Neumann v. Home Depot USA Incorporated

District Court, D. Arizona·Decided August 2, 2022·No. 2:20-cv-00387·Unknown

Opinion

WO

Pamela Neumann, et al., No. CV-20-00387-PHX-JJT

Plaintiffs, ORDER

v.

Home Depot U.S.A. Incorporated, et al.,

Defendants. At issue is the admissibility of expert testimony provided by Dr. Morse on behalf of Plaintiffs Pamela, Julia, and Anna Neumann. The Court considers Defendant Home Depot U.S.A. Incorporated’s (“Home Depot”) Motion to Exclude John Morse (Doc. 36, Mot.), Plaintiff’s Response (Doc. 41, Resp.), and Defendant’s Reply (Doc. 47, Reply). The Court finds this matter appropriate for decision without oral argument. See LRCiv 7.2(f). A. Brief Summary of Facts In November 2017, James Neumann (“Mr. Neumann”) used a Krause ladder,1 sold by Defendant, to climb his roof. (Resp. at 1-2.) Julia Neumann (“Julia”), Mr. Neumann’s daughter, noticed the ladder bending inward while Mr. Neumann was on the roof, became concerned, and went underneath the ladder to hold it for more stability. (Mot. at 2-3.)

1 A Krause ladder is composed of four sections, each three feet in length, connected by three pairs of lockable hinges. (Resp. at 1.) One set of hinges is found one-quarter of the way down the ladder, another set at the middle of the ladder, and a third set three-quarters of the way down the ladder. (Resp. at 1.) Each pair of hinges has two locking bolts, one on each side of the ladder. Each pair of hinges is unlocked by use of a release bar. (Resp. at 1-2.) As Mr. Neumann descended the ladder, Julia believed that the ladder was not going to hold his weight, but he continued to climb down. (Mot. at 3; Mot. Ex. 1 at 4.) Slowly, the ladder began to bend further, and the middle hinges came inwards, towards where Julia was standing. (Mot. at 3; Mot. Ex. 1 at 5.) Eventually, Julia had to move out of the way of the ladder, at which point it collapsed. (Mot. Ex. 1 at 5.) Mr. Neumann fell backwards onto the driveway, struck his head on the concrete surface, and later died of his injuries. (Resp. at 2.) B. Dr. Morse’s Opinions Plaintiffs retained Dr. John Morse (“Dr. Morse”) as an expert witness for this matter. (Resp. at 2; Resp. Ex. C at 2.) Due to the COVID-19 pandemic, Dr. Morse conducted a visual inspection of the ladder through FaceTime to obtain information and identify areas of concern. (Resp. at 3.) After travel reopened, Dr. Morse came to Arizona to conduct a thorough, multi-hour investigation of the subject ladder and the incident scene. (Resp at 3.) During the inspection, all the ladder joints were moved to their different positions and the ladder was placed into various configurations, including the straight ladder mode. (Resp. at 3.) The ladder was examined for damage and unusual conditions. (Resp. at 3.) Plaintiffs claim extensive measurements were made of the incident scene, and a partial accident reconstruction was created with the ladder being placed in the same approximate location as the day of the fall. (Resp. at 3.) Dr. Morse ascended and descended the ladder multiple times, noting the behavior of the ladder while Julia recounted her recollection of the incident. (Resp. at 3.) Based on the facts recounted to him, Dr. Morse offers two possible scenarios that caused the fall and how each was caused by a design defect of the Krause ladder: (1) the kick the bar scenario and (2) false latch scenario. (Resp. at 3.) In the “kick the bar” scenario, Dr. Morse proffers that Mr. Neumann accidentally kicked the middle release bar as he was descending the ladder, which caused the middle hinges to unlock. (Resp. at 4.) In this state, the middle hinges would not support the load on them as Mr. Neumann was climbing down the ladder. (Resp. Ex. A at 7.) In the “false latch” scenario, the ladder was set up such that Mr. Neumann believed the ladder was fully locked, but the joint was not straightened out far enough for the locking bolt to fully engage. (Resp. at 4; Resp. Ex. A at 13.) Dr. Morse claims that his testing of Krause hinges shows that false latching can occur quite readily during ladder set-up, and that a Krause ladder can be set-up in the straight ladder position with the middle hinges in a false latched position. (Resp. Ex. A at 14.) Dr. Morse claims that both scenarios were caused by the ladder’s dangerous condition and lack of adequate warning. (Resp. at 4.) Defendant, however, alleges that Dr. Morse should be excluded pursuant to Fed. R. Evid. 702 and Daubert because his opinions are insufficiently reliable. (Mot. at 2; Reply at 2.) Rule 702 of the Federal Rules of Evidence tasks the trial court with ensuring that any expert testimony provided is relevant and reliable. Daubert v. Merrell Dow Pharm., Inc. (Daubert), 509 U.S. 579, 589 (1999). “Evidence is relevant if it has any tendency to make a fact more or less probable than it would be without the evidence and the fact is of consequence in determining the action.” Fed. R. Evid. 401. The trial court must first assess whether the testimony is valid and whether the reasoning or methodology can properly be applied to the facts at issue. Daubert, 509 U.S. at 592–93. Factors to consider in this assessment include: whether the methodology can be tested; whether the methodology has been subjected to peer review; whether the methodology has a known or potential rate of error; and whether the methodology has been generally accepted within the relevant professional community. Id. at 593–94. “The inquiry envisioned by Rule 702” is “a flexible one.” Id. at 594. “The focus . . . must be solely on principles and methodology, not on the conclusions that they generate.” Id. The Daubert analysis is applicable to testimony concerning scientific and non- scientific areas of specialized knowledge. Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 141 (1999). However, the Daubert factors may not apply to testimony that depends on knowledge and experience of the expert, rather than a particular methodology. U.S. v. Hankey, 203 F.3d 1160, 1169 (9th Cir. 2000) (citation omitted) (finding that Daubert factors do not apply to police officer’s testimony based on 21 years of experience working undercover with gangs). An expert qualified by experience may testify in the form of opinion if his or her experiential knowledge will help the trier of fact to understand evidence or determine a fact in issue, as long as the testimony is based on sufficient data, is the product of reliable principles, and the expert has reliably applied the principles to the facts of the case. See Fed. R. Evid. 702; Daubert, 509 U.S. at 579. The advisory committee notes on the 2000 amendments to Rule 702 explain that Rule 702 (as amended in response to Daubert) “is not intended to provide an excuse for an automatic challenge to the testimony of every expert.” See Kumho Tire Co., 526 U.S. at 152. “Vigorous cross-examination, presentation of contrary evidence, and careful instruction on the burden of proof are the traditional and appropriate means of attacking shaky but admissible evidence.” Daubert, 509 U.S. at 596 (citation omitted). In their Motion to Exclude, Defendant offers four arguments in support of excluding Dr. Morse’s testimony: (1) that Dr. Morse is an “expert for hire” because his opinions were developed solely for litigation (Mot.

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Neumann v. Home Depot USA Incorporated, (D. Ariz. 2022).

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