Nestel v. Rohach

529 S.W.3d 841
CourtMissouri Court of Appeals
DecidedJune 27, 2017
DocketWD 79867
StatusPublished
Cited by4 cases

This text of 529 S.W.3d 841 (Nestel v. Rohach) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nestel v. Rohach, 529 S.W.3d 841 (Mo. Ct. App. 2017).

Opinion

VICTOR C. HOWARD, JUDGE

Melissa Rohach appeals the judgment of the Jackson County Circuit Court in a discovery of assets action alleging undue influence related -to beneficiary designations on seven accounts. The jury found no undue influence on four of the disputed accounts and undue influence on three other accounts. In her first point on appeal, Melissa Rohach complains the trial court erred in denying her motions for directed verdict and judgment notwithstanding the verdict because the .evidence does not support a finding of undue influence. In her second point on appeal, Melissa -Rohach claims, the trial court erred in denying her alternative motion for new trial because the jury verdict was inconsistent. Given the disposition of the first point on appeal, Melissa Rohach’s second point is not addressed. The judgment is reversed.

Facts

Robert and Joanne Nestel were: married for almost 51 years. They had four children: Mary Nestel, Mark Nestel, Michelle Helzer, and Melissa Rohach. Robert operated a State Farm office. His daughter Mary worked for him for 27 years. Robert died on December 20, 2013. His funeral was on December 28, 2013.

On January '6, 2014, Joanne learned that Robert’s will left his estate to the four children. She also learned that he left his business, to the four children. Joanne was previously unaware that she would not receive assets through Robert’s, will or business.1

[844]*844On January 23, 2014, Joanne executed a will setting forth her testamentary intent. In that will, she nominated her daughter Melissa as personal representative of her estate. She nominated Melissa’s husband Chris Rohach (Joanne’s son-in-law) as first successor personal representative. Joanne left 20% of her estate to each of her four children and 5% of her estate to each of her four grandchildren, for a total of 100%.

On March 24, 2014, Joanne modified her will. She left her house and all of its contents (unless excluded later in the amendment) to Melissa. The amendment stated: “In the case that my daughter Melissa A. Rohach precedes me in death, then her • children, Collin P. Rohach and Carri-gan H. Rohach2 will get her share of my estate that I have noted in my Will and the amendment to my original Will.” The following property was excluded in the amendment:

Michelle Nestel-Helzer—All the Belleek Christmas Ornaments and wedding picture
Mary Nestel—one oriental bowl
Mark Nestel—the musical clowns
Mary Ann Nestel the cross from Robert’s funeral

On July 1, 2014, Joanne changed her will again. She identified a loan to which she was the mortgage holder. She left the incoming loan payments to her four grandchildren. The document stated: “I would like Colin Rohach to be in charge of making sure all four grandchildren get an equal monthly share of what is left on the loan. Colin is in charge of making all decisions on the home loan.”

Starting in January 2014, Joanne made a series of non-probate transfers to Melissa. With these transfers, Joanne made Melissa the beneficiary of various accounts. These accounts were not part of Joanne’s estate and were not governed by the will dividing the estate between Joanne’s children and grandchildren. The following chart shows the account locations, date of transfer to Melissa, and account balance:

Account Date of Designation to Melissa Balance

1 Commerce Bank 01/02/2014 & 01/09/2015 $17,939.28

2 National Bank of Kansas City 01/09/2015 $6,232.81

3 United Missouri Bank 01/09/2015 $4,800.73

4 State Farm #2612 01/22/2014 $6,454.05

5 State Farm #3454 01/23/2014 $50,878

6 Computershare IBM Stock 03/28/2014 $96,0003

7 Waddell & Reed IRA 06/11/2014 $476,735.40

These accounts were the bulk of Joanne’s assets.

Joanne died on September 7, .2014. On January 21, 2015, Melissa’s siblings filed a petition to remove her as personal representative of her mother’s estate and for discovery of assets. In May 2015, the circuit court appointed Brian Tillema as Administrator Ad Litem for the purpose of litigating the discovery of assets claim on behalf of the Estate of Joan Nestel. An [845]*845amended petition to remove Melissa as personal representative and for discovery of assets, brought on behalf of the estate and the siblings,4 was filed on October 14; 2015.

The matter proceeded to a jury trial in March 2016. After four days of trial, the jury returned a verdict that found no undue influence by Melissa as to accounts 1, 2, 3, and 4 in the above chart. The jury found that there was undue influence as to accounts 5, 6, and 7 in the above chart.

This appeal by Melissa followed.

Standard of Review

“We treat an appeal from a trial court’s denial of motions for directed verdict and judgment notwithstanding the verdict in the same manner; our primary inquiry is whether the plaintiff made a submissible ease.” Ruestman v. Ruestman, 111 S.W.3d 464, 478 (Mo. App. S.D. 2003). “In order for a case to be submitted to the jury, each and every fact essential to liability must be predicated upon legal and substantial evidence.” Id. “In determining whether the plaintiff made a submissible case, the appellate court views the evidence in the light most favorable to the jury’s verdict and gives the plaintiff the benefit of all reasonable inferences and disregards evidence and inferences conflicting with the verdict.” Id. “Our courts will not supply missing evidence or give a party the benefit of unreasonable speculative or forced inferences.” Id. (internal quotation omitted). “This court may reverse the trial court’s ruling only when there is a complete absence of probative facts to support the verdict.” Id. “We will not disturb a jury’s verdict when reasonable minds could disagree as to the questions before the jury and we will reverse only when we find there is a complete absence of probative facts to support it.” Duerbusch v. Karas, 267 S.W.3d 700, 706-07 (Mo. App. E.D. 2008) (internal quotation omitted).

Analysis

In her first point on appeal, Melissa claims the trial court erred in denying her motion for directed verdict and judgment notwithstanding - the verdict. She says there was no substantial evidence to support the jury’s finding of undue influence by Melissa on the three accounts. Melissa argues that the evidence does not support - a reasonable inference that any actions by Melissa overcame the free will, of Joanne.

“Undue influence occurs when a party in a position of trust induces the other, by ‘active conduct’, to provide a substantial benefit through the transfer of property.” Id. at 708 (internal citation omitted). “In determining. whether suffi-. cient evidence supports a presumption of undue influence, we apply a case-by-case analysis because the exercise of undue influence is often proved by circumstantial evidence.” Id.

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529 S.W.3d 841, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nestel-v-rohach-moctapp-2017.