Nestle Patent Holding Co. v. E. Frederics, Inc.

261 F. 780, 1919 U.S. App. LEXIS 1842
CourtCourt of Appeals for the Second Circuit
DecidedJune 10, 1919
DocketNo. 189
StatusPublished
Cited by4 cases

This text of 261 F. 780 (Nestle Patent Holding Co. v. E. Frederics, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nestle Patent Holding Co. v. E. Frederics, Inc., 261 F. 780, 1919 U.S. App. LEXIS 1842 (2d Cir. 1919).

Opinion

ROGERS, Circuit Judge

(after stating the facts as above). The patents in suit relate to alleged improvements either in the apparatus or in the processes for producing a so-called “permanent” wave in the hair while on the human head. Prior to the patents in suit hair had [782]*782been waved, both when on the human head and after it had been removed from the head and made up into “switches” and sold as “commercial” hair. A large business has been developed under the patents in suit.

The president of the plaintiff company, Charles Nessler, was born in Germany and began the business of a hair dresser in Zurich and Geneva in Switzerland. Then he removed first to Paris, and afterwards to London, where he maintained an establishment for several years, and was employing some 23 persons just prior to the breaking out of the war. In 1915 he removed to New York City, where he has since carried on his business. The president of defendant company, Ernest O. Frederics,'was also bom in Germany, where he learned his trade. He, too, removed to London, where he pursued his occupation as a maker of wigs and hair dresser. He also removed to New York City in 1914, where he established himself, and he describes his occupation as that of “permanent” hair waving, and states that he first started to wave hair upon the head in 1916.

The patents in suit are three. Patent 1,052,166, being the apparatus patent granted Nessler, contains six claims and the complaint alleged that the defendant infringed particularly claims 3, 4, 5, and 6. The court below held claim 5 void. That claim we do not need to consider, as on the argument in this court it was withdrawn by the appellant from consideration on this appeal.

Claim 3 reads as follows:

“3. In apparatus for waving hair, the combination of a curler, a tubular heater, a tube closed at one end for receiving said curler with the hair thereon, and adapted to be inserted in said heater with the closed end outermost; the said heater being provided at its outer end with a vent for the gases issuing from the inner end of said curler receiving tube, substantially as described.”

Claim 4 reads as follows:

“4. In apparatus for waving hair, the combination of a curler, an absorbent material for enveloping the curler with the hair thereon, a tube closed at one end and adapted to receive the curler with the hair and absorbent material and cover the same, and a heater within which said tube with its contents may be inserted.”

Claim 6 reads as follows:

“6. In apparatus for waving hair, the combination of a ■ curler, a tubular heater, a tube closed at one end for receiving said curler with the hair thereon and adapted to be inserted in said heater with the closed end outermost, means for loosely binding the open end of said tube about the hair; the said' heater being provided at its outer end with a vent for the gases issuing from the inner end of said curler receiving tube, substantially as described.”

The court held none of the above claims infringed.

Patent No. 1,052,167, being the process patent, contains three claims, all of which the court held not infringed. Claim 1 reads as follows:

“1. The herein described process of waving hair, which consists in coiling the hair, then covering it with absorbent material suitably moistened, then applying a suitable liquid or lotion and heat, and causing the gases or vapors liberated by the heat from said liquid or lotion to act on the hair through the absorbent material, substantially as and for the purpose set forth.”

[783]*783Claim 2 reads as follows:

“2. The herein described process of waving hair, which consists in coiling the hair, then covering it with absorbent material, .then applying a suitable liquid or lotion and heat, and causing the gases or vapors liberated by the heat from the said liquid or lotion to act on the hair through the absorbent material, substantially as and for the purpose set forth.”
“3. The herein described process of waving hair which consists in coiling the hair, then covering it with absorbent material suitably moistened and inclosing the same in a closed vessel or tube containing a lotion, and applying heat to the vessel and vaporizing the lotion, and causing the vapors or gases to act on the hair through the absorbent material while said vapors or gases are confined, substantially as and for the purpose described.”

The court also held that the above claims were not infringed.

Patent No. 1,186,533, being the Aldworth patent, contains eight claims. The complaint put in issue claims 1, 2, 3, 4, 5, 6, and 7 thereof, and the court held this to be a good and valid patent as to claims 1 to 7, inclusive, and that defendant had infringed each of claims 1 to 7,.inclusive. As the defendant has not appealed, it is not necessary to consider these claims, and no reference to them is hereinafter made.

The plaintiff in its appeal insists that the court erred in dismissing the bill as to patent No. 1,052,166, the apparatus patent, and as to patent No. 1,052,167, the process patent, on the ground of no infringement.

[1] A process and an ápparatus by which it is performed are distinct matters. They may be found in one patent, or they may be the subject of different patents. Expanded Metal Co. v. Bradford, 214 U. S. 366, 29 Sup. Ct. 652, 53 L. Ed. 1034; Leeds & Catlin v. Victor Talking Machine Co., 213 U. S. 301, 29 Sup. Ct. 495, 53 L. Ed. 805. In Steinmetz v. Allen, 192 U. S. 543, 24 Sup. Ct. 416, 48 L. Ed. 555 (1904), the court held that rule 41 of practice in the Patent Office, in so far as it required a division between claims for a process and claims for an apparatus, if they are related and dependent inventions, was invalid.

[2] In his original application for a patent Nessler did not separate his apparatus invention and his process invention, and on October 19, 1909, the examiner in the Patent Office wrote him, calling attention to the fact that the inventions were separate and independent, and that “division is required between the two sets of claims above mentioned before action on the merits of the case tan be given.” This was after the decision. in the Steinmetz Case. The reason for this action in the Patent Office in asking for the separation of the claims was that the claims for the process and those for the apparatus were not regarded as “related and dependent inventions.” It is evident that the process patent might be infringed without using the specific apparatus disclosed in the apparatus patent.

In Cochrane v. Deener, 94 U. S. 780, 788 (24 L. Ed. 139), the court, speaking through Mr. Justice Bradley, said:

“A process is a mode of treatment of certain materials to producé a given result. It is an act, or a series of acts, performed upon tbe subject matter to be transformed and reduced to a different state or thing. If new and useful, [784]

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Bluebook (online)
261 F. 780, 1919 U.S. App. LEXIS 1842, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nestle-patent-holding-co-v-e-frederics-inc-ca2-1919.