New England Apple Council, Inc. v. Donovan

640 F. Supp. 16, 1985 U.S. Dist. LEXIS 16971
CourtDistrict Court, D. Massachusetts
DecidedAugust 9, 1985
DocketCiv. A. No. 80-2925-Z
StatusPublished
Cited by1 cases

This text of 640 F. Supp. 16 (New England Apple Council, Inc. v. Donovan) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
New England Apple Council, Inc. v. Donovan, 640 F. Supp. 16, 1985 U.S. Dist. LEXIS 16971 (D. Mass. 1985).

Opinion

MEMORANDUM OF DECISION

ZOBEL, District Judge.

Plaintiff New England Apple Council, Inc. has filed an application for attorney fees and litigation costs incurred during its attempt to gain release of information from defendant pursuant to the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, et seq. (1982). The statute provides that: “The Court may assess against the United States reasonable attorney fees and other litigation costs reasonably incurred in any case under this section in which the complainant has substantially prevailed.” 5 U.S.C. § 552(a)(4)(E) (1982).

FACTS

In 1979 the Department of Labor (“DOL”) undertook a grand jury investigation of plaintiff’s members relating to foreign labor clearance applications which they had filed with defendant in 1978. The government decided in November, 1979, not to prosecute. On February 15, 1980, plaintiff filed a request under FOIA for all records in defendant’s possession relating to the investigation. On March 13, 1980, the Inspector General of DOL denied the request, as did the Solicitor General on October 22, 1980.

On December 2, 1980, plaintiff filed a complaint in this court to compel defendant to produce the records in question. Several months later, on February 20, 1981, de[17]*17fendant released a group of documents. Portions of these documents had been deleted, and others which had been requested continued to be withheld.

In May 1982, this Court ordered defendant to file a Vaughn affidavit. Vaughn v. Rosen, 484 F.2d 820 (D.C.Cir.1973), cert. denied, 415 U.S. 977, 94 S.Ct. 1564, 39 L.Ed.2d 873 (1974). The filing was accompanied by the disclosure of a small amount of additional information. Both parties moved for summary judgment on the validity of defendant’s continuing refusal to disclose certain information. This Court ordered some items of information to be disclosed and determined others to be properly withheld. The First Circuit, on appeal, determined that some items that this Court had ordered disclosed were, instead, properly withheld.

DISCUSSION

A motion for fees under FOIA requires a two-part analysis: (1) is the plaintiff “eligible” for such an award; and if so, (2) is it “entitled” to such an award? Church of Scientology v. Harris, 653 F.2d 584, 587 (D.C.Cir.1981); Fund for Constitutional Government v. National Archives, 656 F.2d 856, 870 (D.C.Cir.1981). On the first question, an FOIA plaintiff is eligible if it has “substantially prevailed.” The phrase has been interpreted to mean that the plaintiff must show that prosecution of the action could reasonably be regarded as necessary to obtain the information, Vermont Low Income Council, Inc. v. Usery, 546 F.2d 509, 513 (2d Cir.1976), and that a causal nexus exists between that action and the agency’s disclosure of the information, Cuneo v. Rumsfeld, 553 F.2d 1360, 1365 (D.C.Cir.1977), cited in Church of Scientology of California v. Harris, 653 F.2d at 588.

Under these criteria, plaintiff has substantially prevailed. Prior to bringing suit to compel disclosure, it had pursued its request through the available administrative channels and was denied. From plaintiff’s perspective, suit was necessary to obtain the information. Further, defendant’s release of the bulk of the documents in February, 1981, occurred relatively shortly after suit was instituted in this Court on December 2, 1980. Defendant released additional information that plaintiff requested only when this Court ordered it to file a Vaughn affidavit and, later, to make disclosure. On these facts I infer a causal relationship between plaintiff’s institution of suit and defendant’s disclosure. Plaintiff therefore “substantially prevailed” in its suit within the meaning of the statute and is thus “eligible” to receive an award of attorney’s fees.

When an FOIA plaintiff is eligible to receive an award of fees and costs, the decision of whether it is “entitled” to do so lies within the discretion of the court. Cuneo v. Rumsfeld, 553 F.2d at 1365; S.Rep. No. 854, 93d Cong., 2d Sess. 17 (1974). Four criteria were recognized in the Congressional reports on the FOIA as useful in guiding the court’s discretion. See Conf. Rep. No. 93-1200, 93d Cong., 2d Sess., reprinted in 1974 U.S. Code Cong. & Ad. News 6267, 6288; Fenster v. Brown, 617 F.2d 740, 742 (D.C.Cir.1979).

First, the Court may consider what, if any, benefit accrued to the public through plaintiff’s request for and receipt of information. Plaintiff states that it requested information in an effort to ascertain the basis for defendant’s investigation. The asserted public benefit lay in monitoring the agency’s investigative mechanisms and ensuring “that future investigations would be based on proper facts and motives.” Plaintiff does not allege fraud by defendant, however, and does not present any evidence that the investigation in fact arose from improper motives. The benefit to the public from plaintiff’s request, then, was marginal at best.

The second and third factors, the commercial benefit of the information to the plaintiff and the nature of plaintiff’s interest in it are appropriately considered together. The relevant inquiry is whether plaintiff personally benefitted from the information and therefore should bear the cost of the suit. Here, plaintiff asserts and [18]*18defendant concedes that plaintiff was not motivated by commercial gain in its FOIA request. It sought to determine that the investigation, which was carried out at some expense to plaintiff, was unjustified. The benefit to plaintiff and its members was to put the agency on guard concerning future investigations of plaintiff’s members. Thus, the nature of plaintiff’s interest was primarily personal rather than public in nature.

Finally, the reasonableness of defendant’s refusal to release information must be examined. For purposes of discussion, the progress of this FOIA request and defendant’s justification for withholding information can be divided into two phases, the events before and the events after the release of the bulk of the documents of February 20, 1981.

In the first phase, defendant relied on exemption 552(b)(7)(A), which provides for the withholding of investigatory records compiled for law enforcement purposes, to the extent that disclosure would interfere with enforcement.

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Bluebook (online)
640 F. Supp. 16, 1985 U.S. Dist. LEXIS 16971, Counsel Stack Legal Research, https://law.counselstack.com/opinion/new-england-apple-council-inc-v-donovan-mad-1985.