Nelson v. State

85 P.3d 912
CourtCourt of Appeals of Washington
DecidedMarch 5, 2004
Docket51599-3-I
StatusPublished
Cited by1 cases

This text of 85 P.3d 912 (Nelson v. State) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nelson v. State, 85 P.3d 912 (Wash. Ct. App. 2004).

Opinion

85 P.3d 912 (2003)

In re the Matter of Restoration of Firearm Rights.
Jeffrey NELSON, Appellant,
v.
STATE of Washington, Respondent.

No. 51599-3-I.

Court of Appeals of Washington, Division 1.

December 29, 2003.
Publication Ordered March 5, 2004.

*913 Karen Frakes, Macduffie Setter, Whatcom Co Pros Atty. Office, Bellingham, WA, for Respondent.

Elizabeth Sarahi Fasano, Michael John Tario, Tario & Associates PS, Bellingham, WA, for Appellant.

BECKER, C.J.

The issue in this appeal is whether carrying a firearm is unlawful for a person who committed serious offenses as a juvenile, but has since obtained a court order expunging the record of those offenses. Under the statutes in effect at the time appellant Nelson petitioned for an order certifying his right to carry a firearm, Nelson was entitled to have the juvenile proceedings treated as though they never occurred. Proceedings that never occurred do not result in a predicate conviction for purposes of the firearm statute. We conclude the statute does not bar Nelson from carrying a firearm. The trial court ruling to the contrary is reversed.

The State charged Jeffrey Nelson with committing certain felonies when he was between the ages of 12 and 15 years old. He pled guilty in December 1992.

A criminal statute makes firearm possession unlawful for persons who have been convicted of a serious offense. RCW 9.41.040. Nelson's juvenile offenses were serious, but at the time he committed them the statute did not include juvenile offenses as predicate offenses.[1] This changed as of June 10, 1992, the effective date of an amendment making the statute applicable to juveniles:

A person, whether an adult or juvenile, is guilty of the crime of unlawful possession of a firearm in the first degree, if the person owns, has in his or her possession, or has in his or her control any firearm after having previously been convicted in this state or elsewhere of any serious offense as defined in this chapter.

RCW 9.41.040(1)(a) (emphasis added).

The person convicted of a predicate offense is to be notified by the court, both orally and in writing, "that the person must immediately surrender any concealed pistol license and that the person may not possess a firearm unless his or her right to do so is restored by a court of record." RCW 9.41.047. Nelson was arrested in 1999 for unlawful possession of a firearm. According to his petition he *914 obtained a dismissal of the charge "because I was not aware and was never advised that I was not to possess firearms."[2]

In April 2000, Nelson applied for and received a superior court order sealing and expunging his juvenile record, as is permitted by RCW 13.50.050(11)[3]:

In any case in which an information has been filed pursuant to RCW 13.40.100 or a complaint has been filed with the prosecutor and referred for diversion pursuant to RCW 13.40.070, the person the subject of the information or complaint may file a motion with the court to have the court vacate its order and findings, if any, and, subject to subsection (23) of this section, order the sealing of the official juvenile court file, the social file, and records of the court and of any other agency in the case.

The order stated that "the information, judgment and record against Jeffrey C. Nelson are sealed and expunged" and that the records were to be destroyed and forever sealed. "All pertinent law enforcement agencies and the Department of Corrections" were likewise ordered to seal and destroy their records.[4]

Nelson petitioned the superior court in July 2002, for a certificate and order restoring his right to carry a firearm under RCW 9.41.047. Nelson's petition acknowledged his juvenile adjudications and documented the order expunging and sealing his records. At the hearing, the first argument presented by Nelson's attorney was that application of the amended version of the criminal statute would be an ex post facto violation. She then began to argue about the effect of the order of expungement: "I guess we would also argue it is as if he had never been convicted. He has had a full expungement, and the records have been destroyed. And the law states that he can state for all purposes that he has not been convicted of this crime."[5]

At this point, the State responded that the Supreme Court had already rejected the ex post facto argument in an analogous setting, citing State v. Schmidt, 143 Wash.2d 658, 676-77, 23 P.3d 462 (2001). The State took the position that under Schmidt, a court order purporting to restore Nelson's firearm rights would not protect him from criminal liability. Referring to appellant Ayers in Schmidt (an opinion consolidating two cases), the prosecutor stated, "That's the same type pattern as Ayers, Your Honor. Not only that, but the trial court actually granted the petition, and the defendant was still exposed to criminal liability. That's what the Court wants to avoid here".[6] Based on this understanding of the Ayers matter, the court became concerned that issuing an order restoring Nelson's firearm rights would give Nelson a "false sense of security":

Court: You're asking me to issue a certificate and order under the statute restoring his right to possess firearms. It appears that that was done in this case, and he still got convicted. Am I right?
[Nelson's Counsel]: Yes.
[State]: Yes.
. . .
Court: I would be leading him into a false sense of security.
... if I restore his firearms rights, he goes out today; and if he has a gun, firearm in his possession, he's going to be convicted, maybe sent to prison. So I think it would be a misdeed to do that.[[7]]

The court denied Nelson's petition, and this appeal followed.

Nelson argues, as he did below, that application of the amended version of the criminal statute is an ex post facto violation because it results in additional punishment *915 for his juvenile offenses. Following Schmidt, we reject this argument. Although the prohibitions of the amended firearm statute impose a disability and a threat of criminal prosecution if violated, they do not amount to punishment for a previous conviction, nor do they alter the standard of punishment. Schmidt, 143 Wash.2d at 676, 23 P.3d 462. We also reject Nelson's argument that the analysis should be different where the previous conviction was for a juvenile offense. See

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Bluebook (online)
85 P.3d 912, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nelson-v-state-washctapp-2004.