Newman v. Local 1101, Communications Workers

597 F.2d 833, 101 L.R.R.M. (BNA) 2265, 1979 U.S. App. LEXIS 15153
CourtCourt of Appeals for the Second Circuit
DecidedApril 25, 1979
DocketNo. 498, Docket 78-7480
StatusPublished
Cited by6 cases

This text of 597 F.2d 833 (Newman v. Local 1101, Communications Workers) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Newman v. Local 1101, Communications Workers, 597 F.2d 833, 101 L.R.R.M. (BNA) 2265, 1979 U.S. App. LEXIS 15153 (2d Cir. 1979).

Opinion

MANSFIELD, Circuit Judge:

Local 1101, Communications Workers of America, A.F.L.-C.I.O. (“Local”) and various of its officers appeal from a judgment of the District Court for the Southern District of New York entered by Judge Whitman Knapp on September 6,1978, pursuant to his decision dated July 26, 1978, enjoining them to reinstate plaintiff Dave Newman to his position as a job steward of the Local. The decision and judgment followed a non-jury trial held after an earlier preliminary injunction had been reversed and remanded by us pursuant to our decision dated January 26, 1978, 570 F.2d 439. Upon the present appeal the principal questions are whether the district court failed to apply the standards prescribed by us and whether its findings are clearly erroneous. Since both of these questions must be answered in the negative, we affirm.

[835]*835Since the background of the dispute is set forth in our earlier opinion, 570 F.2d at 442-44, we need not repeat it here except to note that plaintiff, a member and former job steward of the Local, together with various other members of the Local, brought this action against it seeking his reinstatement as a steward and other relief. The principal claim is that the defendants violated plaintiffs’ free speech rights as union members under §§ 101(a)(2) and 609 of the Labor Management Reporting and Disclosure Act, 29 U.S.C. §§ 411(a)(2) and 529 (LMRDA), by refusing to certify as a job steward any member who exercised his free speech rights as such under § 101(a)(2) and by decertifying plaintiff Newman as a job steward because of his exercise of these rights. We reversed the grant of preliminary relief for the reason that the district court’s decision, based solely on affidavits filed by the parties (which conflicted with respect to some material facts), failed to differentiate between the Local’s right to discipline its officials or agents as such for insubordination in implementing its policies and the right of members as such to criticize the Local’s management. We also found no showing in the record that the purpose or effect of decertifying Newman as a job steward was to discourage his free speech rights as a member or those of others as members. We pointed out:

“As a member of the union a union official or employee, of course, enjoys the rights guaranteed by LMRDA, [citations omitted] and his suspension or removal in reprisal for his exercise of his free speech rights as a member would violate the Act, [citations omitted]. On the other hand, a union official or employee also has certain duties toward the organization he represents and its leadership, which usually (as in this case) has been elected by the members according to democratic procedures, and has been entrusted with the responsibility for supervision of the union’s affairs, including the formulation of policies, plans and programs believed to be in the best interests of the membership. See Wambles v. International Bro. of Teamsters, Chauffeurs, 488 F.2d 888 (5th Cir. 1974). Although a person is free as a union member to criticize mercilessly his union’s management and its policies, once he accepts a union position obligating him fairly to explain or carry out the union’s policies or programs, he may not engage in conduct inconsistent with these duties without risking removal as an official or employee (but not as a union member) on the ground that his conduct precludes his effective representation of the union. Unless the management of a union, like that of any other going enterprise, could command a reasonable degree of loyalty and support from its representatives, it could not effectively function very long. To obligate union leadership to tolerate open defiance of, or disagreement with, its plans by those responsible for carrying them out, would be to invite disaster for the union.
“The Local 1101 job steward, unlike other members of the union, wears a second hat, that of an agent of the union. While he is not precluded from exercising his free speech rights as a member, he is also under a duty as a representative of the union’s management to cooperate with it and to implement its directives. He may not, while acting as the union’s agent, sabotage or subvert its policies in the name of free speech. Similarly the union’s leadership, although entitled to establish union policies and to demand reasonable adherence to them by its agents, may not discipline a job steward for the purpose of suppressing or chilling his exercise of free speech rights or that of others as members.
“In this tension between conflicting rights and duties of the union and its agents the balance to be struck depends on whether the union representative’s exercise of his free speech rights may reasonably be viewed as impairing his ability to function effectively as a representative of the union’s management. If so, the union may remove him, provided he remains free as a member openly to criticize the union’s leadership and its policies without reprisal. We do not believe that [836]*836Congress intended Title I of LMRDA to insulate union officials, employees, or agents from removal, or to permit a union representative who disagrees with its leadership to freeze himself in office on First Amendment grounds.
“The inquiry in each case, therefore, must be to determine whether a member’s opposition to the union’s programs or policies may be reasonably viewed as precluding him from acting effectively as its representative, and whether his removal from his official position would tend to prevent him or others from exercising their rights as members under Title I of LMRDA.” 570 F.2d at 444-45 (emphasis in original).

We concluded on the record as it thus stood that Newman’s conduct appeared to have precluded his effective functioning as an agent of the Local, which would have justified decertification of him as a job steward, and that there was no evidence that the exercise by him or other members of their free speech rights had been chilled or deterred.

Upon remand Judge Knapp, after allowing plaintiffs to file an amended complaint,1 held a two-day non-jury trial at which extensive evidence, including testimony by Newman, Edward Dempsey (Pres. of the Local), various other Local officials and members, was received and exhibits introduced. On July 26,1978, Judge Knapp filed his decision, incorporating detailed findings of fact, in which he appraised the credibility of the witnesses and analyzed the evidence. He concluded that, despite Newman’s opposition to policies of the Local’s management, he had faithfully and effectively performed his duties as a job steward, explaining to members the leadership’s position on policies with which he disagreed, supporting the Local’s fund-raising and petition drives despite his own belief that they were not in the members’ best interests, and carrying out any Local policy or program he was directed to implement.

With respect to Newman’s opposition to* the Local’s policies, Judge Knapp found that Newman had not interrupted, much less disrupted, the December 1, 1976, Broad Street meeting of some Local members at which President Dempsey had presented the Local’s proposed policy for impending negotiations on their behalf with the employer.

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Bluebook (online)
597 F.2d 833, 101 L.R.R.M. (BNA) 2265, 1979 U.S. App. LEXIS 15153, Counsel Stack Legal Research, https://law.counselstack.com/opinion/newman-v-local-1101-communications-workers-ca2-1979.