New York State Ass'n of Criminal Defense Lawyers v. Kaye

182 Misc. 2d 85, 703 N.Y.S.2d 349, 1999 N.Y. Misc. LEXIS 477
CourtNew York Supreme Court
DecidedOctober 28, 1999
StatusPublished
Cited by1 cases

This text of 182 Misc. 2d 85 (New York State Ass'n of Criminal Defense Lawyers v. Kaye) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
New York State Ass'n of Criminal Defense Lawyers v. Kaye, 182 Misc. 2d 85, 703 N.Y.S.2d 349, 1999 N.Y. Misc. LEXIS 477 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

Dan Lamont, J.

Petitioners, New York State Association of Criminal Defense Lawyers, and Jeffrey T. Schwartz, Michael L. Fishman, Ray Kelly and Dan Henry (petitioners), bring this CPLR article 78 proceeding seeking a judgment vacating, nullifying and setting aside an order issued by the Judges of the Court of Appeals in their administrative capacity on December 16, 1998, which order approved a substantially lower schedule of fees to be paid [87]*87to court-appointed, counsel for defendants in capital cases in New York State.

The respondents have submitted an answer which asserts the following objections in point of law: (a) the petitioners lack standing to maintain this proceeding; and (b) the petition fails to state a cause of action.

BACKGROUND

In 1995 the Legislature enacted the death penalty statute which provided for the imposition of a sentence of death upon a defendant convicted of the crime of murder in the first degree. (L 1995, ch 1.) The Legislature simultaneously enacted Judiciary Law § 35-b which creates the Capital Defender Office, to be governed by a three-member Board of Directors — one appointed by the Chief Judge of the Court of Appeals; one appointed by the temporary President of the Senate; and one appointed by the Speaker of the Assembly.

Judiciary Law § 35-b (5) (a) also creates a four-member screening panel in each judicial Department — consisting of two members appointed by the Board of Directors of the Capital Defender Office, and two members appointed by the Presiding Justice in each Department. Judiciary Law § 35-b (5) (a) further provides that each screening panel: (1) shall establish and update a roster of attorneys qualified for appointment as lead counsel and associate counsel to represent indigent defendants in capital cases; and (2) shall promulgate and periodically update, in consultation with the Administrative Board of the Courts, a schedule of fees for qualified counsel for defendants in capital cases, which schedule of fees shall be subject to the approval of the Court of Appeals. The Administrative Board of the Courts consists of the Chief Judge of the Court of Appeals and the Presiding Justices of each of the four judicial Departments.

The screening panels in December 1995 and January 1996 initially submitted their proposed schedules of fees to the Court of Appeals. After inviting and considering public comment on the proposed fees, the Court of Appeals in its administrative capacity wrote the screening panels in March 1996 requesting further data, further documentation, and further analysis and consideration. After receiving further input, the Court of Appeals concluded that attorney’s fees should be established at uniform State-wide rates; that fees for lead counsel would not be approved at a rate higher than $175 an hour, and that compensation for associate counsel would not be approved at a [88]*88rate higher than $150 an hour; that in-court and out-of-court work would be compensated at the same rate; and that the Judiciary Law authorized compensation for certain .legal and paralegal assistance which would not be approved at a rate higher than $40 per hour for legal assistance or at a rate higher than $25 per hour for paralegal assistance.

The screening panels thereafter promulgated and submitted fee schedules revised accordingly, and the Court of Appeals on November 21, 1996 issued orders approving such fee schedules. The schedule of fees initially approved by the Court of Appeals on November 21, 1996 set fees for lead counsel at no higher than $175 an hour and for associate counsel at no higher than $150 an hour — without any differentiation for in-court and out-of-court work — and provided that legal assistance would not be approved at a rate higher than $40 an hour, and paralegal assistance would not be approved at a rate higher than $25 an hour. The Court of Appeals in a press release issued on November 21, 1996, called for a review as of September 1997 by each screening panel of its respective fee schedule and the effect each such schedule has had upon the pool of available attorneys competent and willing to provide a capital defense.

On September 22, 1997, the Court of Appeals directed the screening panels to re-examine the fee schedules; to review available empirical data thus far; and to submit an assessment of certain specified issues pertaining to the fee schedules to the Court of Appeals for consideration. Thereafter, the respective screening panels for the four Departments, in consultation with the Administrative Board of the Courts, engaged in a review of the fee schedules and a review of empirical data and experience with the fee schedules.

The Administrative Board of the Courts believed that fees should be uniform throughout the State; that the hourly fees applicable to services rendered after the prosecution announces its intent to seek the death penalty should be higher than those applied to work done before such announcement; that no distinction in rates should be made between in-court and out-of-court services; and that the Trial Judge should have the discretion to reduce the fee request where appropriate. The Administrative Board also believed that lead counsel should be compensated at hourly rates of $125 for post-notice service, and $100 for pre-notice service; and that associate counsel should be compensated at hourly rates of $100 for post-notice service, and $75 for pre-notice service.

In June 1998, after additional consultation with the Administrative Board of the Courts, the screening panels for the [89]*89Second, Third, and Fourth Departments agreed with the fee schedule revisions as urged by the Administrative Board, and forwarded their updated promulgated schedule of fees to the Court of Appeals with the recommended fee schedule of: pre-death notice: lead counsel $100 per hour, associate counsel $75 per hour; post-death notice: lead counsel $125 per hour, associate counsel $100 per hour. The recommendations of the Third and Fourth Department screening panels were unanimous. One member of the Second Department screening panel dissented.

The First Department screening panel was evenly divided: two members of the screening panel proposed adoption of the fee schedule recommendations of the Administrative Board of the Courts, whereas the other two members of the screening panel recommended that the existing fee schedule not be changed.

The Court of Appeals on June 30, 1998 invited public comment, and thereafter reissued its notice of public comment on August 13, 1998 — with the public comment period to expire September 30, 1998. In addition to the public comment, the Court of Appeals also considered various statistical and financial data submitted by the Capital Defender Office, a study prepared for the Federal courts, and a study prepared for the American Bar Association relative to assigned counsel compensation in capital cases. On December 16, 1998, the Court of Appeals issued an order approving the revised fee schedules as promulgated by three of the four departmental screening panels, and approving the same revised fee schedule as submitted by two of the four members of the First Department screening panel, in the following amounts: $125 per hour for lead counsel’s post-notice work; $100 per hour for associate counsel’s post-notice work; $100 per hour for lead counsel’s pre-notice work; $75 per hour for associate counsel’s pre-notice work; $40 per hour for reasonably necessary additional legal assistance; and $25 per hour for reasonably necessary paralegal assistance.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Zebzda (Francis)
Appellate Terms of the Supreme Court of New York, 2019

Cite This Page — Counsel Stack

Bluebook (online)
182 Misc. 2d 85, 703 N.Y.S.2d 349, 1999 N.Y. Misc. LEXIS 477, Counsel Stack Legal Research, https://law.counselstack.com/opinion/new-york-state-assn-of-criminal-defense-lawyers-v-kaye-nysupct-1999.