominating candidates by convention. As set forth herein, we generally agree with their reasoning and therefore affirm the judgment below.

I. Facts and Procedural History.

Under Iowa law, political parties whose candidates received at least 2% of the vote in the previous year’s gubernatorial or presidential elections may apply for official political party status. See Iowa Admin. Code r. 721—21.10. In the 2022 general election, the Libertarian Party candidate for governor received more than 2% of the total vote. The Libertarian Party filed for and was granted status as a qualified political party.

Qualified political parties generally select their general election candidates through a primary election. Iowa law provides, “Candidates of all political parties for all offices which are filled at a regular biennial election by direct vote of the people shall be nominated at a primary election at the time and in the manner directed in this chapter.” Iowa Code § 43.3 (2024).

Iowa holds its primary election on the first Tuesday following the first Monday in June. Id. § 43.7. A congressional candidate qualifies for the primary election by filing nomination papers with the requisite number of signatures no later than 5:00 p.m. on the eighty-first day before the primary election. Id. § 43.11(2). Congressional candidates must file petitions with not less than 1,726 signatures of eligible electors, including at least 47 signatures from each of half

of the counties in their respective districts. Id. § 45.1(3).1 A person may sign more than one petition for the same office. Id. § 45.6(1).

This year, at least one Democratic Party candidate and at least one Republican Party candidate filed nomination papers by the deadline for the offices of United States Representative in Congress for Iowa’s first, third, and fourth congressional districts. No Libertarian candidates filed for those districts. At the June primary, the respective party voters selected the Democratic and Republican nominees for those districts whose names will appear on the November general election ballot.

Iowa law also provides a second path by which a political party may place a candidate on the general election ballot. Specifically, when there is a “vacancy” due to no candidate from that party having filed nomination papers to get on the primary ballot, the party may nominate a candidate. Id. § 43.78. For a congressional race, the nomination must occur at a congressional district convention. Id. § 43.78(1)(b). In the event the party makes such a nomination, the name of the candidate shall be submitted in writing to the secretary of state not later than 5:00 p.m. on the seventy-sixth day before the general election. Id. § 43.78(2).

The law prescribes a multi-step process for selecting the delegates to the congressional district conventions. First, local precinct caucuses meeting in the winter of each even-numbered year elect delegates to county conventions. Id. § 43.4(1). When the precinct caucuses select county convention delegates, those names are to be provided to the county auditor. Id. §§ 43.4(4), .91. Each county convention thus consists of delegates “elected at the last preceding precinct 1“ ‘Eligible elector’ means a person who possesses all of the qualifications necessary to

entitle the person to be registered to vote, whether or not the person is in fact so registered.” Iowa Code § 39.3(6).

caucus.” Id. § 43.90. Further: “The term of office of delegates to the county convention shall begin on the day following their election at the precinct caucus . . . .” Id. § 43.94 (emphasis added).

When they convene, the county conventions in turn choose delegates to the congressional district conventions and the state convention. Id. § 43.97(3).

The Libertarian Party collapsed this process somewhat. By its own admission, it conducted precinct caucuses and county conventions on the same day, January 15, 2024. Following those precinct caucuses, the Libertarian Party failed to provide to any county auditor the names of any delegates. See id. § 43.4(4). At that time, i.e., January 15, delegates to the district conventions and state convention were purportedly selected.2 Later, on June 8, the party had a state convention where it filled its ballot vacancies for United States Congress by nominating petitioners Nicholas Gluba, Marco Battaglia, and Charles Aldrich as the candidates for Iowa’s first, third, and fourth congressional districts, respectively. On July 29, Gluba, Battaglia, and Aldrich filed certificates of nomination with the secretary of state.

Dan Smicker and Cynthia Yockey (first district), Trudy Caviness and Elaine Gassner (third district), and Jack Sayers and Garrett Anderson (fourth district) timely filed objections to those certificates of nomination. See id. § 43.24(1)(a), (b)(2). Each of these individuals resides in one of the nominees’ congressional districts and is eligible to vote in the November 2024 general elections. Their objections challenged, primarily, the validity of the Libertarian Party’s January 15 county conventions.

2Our record is sparse. There are no minutes of any Libertarian Party precinct caucuses

or county conventions. We have an affidavit from the cochair of the Libertarian Party who states, with reference to January 15, “The Libertarian Party of Iowa held its county conventions in the same locations and at the same time as Caucuses.” He also states, “Upon conclusion of the conventions, all participating counties submitted their lists of delegates to me.”

Thereafter, the State Objection Panel, consisting of the secretary of state, auditor of state, and attorney general, scheduled a hearing to determine the validity of the nominations. See id. § 43.24(3)(a). Because all three separate actions involved nearly identical questions of law and fact, they were consolidated and the administrative hearing for all three petitioners was held on August 28.

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Nicholas Gluba, Charles Aldrich, and Marco Battaglia v. State Objections Panel with intervenors Dan Smicker, Cynthia Yockey, Jack Sayers, Garrett Anderson, Trudy Caviness, and Elaine Gaesser, (iowa 2024).

Nicholas Gluba, Charles Aldrich, and Marco Battaglia v. State Objections Panel with intervenors Dan Smicker, Cynthia Yockey, Jack Sayers, Garrett Anderson, Trudy Caviness, and Elaine Gaesser (Nicholas Gluba, Charles Aldrich, and Marco Battaglia v. State Objections Panel with intervenors Dan Smicker, Cynthia Yockey, Jack Sayers, Garrett Anderson, Trudy Caviness, and Elaine Gaesser) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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