New Haven v. AFSCME, Council 4, Local 3144

CourtSupreme Court of Connecticut
DecidedMarch 4, 2021
DocketSC20362
StatusPublished

This text of New Haven v. AFSCME, Council 4, Local 3144 (New Haven v. AFSCME, Council 4, Local 3144) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
New Haven v. AFSCME, Council 4, Local 3144, (Colo. 2021).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** CITY OF NEW HAVEN v. AFSCME, COUNCIL 4, LOCAL 3144 (SC 20362) Robinson, C. J., and McDonald, D’Auria, Mullins, Kahn and Keller, Js.

Syllabus

The plaintiff city sought to vacate an arbitration award reinstating the griev- ant, J, a member of the defendant union, to her employment as executive director of the city’s Commission on Equal Opportunities. In that posi- tion, J oversaw construction contract compliance and enforcement of the chapter of the city’s code of ordinances that requires building con- tractors doing business with the city to hire certain percentages of women, minorities and city residents. The union filed a grievance, claim- ing that the city did not have just cause to terminate J’s employment. Thereafter, pursuant to the parties’ collective bargaining agreement, the matter proceeded to a hearing before an arbitration panel, which issued an award in which it found that the city had proven only three of the eleven factual claims that it had asserted justified J’s termination, specifically, that she failed to comply with a certain request for informa- tion during the city’s investigation of the relationship between the com- mission and a certain training and employment program created and funded by the city, which was operated under the auspices of the com- mission, until it was spun off into a legally separate private entity, that she formed C Co., a private company that advertised contract compliance services in Connecticut, without informing the city, and that she issued four memoranda under her signature soliciting donations for the subject program from contractors in lieu of fines, despite having been warned by the city’s corporation counsel office that doing so could expose her, commission staff or the city to potential claims of bribery. The panel concluded that, although J’s misconduct was serious in nature, the city was not justified in terminating J’s employment. The panel, therefore, ordered that J be reinstated to her position; however, she did not receive two years of back pay and benefits. The city filed an application to vacate the award, claiming that the award violated the clear public policy prohibiting unethical, unlawful and/or illegal conduct by public officials. The union, in turn, filed an application to confirm the award. Following a hearing, the trial court rendered judgment granting the union’s application to confirm the award and denying the city’s applica- tion to vacate the award, from which the city appealed. Held that the trial court properly confirmed the arbitration award and correctly determined that the award did not violate public policy, the city having failed to meet its burden of demonstrating that the reinstatement of J’s employment violated public policy: although the statutory, regulatory and decisional law of Connecticut evinces an explicit, well-defined and dominant public policy against public corruption in all of its forms, this court’s review of the applicable factors governing whether termination of employment is the sole means to vindicate public policy indicated that the arbitration award reinstating J did not violate those public policies, as the record revealed that, with respect to the only relevant findings of misconduct, namely, those related to J’s formation of C Co. and her issuing four memoranda under her signature soliciting donations, the provisions of the city’s ethics ordinance prohibiting conflicts of interest or the appearance of any such conflicts did not require termination of employ- ment but, rather, permitted the imposition of discipline up to and includ- ing removal from office only for certain specified offenses, none of which were implicated in this case, and the city identified no provision of the collective bargaining agreement, employee regulation or city ordi- nance that requires the termination of employment for employees who disregard the advice of the corporation counsel’s office; moreover, although J’s employment arguably implicated the public trust, it did not bring her into contact with vulnerable populations or involve public safety or any other essential public service and the city presented no evidence that her employment involved significant fiscal responsibilities, fiduciary duties, access to financial records or control over public finances, and J’s conduct, although serious, was not so egregious that an award reinstating her employment but docking her two years of pay, could not vindicate the relevant public policies and send a powerful message to other municipal employees and the public at large that similar conduct will not be tolerated; furthermore, there was nothing in the record to suggest that J was incorrigible, but, rather, to the contrary, during the nearly twenty years that she worked for the city, J had a spotless employment record and was cited on several occasions for her high ethical standards, and her amenability to discipline was demonstrated by the fact that she did not appeal from the arbitration award, which imposed one of the most severe punishments short of termination ever meted out in an arbitration proceeding conducted pur- suant to a collective bargaining agreement; additionally, the city’s con- tention that a public sector employer should not have to countenance conduct by an executive level employee in a fiscally sensitive position that has a negative impact on public accountability and public confidence was unavailing, as it is well established that general notions of public good, public accountability or public trust are insufficient grounds for invoking the extremely narrow public policy exception to judicial enforcement of arbitral awards. Argued October 13, 2020—officially released March 4, 2021*

Procedural History

Application to vacate an arbitration award, brought to the Superior Court in the judicial district of New Haven, where the defendant filed an application to con- firm the award; thereafter, the case was tried to the court, Abrams, J.; judgment denying the plaintiff’s application to vacate and granting the defendant’s appli- cation to confirm, from which the plaintiff appealed. Affirmed. Proloy K. Das, with whom, on the brief, was Chelsea K. Choi, for the appellant (plaintiff). Kimberly A. Cuneo, with whom was J. William Gagne, Jr., for the appellee (defendant). Opinion

KELLER, J.

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