Newell v. State

277 A.2d 731, 1971 Me. LEXIS 220
CourtSupreme Judicial Court of Maine
DecidedJune 1, 1971
StatusPublished
Cited by14 cases

This text of 277 A.2d 731 (Newell v. State) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Newell v. State, 277 A.2d 731, 1971 Me. LEXIS 220 (Me. 1971).

Opinion

WEATHERBEE, Justice.

Petitioner was convicted in one of our District Courts of the offenses of intoxication in a public place and breaking arrest. Both offenses are misdemeanors. The first charge contained an allegation of prior convictions ■ and carried a possible punishment of a fine of not more than $60.00 or imprisonment for not more than 90 days, or both. The punishment for the second charge may be a fine of not more than $1,000 or imprisonment of not more than 11 months. This petition for the statutory writ of post-conviction habeas corpus attacks the validity of these convictions on the ground that the presiding Judge did not inform him that if he was indigent counsel would, at his request, be appointed to assist him.

Petitioner was a man of 28 with little formal education but “good common sense”. He had had considerable experience in the courts, having been convicted of both felonies and misdemeanors. He was at that time unemployed and had no resources with which to employ counsel.

The Judge read and explained the complaints, satisfied himself that the Petitioner understood the charges and told the Petitioner that he had the right to have an attorney if he wished one. Petitioner answered that he did not want an attorney. The Judge did not advise Petitioner that if he desired counsel and was unable to afford one, counsel would be appointed to represent him.

District Court Criminal Rule 44 reads:

“If the defendant in a misdemeanor proceeding appears in the District Court without counsel, the court shall advise him of his right to counsel, and may assign counsel to represent him at every stage of the proceeding unless he elects *733 to proceed without counsel or has sufficient means to employ counsel.”

This Judge makes a practice of appointing counsel for indigent persons charged with misdemeanors when he feels that exceptional circumstances require it. His policy was much like that approved by the United States Supreme Court under the Betts v. Brady rule (316 U.S. 455, 62 S.Ct. 1252, 86 L.Ed. 1595 (1942)) until Gideon v. Wainwright, infra. Although he did not know Petitioner’s financial situation on that particular day, he was well acquainted with Petitioner and considered that he was capable of proceeding without counsel.

Petitioner pleaded guilty to both charges and received two sentences of 3 months each to run consecutively. Before completing service of the first sentence (public intoxication) he brought this petition for the statutory writ of habeas corpus. There being no significant issues of fact, the Justice to whom the petition was assigned ordered the matter reported to this Court for the determination of the sole issue of constitutional deprivation.

While Petitioner testified that he told the Judge that he didn’t want an attorney because he couldn’t afford one and because the State’s evidence was so strong, he also said that if he could have had an attorney furnished by the State he probably would have accepted the attorney. That his election not to have an attorney did not constitute a knowing understanding waiver does not seem to merit lengthy discussion. Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938). Petitioner did not know whether or not an indigent person charged with a misdemeanor in Maine had a right to appointment of counsel. It remains for this decision to inform him.

Both the Constitution of the United States (Sixth Amendment) 1 and that of the State of Maine (Art. I, § 6) 2 guarantee the right of assistance by counsel in criminal prosecutions.

The assistance of counsel that these constitutions originally promised, however, was that of privately retained counsel which had been denied under English law and not that of court appointed counsel furnished by the State to persons too poor to provide their own counsel. The concept that the constitutional guarantees of due process and right to counsel may be denied when a defendant is denied the assistance of counsel not by governmental negation but by his own economic circumstances is a relatively recent one. In fact, under the English law, at the time of our independence a prisoner was not entitled to be heard by counsel on the general issue of not guilty on any felony charge except treason and it was this oppressive governmental action that the framers of the constitution were determined should not gain foothold here.

At the time of the adoption of the federal constitutions and of the amendments with which we are now concerned the citizens of most of our states had included in their own constitutions provisions concerning right to assistance of counsel in criminal prosecutions. These, however, as was pointed out by the opinion of Justice Roberts in Betts v. Brady, were “intended to do away with the rules which denied representation * * * by counsel in criminal prosecutions, but were not aimed to compel the state to provide counsel for a defendant”. 316 U.S. 455, 62 S.Ct. 1252, 86 L.Ed. 1595 (1942); Powell v. Alabama, 287 U.S. 45, 53 S.Ct. 55, 77 L.Ed. 158 (1932); State v. Waters, 39 Me. 54 (1854); 3 Story’s Com. on Cons. § 1787 ; 4 Black’s Com. 356.

When we became a sovereign state in 1820 we adopted the language of the Massachusetts constitution concerning right to counsel but it was not until 1870 that our *734 legislature required the appointment of counsel for a defendant in any criminal case, and then only for defendants charged with capital crimes. P.L.1870, chap. 87.

This statutory situation remained unchanged here until 1949 when the Legislature authorised the Superior Court to appoint counsel for impoverished people charged with any offenses — but empowered it to order compensation only in case of felonies. P.L.1949, chap. 100. During these years and to this day, (except for Duncan v. Robbins, 159 Me. 339, 193 A.2d 362 (1963), a coram nobis attack on a felony conviction) our Court was never called upon to apply our own guarantee of right to counsel to the situation of an impoverished defendant, but it seems safe to analogize from the Court’s language in an 1854 case that any concept that the state should give an indigent defendant charged with a non-capital felony any assistance at state expense was still many decades away. There the refusal of a presiding Justice to grant an indigent felony defendant’s request for compulsory process to obtain witnesses for his defense was upheld. The Court held that the defendant had no right under the constitution to compulsory process and added, by way of dictum, that even the then existing statute which promised a person charged with a capital

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Bluebook (online)
277 A.2d 731, 1971 Me. LEXIS 220, Counsel Stack Legal Research, https://law.counselstack.com/opinion/newell-v-state-me-1971.