New v. Commonwealth

156 S.W.3d 769, 2005 Ky. App. LEXIS 22, 2005 WL 265241
CourtCourt of Appeals of Kentucky
DecidedFebruary 4, 2005
Docket2003-CA-001732-MR, 2003-CA-001826-MR
StatusPublished
Cited by4 cases

This text of 156 S.W.3d 769 (New v. Commonwealth) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
New v. Commonwealth, 156 S.W.3d 769, 2005 Ky. App. LEXIS 22, 2005 WL 265241 (Ky. Ct. App. 2005).

Opinion

OPINION

COMBS, Chief Judge.

Lake Cumberland Funeral Home (Lake Cumberland), and its funeral director, Richard New, appeal from that portion of a judgment of the Franklin Circuit Court of July 29, 2003, which affirmed a final *771 order of the Kentucky Board of Embalmers and Funeral Directors (the Board). The court upheld the Board’s decision to sanction the appellants for permitting unlicensed individuals to perform embalming services in violation of KRS 1 316.030(1). The appellants argue that the Board’s decision is arbitrary and that its findings of fact are unsupported by substantial evidence.

The Board has cross-appealed, arguing that the court erred as a matter of law in reversing the Board’s conclusion that New violated KRS 213.076(1), a statute relating to the filing of death certificates. The Board challenges the court’s interpretation of the statute as permitting an employee or agent of a funeral home to sign a provisional death certificate. After a careful review of the record, we affirm both as to the appeal and the cross-appeal.

In July 2001, the Board received a written complaint from Linda Sturgeon, a funeral director and licensed embalmer. Sturgeon alleged that Lake Cumberland had allowed unlicensed persons “to pick up bodies, embalm bodies, direct funerals, and direct graveside services.” In her complaint, she named Oren Barnhill, Randy Wiles, and Gary Williams as persons who had performed embalming services at Lake Cumberland without being licensed to do so.

Following an investigation, the Board filed a formal complaint in November 2001 against Lake Cumberland and New for violating KRS 316.030(1). New was also charged with violating KRS 213.076(1) for allowing Roy Garner, an apprentice/employee, to sign New’s name to a provisional death certificate.

An extensive hearing on the charges was conducted over the course of three days during June and July of 2002. New categorically denied that any unlicensed person engaged in embalming at Lake Cumberland. Williams and Wiles testified that they were never involved in the embalming process while employed at Lake Cumberland. The appellants argued that the charges against them were falsely made in retaliation by Barnhill, a politically motivated troublemaker who had been unsuccessful at extorting money from the funeral home, and by Sandra Denny, a part-time beautician for the funeral home, who owned stock in the business that she sought to sell back at an inflated price.

In its final order of September 9, 2002, the Board concluded that the funeral home and its director were guilty of all the charges against them. For employing unlicensed personnel to embalm bodies, Lake Cumberland was fined $5,000; New was fined $2,500. New was fined an additional $1,000 for allowing an employee to sign a provisional death certificate on his behalf.

In finding the appellants guilty of violating certain provisions of KRS Chapter 316 relating to the care of bodies of deceased persons, the Board relied primarily on the testimony of Barnhill and Denny. Barnhill had provided the information contained in Sturgeon’s initial complaint. He testified that he began working at Lake Cumberland as a painter/janitor while it was under construction in 1998. After several months of performing odd jobs, he testified that New taught him various embalming procedures, which he then performed alone on numerous occasions. Barnhill testified that Wiles and Williams, unlicensed employees of the mortuary, also embalmed bodies. Denny, a beautician who frequently styled the hair of the deceased at Lake Cumberland, testified that she had seen Barnhill and others embalming corpses in the “prep” room of the funeral home.

*772 In its findings, the Board explained its reliance on these witnesses as follows:

14. Denny’s testimony was credible. She was thoughtful before answering and appeared to not respond until she was sure of the accuracy of her answers.
15. Barnhill’s reputation in the community was not as solid [as Denny’s]. He was known as a drinker and an avid talker which could cause him trouble....
16. Barnhill was specific and generally accurate in his descriptions of the procedures used in performing embalming services. He did not attempt to cover up for his misdeeds such as embalming without a license. Barnhill’s testimony was credible. It was found by the Board that Barnhill’s statements in regard to Williams’[s] and Wiles’[s] roles in performing embalming services was more credible than was Williams[s] or Wiles’[s] testimony at the Hearing.
17. Barnhill’s and Denny’s testimony corroborated each other’s. There was no evidence that those two individuals were close friends or co-conspirators.

(Findings of Fact, Conclusions of Law and Final Order, p. 6.)

In its review, the Franklin Circuit Court agreed that the Board’s decision was sufficiently supported by the evidence:

Here, the Board’s findings were based in large part on the credibility of the witnesses. The Board made its findings against the Funeral Home and Mr. New. They have not been able to prove to this court that the evidence was so overwhelming as to have compelled a different finding. The findings of fact are supported by substantial evidence. Thus, the Board’s decision with respect to Count I and Count II are affirmed.

(Opinion and Order, pp. 4-5.)

In the appeal brought by Lake Cumberland and New, our standard of review is the same as that employed by the Franklin Circuit Court — one of deference to the determination of an administrative agency if its findings are supported by substantial evidence and if its procedure is not tainted by arbitrariness.

Judicial review of the acts of an administrative agency is concerned with the question of arbitrariness. The findings of fact of an administrative agency which are supported by substantial evidence of probative value must be accepted as binding by the reviewing court. The court may not substitute its opinion as to the weight of the evidence given by the Commission. Upon determining that the Commission’s findings were supported by substantial evidence, the court’s review is then limited to determining whether the Commission applied the correct rule of law.

Burch v. Taylor Drug Store, Inc., 965 S.W.2d 830, 834-35 (Ky.App.1998) (citations omitted).

The appellants argue that the Board’s decision is not supported by substantial evidence. The essence of their claim is that the witnesses upon whom the Board relied were neither credible nor convincing — particularly when compared to appellants’ witnesses.

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Cite This Page — Counsel Stack

Bluebook (online)
156 S.W.3d 769, 2005 Ky. App. LEXIS 22, 2005 WL 265241, Counsel Stack Legal Research, https://law.counselstack.com/opinion/new-v-commonwealth-kyctapp-2005.