NH Right to Life v. Gardner CV-96-212-JD 06/21/96 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
New Hampshire Right to Life Political Action Committee
v. Civil No. 96-212-JD
William Gardner, et al.
O R D E R
The plaintiff. New Hampshire Right to Life Political Action
Committee ("NHRLPAC")a brought this action under 42 U.S.C. § 1983
against the New Hampshire Secretary of State and Attorney General
in their official capacities, seeking declaratory and injunctive
relief. Before the court is the plaintiff's amended motion for a
preliminary injunction (document no. 11).
Background
New Hampshire Rev. Stat. Ann. ("RSA") § 664:5,V (Supp. 1995)
provides:
No political committee shall make independent expenditures in excess of $1,000 for or against any candidate running for a particular office in a state primary election, and a like amount in a state general election, in support of or to oppose any candidate.
RSA § 664:3,1 (Supp. 1995) reguires political committees to
register with the Secretary of State and to declare that they
will not exceed the expenditure limitations of RSA § 664:5,V. RSA § 664:3,11 (1994) provides that political committees may not
make independent campaign expenditures without complying with the
declaration reguirement of RSA § 664:3,1.
Relying on Buckley v. Valeo, 424 U.S. 1 (1976) (per curiam),
NHRLPAC brought this action seeking declaratory and injunctive
relief against enforcement of the statutory provisions outlined
above on the ground that they violate the First Amendment to the
United States Constitution. NHRLPAC alleged that it is a
political committee within the meaning of the relevant statutes,
and that it intends to spend more than $1,000 in independent
expenditures advocating the election of a clearly identified
candidate for state office. NHRLPAC also stated its intention
not to comply with the declaration reguirement of RSA § 664:3,I.1
Following the commencement of this lawsuit, the defendants
reguested information concerning the plaintiff's planned
expenditures and the plaintiff's relationship to the candidate it
intends to support. On June 6, 1996, the defendants' attorneys
deposed NHRLPAC's chairperson, Barbara Hagan, who described her
1The defendants have filed a copy of a political committee registration form for the 1996 primary and general elections signed by Barbara Hagan, the plaintiff's chairperson, on November 17, 1995. The form indicates the plaintiff's intent to make independent expenditures with respect to candidate(s) to be named at a later date, and contains the following declaration: "We, the undersigned, declare that any independent expenditures made by this political committee will not exceed the expenditure limitations as set forth in RSA § 664:5,V."
2 committee's plans to purchase two advertisements in the New
Hampshire Right to Life News and to distribute 30,000 flyers, all
in support of the candidate and at a cost well in excess of
$1,000. Hagan also described her organization's relationship
with the candidate, stating, inter alia, that the candidate
currently is a member of NHRLPAC, has attended rallies sponsored
by NHRLPAC, and communicates with Hagan several times a week
about the campaign. Hagan further stated that several members
and trustees of NHRLPAC are currently working on or plan to help
the candidate's campaign in some manner.
The defendants, acting through attorneys from the office of
the Attorney General, have filed an objection to the instant
motion. Based on Hagan's deposition testimony, they have stated
that they do not consider the expenditures NHRLPAC intends to
make on behalf of the candidate to be "independent," and have
represented that the state will take no enforcement action under
RSA § 664:5,V with respect to such expenditures. The defendants
also have represented that the plaintiff is not subject to
prosecution under RSA § 664:5, II (1994), which prohibits
political committees from making expenditures or contributions
for the purpose of advocating a candidate without obtaining and
filing with the Secretary of State the candidate's consent.
3 Discussion
The defendants argue that the plaintiff's request for
injunctive relief should be denied because the plaintiff is not
threatened with prosecution and thus lacks standing to raise its
First Amendment claims. The plaintiff has challenged the
defendants' construction of the statutes at issue and the
defendants' authority to determine prospectively whether an
expenditure is independent, and claims that the chilling effect
caused by the statutory scheme, even without the threat of
prosecution, is sufficient to confer standing.
The case and controversy requirement of Article III of the
United States Constitution places upon the plaintiff the burden
of proving (1) some actual or threatened injury as a result of
the putatively illegal conduct; (2) that the injury may fairly be
traced to the challenged action; and (3) that a favorable
decision is likely to redress the injury. Vote Choice, Inc. v.
DiStefano, 4 F.3d 26, 36 (1st Cir. 1993); United States v. AVX
Corp., 982 F.2d 108, 114 (1st Cir. 1992) . To satisfy the first
prong of this test, a party contesting the validity of a statute
prior to its enforcement must allege more than a mere "subjective
chill," e.g., Meese v. Keene, 481 U.S. 465, 473 (1987), and must
demonstrate a credible threat of prosecution. Babbitt v. United
Farm Workers Nat. Union, 442 U.S. 289, 298 (1979); see also
4 Younger v. Harris, 401 U.S. 37, 42 (1971) ("[PJersons having no
fears of state prosecution except those that are imaginative or
speculative . . . are not to be accepted as appropriate
plaintiffs."). Enjoining the enforcement of a state statute is a
matter of serious import and the prereguisites for doing so must
be strictly complied with. Although non-constitutional rules of
standing such as the prohibition against asserting another
person's legal rights may be relaxed where a plaintiff asserts a
First Amendment claim, see, e.g., Virginia v. American
Booksellers Ass'n, 484 U.S. 383, 392 (1988), the existence of
actual or threatened injury is a prereguisite to federal
jurisdiction, regardless of the claim asserted. See, e.g..
Village of Schaumburg v. Citizens for a Better Environment, 444
U.S. 620, 634 (1980) ("Given a case or controversy, a litigant
whose own activities are unprotected may nevertheless challenge a
statute by showing that it substantially abridges the First
Amendment rights of other parties not before the court."
(emphasis added)).
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NH Right to Life v. Gardner CV-96-212-JD 06/21/96 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF NEW HAMPSHIRE
New Hampshire Right to Life Political Action Committee
v. Civil No. 96-212-JD
William Gardner, et al.
O R D E R
The plaintiff. New Hampshire Right to Life Political Action
Committee ("NHRLPAC")a brought this action under 42 U.S.C. § 1983
against the New Hampshire Secretary of State and Attorney General
in their official capacities, seeking declaratory and injunctive
relief. Before the court is the plaintiff's amended motion for a
preliminary injunction (document no. 11).
Background
New Hampshire Rev. Stat. Ann. ("RSA") § 664:5,V (Supp. 1995)
provides:
No political committee shall make independent expenditures in excess of $1,000 for or against any candidate running for a particular office in a state primary election, and a like amount in a state general election, in support of or to oppose any candidate.
RSA § 664:3,1 (Supp. 1995) reguires political committees to
register with the Secretary of State and to declare that they
will not exceed the expenditure limitations of RSA § 664:5,V. RSA § 664:3,11 (1994) provides that political committees may not
make independent campaign expenditures without complying with the
declaration reguirement of RSA § 664:3,1.
Relying on Buckley v. Valeo, 424 U.S. 1 (1976) (per curiam),
NHRLPAC brought this action seeking declaratory and injunctive
relief against enforcement of the statutory provisions outlined
above on the ground that they violate the First Amendment to the
United States Constitution. NHRLPAC alleged that it is a
political committee within the meaning of the relevant statutes,
and that it intends to spend more than $1,000 in independent
expenditures advocating the election of a clearly identified
candidate for state office. NHRLPAC also stated its intention
not to comply with the declaration reguirement of RSA § 664:3,I.1
Following the commencement of this lawsuit, the defendants
reguested information concerning the plaintiff's planned
expenditures and the plaintiff's relationship to the candidate it
intends to support. On June 6, 1996, the defendants' attorneys
deposed NHRLPAC's chairperson, Barbara Hagan, who described her
1The defendants have filed a copy of a political committee registration form for the 1996 primary and general elections signed by Barbara Hagan, the plaintiff's chairperson, on November 17, 1995. The form indicates the plaintiff's intent to make independent expenditures with respect to candidate(s) to be named at a later date, and contains the following declaration: "We, the undersigned, declare that any independent expenditures made by this political committee will not exceed the expenditure limitations as set forth in RSA § 664:5,V."
2 committee's plans to purchase two advertisements in the New
Hampshire Right to Life News and to distribute 30,000 flyers, all
in support of the candidate and at a cost well in excess of
$1,000. Hagan also described her organization's relationship
with the candidate, stating, inter alia, that the candidate
currently is a member of NHRLPAC, has attended rallies sponsored
by NHRLPAC, and communicates with Hagan several times a week
about the campaign. Hagan further stated that several members
and trustees of NHRLPAC are currently working on or plan to help
the candidate's campaign in some manner.
The defendants, acting through attorneys from the office of
the Attorney General, have filed an objection to the instant
motion. Based on Hagan's deposition testimony, they have stated
that they do not consider the expenditures NHRLPAC intends to
make on behalf of the candidate to be "independent," and have
represented that the state will take no enforcement action under
RSA § 664:5,V with respect to such expenditures. The defendants
also have represented that the plaintiff is not subject to
prosecution under RSA § 664:5, II (1994), which prohibits
political committees from making expenditures or contributions
for the purpose of advocating a candidate without obtaining and
filing with the Secretary of State the candidate's consent.
3 Discussion
The defendants argue that the plaintiff's request for
injunctive relief should be denied because the plaintiff is not
threatened with prosecution and thus lacks standing to raise its
First Amendment claims. The plaintiff has challenged the
defendants' construction of the statutes at issue and the
defendants' authority to determine prospectively whether an
expenditure is independent, and claims that the chilling effect
caused by the statutory scheme, even without the threat of
prosecution, is sufficient to confer standing.
The case and controversy requirement of Article III of the
United States Constitution places upon the plaintiff the burden
of proving (1) some actual or threatened injury as a result of
the putatively illegal conduct; (2) that the injury may fairly be
traced to the challenged action; and (3) that a favorable
decision is likely to redress the injury. Vote Choice, Inc. v.
DiStefano, 4 F.3d 26, 36 (1st Cir. 1993); United States v. AVX
Corp., 982 F.2d 108, 114 (1st Cir. 1992) . To satisfy the first
prong of this test, a party contesting the validity of a statute
prior to its enforcement must allege more than a mere "subjective
chill," e.g., Meese v. Keene, 481 U.S. 465, 473 (1987), and must
demonstrate a credible threat of prosecution. Babbitt v. United
Farm Workers Nat. Union, 442 U.S. 289, 298 (1979); see also
4 Younger v. Harris, 401 U.S. 37, 42 (1971) ("[PJersons having no
fears of state prosecution except those that are imaginative or
speculative . . . are not to be accepted as appropriate
plaintiffs."). Enjoining the enforcement of a state statute is a
matter of serious import and the prereguisites for doing so must
be strictly complied with. Although non-constitutional rules of
standing such as the prohibition against asserting another
person's legal rights may be relaxed where a plaintiff asserts a
First Amendment claim, see, e.g., Virginia v. American
Booksellers Ass'n, 484 U.S. 383, 392 (1988), the existence of
actual or threatened injury is a prereguisite to federal
jurisdiction, regardless of the claim asserted. See, e.g..
Village of Schaumburg v. Citizens for a Better Environment, 444
U.S. 620, 634 (1980) ("Given a case or controversy, a litigant
whose own activities are unprotected may nevertheless challenge a
statute by showing that it substantially abridges the First
Amendment rights of other parties not before the court."
(emphasis added)).
Here, the Attorney General, a named party in this action,
has represented both to this court and to the plaintiff that the
plaintiff will not be prosecuted for making expenditures on
behalf of the candidate at issue under RSA § 664:5, V or RSA §
664:5, II. The Attorney General also has submitted an affidavit
5 from an employee in the Office of the Secretary of State
indicating that the plaintiff currently is in full compliance
with the declaration requirement of RSA § 644:3, I. See
Affidavit of Ellen C. Dube at 5 4. Although the plaintiff
disputes the authority of the Attorney General to make such
representations, the court considers the representations to be
binding and the plaintiff to be protected by them. The Attorney
General is entrusted by statute with enforcement of the election
laws in general, see RSA § 7:6-c (1988), and of the political
expenditure and contribution laws in particular, see RSA § 664:18
(1994), and has unequivocally represented to the court that the
plaintiff will not be subject to prosecution for the acts it
intends to undertake. As enforcer of the election laws, the
Attorney General has bound the state to his representations. As
such, there is no credible threat of prosecution under the
statutory provisions at issue, and the court has no authority
under Article III to adjudicate the constitutionality of the
statutes as written or applied.2
2Ihe plaintiff relies on American Booksellers for the proposition that the danger caused by self-censorship is sufficient to confer standing on a plaintiff, even where there is no threat of actual prosecution. The argument is unavailing. Although the American Booksellers court did recognize that the harms of self-censorship "can be realized without an actual prosecution," the court was not confronted with a situation where, as here, there is not only no prosecution, but not even the threat of one. See 484 U.S. at 393.
6 The court's conclusion presents a constitutional barrier not
only to the adjudication of the instant motion but also to the
court's consideration of the merits of the case. As the First
Circuit has noted, "[s]tanding poses the potential for a domino
effect. If a party lacks standing to bring a matter before the
court, the court lacks jurisdiction to decide the merits of the
underlying case." AVX Corp., 962 F.2d at 113. The court has no
jurisdiction over the subject matter of the case. The
plaintiff's motion for a preliminary injunction is denied and the
case is dismissed.
Conclusion
The clerk is ordered to close the case.
SO ORDERED.
Joseph A. DiClerico, Jr, Chief Judge June 21, 1996
cc: Stephen F. Queeney, Esguire James Bopp Jr., Esguire Lucy C. Hodder, Esguire