24-2715 Ngambo v. Soc. Sec. Admin.
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 9th day of May, two thousand twenty-five.
PRESENT: MYRNA PÉREZ, ALISON J. NATHAN, MARIA ARAÚJO KAHN, Circuit Judges. _____________________________________
Jules Ngambo,
Plaintiff-Appellant,
v. 24-2715
Social Security Administration,
Defendant-Appellee. _____________________________________ FOR PLAINTIFF-APPELLANT: Jules Ngambo, pro se, Garnerville, NY.
FOR DEFENDANT-APPELLEE: Brandon H. Cowart, Christopher Connolly, Assistant United States Attorneys, for Matthew Podolsky, Acting United States Attorney for the Southern District of New York, New York, NY.
Appeal from a judgment of the United States District Court for the
Southern District of New York (Krause, M.J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgment of the district court is
AFFIRMED.
Appellant Jules Ngambo, representing himself, appeals from the dismissal
of his amended complaint for lack of subject matter jurisdiction and failure to
state a claim. Ngambo commenced this action against the Social Security
Administration (“SSA”), alleging that it took his Certificate of Naturalization
without due process or just compensation, in violation of the Fifth Amendment.
Ngambo consented to proceed before a magistrate judge. Upon the SSA’s
2 motion, a magistrate judge (i) dismissed the due process claim for lack of subject
matter jurisdiction, reasoning that the SSA had sovereign immunity barring that
claim, and (ii) dismissed Ngambo’s Takings Clause claim for failure to state a
claim. See Ngambo v. Soc. Sec. Admin., No. 23-cv-963, 2024 WL 4203262 (S.D.N.Y.
Sept. 16, 2024). The magistrate judge also denied Ngambo’s motions to
disqualify and to withdraw consent to proceed before a magistrate judge. Id. at
*9–11.
We assume the parties’ familiarity with the underlying facts, the
procedural history, and the issues on appeal, which we recount only as necessary
to explain our decision to affirm.
I. Dismissal for Lack of Subject Matter Jurisdiction
“In reviewing a district court’s dismissal of a complaint for lack of subject
matter jurisdiction, we review factual findings for clear error and legal
conclusions de novo.” Maloney v. Soc. Sec. Admin., 517 F.3d 70, 74 (2d Cir. 2008)
(per curiam). The magistrate judge properly dismissed Ngambo’s due process
claim for lack of subject matter jurisdiction.
3 “It is, of course, ‘axiomatic’ under the principle of sovereign immunity
‘that the United States may not be sued without its consent and that the existence
of consent is a prerequisite for jurisdiction.’” Adeleke v. United States, 355 F.3d
144, 150 (2d Cir. 2004) (quoting United States v. Mitchell, 463 U.S. 206, 212 (1983)).
“Moreover, waivers of sovereign immunity must be ‘unequivocally expressed’
in statutory text, and cannot simply be implied.” Id. (quoting United States v.
Nordic Vill. Inc., 503 U.S. 30, 33 (1992)). “The shield of sovereign immunity
protects not only the United States but also its agencies and officers when the
latter act in their official capacities.” Dotson v. Griesa, 398 F.3d 156, 177 (2d Cir.
2005).
The Little Tucker Act, 28 U.S.C. § 1346(a)(2), waives the sovereign
immunity of the United States for a limited class of claims. See United States v.
Bormes, 568 U.S. 6, 10 (2012). Pursuant to the Act,
district courts shall have original jurisdiction, concurrent with the Court of Federal Claims, of: . . . [a]ny . . . civil action[s] or claim[s] against the United States, not exceeding $10,000 in amount, founded either upon the Constitution, or any Act of Congress, or any regulation of an executive department, or upon any express or implied contract with the United States, or for liquidated or unliquidated damages in cases not sounding in tort.
4 28 U.S.C. § 1346(a)(2).
However, we have concluded that a plaintiff may not recover damages
from the United States under the Tucker Act for alleged violations of due process
because “the due process clause of the Fifth Amendment [does not] specifically
afford[] compensation by the United States government for violations thereof.”
Duarte v. United States, 532 F.2d 850, 852 (2d Cir. 1976) (determining “that the
appellant may not recover damages from the United States under the Tucker Act
on the claim that the procedures by which he surrendered his Merchant
Mariner’s Document violated the requirements of due process.”).
Ngambo argues that the district court had subject matter jurisdiction
because the SSA was an independent agency that could “sue and be sued.”
However, “[w]hen Congress authorizes one of its agencies to be sued eo nomine,
it does so in explicit language, or impliedly because the agency is the offspring
of such a suable entity.” Blackmar v. Guerre, 342 U.S. 512, 515 (1952).
Congress’s limited waiver of sovereign immunity for challenging SSA eligibility
and benefits decisions does not authorize damages claims against the SSA. See
42 U.S.C. § 405(g).
5 II. Takings Clause Claim
As an initial matter, the magistrate judge properly concluded that the
district court had subject matter jurisdiction under the Little Tucker Act to
consider Ngambo’s Takings Clause claim. See Maine Cmty. Health Options v.
United States, 590 U.S. 296, 323 n.12 (2020). The magistrate judge was also
correct that Ngambo failed to state a Takings Clause claim.
We review “de novo a district court’s dismissal of a complaint pursuant to
[Federal Rule of Civil Procedure] 12(b)(6), construing the complaint liberally,
accepting all factual allegations in the complaint as true, and drawing all
reasonable inferences in the plaintiff's favor.” Chambers v. Time Warner, Inc., 282
F.3d 147, 152 (2d Cir. 2002).
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24-2715 Ngambo v. Soc. Sec. Admin.
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 9th day of May, two thousand twenty-five.
PRESENT: MYRNA PÉREZ, ALISON J. NATHAN, MARIA ARAÚJO KAHN, Circuit Judges. _____________________________________
Jules Ngambo,
Plaintiff-Appellant,
v. 24-2715
Social Security Administration,
Defendant-Appellee. _____________________________________ FOR PLAINTIFF-APPELLANT: Jules Ngambo, pro se, Garnerville, NY.
FOR DEFENDANT-APPELLEE: Brandon H. Cowart, Christopher Connolly, Assistant United States Attorneys, for Matthew Podolsky, Acting United States Attorney for the Southern District of New York, New York, NY.
Appeal from a judgment of the United States District Court for the
Southern District of New York (Krause, M.J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgment of the district court is
AFFIRMED.
Appellant Jules Ngambo, representing himself, appeals from the dismissal
of his amended complaint for lack of subject matter jurisdiction and failure to
state a claim. Ngambo commenced this action against the Social Security
Administration (“SSA”), alleging that it took his Certificate of Naturalization
without due process or just compensation, in violation of the Fifth Amendment.
Ngambo consented to proceed before a magistrate judge. Upon the SSA’s
2 motion, a magistrate judge (i) dismissed the due process claim for lack of subject
matter jurisdiction, reasoning that the SSA had sovereign immunity barring that
claim, and (ii) dismissed Ngambo’s Takings Clause claim for failure to state a
claim. See Ngambo v. Soc. Sec. Admin., No. 23-cv-963, 2024 WL 4203262 (S.D.N.Y.
Sept. 16, 2024). The magistrate judge also denied Ngambo’s motions to
disqualify and to withdraw consent to proceed before a magistrate judge. Id. at
*9–11.
We assume the parties’ familiarity with the underlying facts, the
procedural history, and the issues on appeal, which we recount only as necessary
to explain our decision to affirm.
I. Dismissal for Lack of Subject Matter Jurisdiction
“In reviewing a district court’s dismissal of a complaint for lack of subject
matter jurisdiction, we review factual findings for clear error and legal
conclusions de novo.” Maloney v. Soc. Sec. Admin., 517 F.3d 70, 74 (2d Cir. 2008)
(per curiam). The magistrate judge properly dismissed Ngambo’s due process
claim for lack of subject matter jurisdiction.
3 “It is, of course, ‘axiomatic’ under the principle of sovereign immunity
‘that the United States may not be sued without its consent and that the existence
of consent is a prerequisite for jurisdiction.’” Adeleke v. United States, 355 F.3d
144, 150 (2d Cir. 2004) (quoting United States v. Mitchell, 463 U.S. 206, 212 (1983)).
“Moreover, waivers of sovereign immunity must be ‘unequivocally expressed’
in statutory text, and cannot simply be implied.” Id. (quoting United States v.
Nordic Vill. Inc., 503 U.S. 30, 33 (1992)). “The shield of sovereign immunity
protects not only the United States but also its agencies and officers when the
latter act in their official capacities.” Dotson v. Griesa, 398 F.3d 156, 177 (2d Cir.
2005).
The Little Tucker Act, 28 U.S.C. § 1346(a)(2), waives the sovereign
immunity of the United States for a limited class of claims. See United States v.
Bormes, 568 U.S. 6, 10 (2012). Pursuant to the Act,
district courts shall have original jurisdiction, concurrent with the Court of Federal Claims, of: . . . [a]ny . . . civil action[s] or claim[s] against the United States, not exceeding $10,000 in amount, founded either upon the Constitution, or any Act of Congress, or any regulation of an executive department, or upon any express or implied contract with the United States, or for liquidated or unliquidated damages in cases not sounding in tort.
4 28 U.S.C. § 1346(a)(2).
However, we have concluded that a plaintiff may not recover damages
from the United States under the Tucker Act for alleged violations of due process
because “the due process clause of the Fifth Amendment [does not] specifically
afford[] compensation by the United States government for violations thereof.”
Duarte v. United States, 532 F.2d 850, 852 (2d Cir. 1976) (determining “that the
appellant may not recover damages from the United States under the Tucker Act
on the claim that the procedures by which he surrendered his Merchant
Mariner’s Document violated the requirements of due process.”).
Ngambo argues that the district court had subject matter jurisdiction
because the SSA was an independent agency that could “sue and be sued.”
However, “[w]hen Congress authorizes one of its agencies to be sued eo nomine,
it does so in explicit language, or impliedly because the agency is the offspring
of such a suable entity.” Blackmar v. Guerre, 342 U.S. 512, 515 (1952).
Congress’s limited waiver of sovereign immunity for challenging SSA eligibility
and benefits decisions does not authorize damages claims against the SSA. See
42 U.S.C. § 405(g).
5 II. Takings Clause Claim
As an initial matter, the magistrate judge properly concluded that the
district court had subject matter jurisdiction under the Little Tucker Act to
consider Ngambo’s Takings Clause claim. See Maine Cmty. Health Options v.
United States, 590 U.S. 296, 323 n.12 (2020). The magistrate judge was also
correct that Ngambo failed to state a Takings Clause claim.
We review “de novo a district court’s dismissal of a complaint pursuant to
[Federal Rule of Civil Procedure] 12(b)(6), construing the complaint liberally,
accepting all factual allegations in the complaint as true, and drawing all
reasonable inferences in the plaintiff's favor.” Chambers v. Time Warner, Inc., 282
F.3d 147, 152 (2d Cir. 2002).
The Takings Clause states that “private property [shall not] be taken for
public use without just compensation.” U.S. Const. amend. V. “[T]he Takings
Clause presupposes that the government has acted in pursuit of a valid public
purpose.” Lingle v. Chevron U.S.A. Inc., 544 U.S. 528, 543 (2005). “Conversely,
if a government action is found to be impermissible—for instance because it fails
to meet the ‘public use’ requirement or is so arbitrary as to violate due process—
6 that is the end of the inquiry. No amount of compensation can authorize such
action.” Id. Here, Ngambo’s allegations, liberally construed and drawing all
reasonable inferences in his favor, suggest that the SSA lost his certificate of
naturalization, not that his certificate was taken intentionally or taken “for public
use.”
III. Disqualification and Withdrawal of Consent
We review the denial of a recusal motion for abuse of discretion. See
LoCascio v. United States, 473 F.3d 493, 495 (2d Cir. 2007). In his reply brief,
Ngambo concedes that the magistrate judge did not abuse his discretion by
denying the motion to disqualify.
Finally, to the extent that Ngambo challenges the denial of his motion to
withdraw consent to proceed before a magistrate judge, Ngambo did not identify
extraordinary circumstances that would warrant withdrawing the reference to
the magistrate judge. See 28 U.S.C. § 636(c)(4); Fellman v. Fireman’s Fund Ins. Co.,
735 F.2d 55, 58 (2d Cir. 1984).
7 We have considered Ngambo’s remaining arguments and find them to be
without merit. Accordingly, we AFFIRM the judgment of the district court.
FOR THE COURT: Catherine O’Hagan Wolfe, Clerk of Court