Nelson v. South Dakota Department of Social Services

2013 SD 18, 827 N.W.2d 575, 2013 WL 541580, 2013 S.D. LEXIS 17
CourtSouth Dakota Supreme Court
DecidedFebruary 13, 2013
Docket26350
StatusPublished

This text of 2013 SD 18 (Nelson v. South Dakota Department of Social Services) is published on Counsel Stack Legal Research, covering South Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nelson v. South Dakota Department of Social Services, 2013 SD 18, 827 N.W.2d 575, 2013 WL 541580, 2013 S.D. LEXIS 17 (S.D. 2013).

Opinion

ZINTER, Justice.

[¶ 1.] The South Dakota Department of Human Services (the Department) denied Mickey Nelson’s application for Home and Community Based Services (HCBS), a federal-state Medicaid Waiver program that provides assistance to individuals with developmental disabilities. 1 After a hearing, an administrative law judge affirmed the Department’s denial. Nelson appealed to circuit court, which also affirmed the Department’s denial. We affirm.

Facts and Procedural History

[¶2.] Mickey Nelson is a 48-year-old who lives without institutional care in Sioux Falls. Nelson has “borderline intellectual functioning,” having a performance IQ of 97, a verbal IQ of 73, and a full scale IQ of 82. 2 He also has an expressive language disorder and a learning disorder. Because his IQs are over 70, Nelson is not considered “mentally retarded.” 3

[¶3.] Nelson attended school through the ninth grade and then received employment training from South Dakota Achieve. South Dakota Achieve is a non-profit organization that assists individuals with intellectual and developmental disabilities. Nelson was employed at a restaurant for fourteen years, and then worked at a Pizza Hut for ten years. His job at Pizza Hut was eliminated in 2009 because of economic conditions. He had not become reemployed at the time of hearing. In September 2010, Nelson began receiving Social Security disability benefits.

[114.] Nelson met his wife white they were both clients of South Dakota Achieve. They have been married for over twenty years and have lived in their current apartment throughout the marriage.

[¶ 5.] Nelson’s wife was receiving HCBS through South Dakota Achieve for her individual needs and areas in which she shared joint responsibility with Nelson. Nelson, however, could not receive HCBS for his individual needs unless he also qualified. In September 2010, Nelson submitted an HCBS application to the De *577 partment’s Division of Developmental Disabilities (the Division).

[¶ 6.] Two reports were submitted with Nelson’s application. The first was an Inventory for Client and Agency Planning (ICAP), 4 which was completed by Melanie DeBates, the admissions director for South Dakota Achieve. The second report was a psychological evaluation completed by Dr. Elwin Unruh. After considering Dr. Un-ruh’s evaluation and Nelson’s ICAP, the Department made a preliminary determination that Nelson was ineligible for HCBS. However, the Department asked the Division’s eligibility review team to consider Nelson’s application and assess his adaptive behaviors. Nelson’s adaptive behaviors were evaluated using a “Vine-land II” assessment completed by DeBates. 5 After reviewing the psychological evaluation, the ICAP, and the Vineland II assessment, the eligibility review team agreed with the Department’s conclusion that Nelson was ineligible for HCBS.

[¶ 7.] Nelson requested administrative review. Darryl Millner, the Department’s HCBS program manager, and Dr. Ted Williams, a member of the Division’s eligibility review team, testified on behalf of the Department. Two employees of South Dakota Achieve testified for Nelson. DeBates testified that Nelson’s ICAP showed he had “weaknesses in all the areas of social and communication[,] personal living and community living skills.” DeBates testified that, based on the Vineland II assessment, Nelson “demonstrate^ deficits in all areas of communication, daily living, socialization, and motor skills.” Tammy Nolle, a supportive living worker who provided HCBS to Nelson’s wife, testified to the Nelsons’ living situation. Nolle indicated that Nelson had difficulty completing household chores and was struggling to live independently. Nolle also testified that Nelson had health and nutrition issues.

[¶ 8.] After considering the testimony, the ICAP, the Vineland II assessment, and Dr. Unruh’s psychological evaluation, the administrative law judge affirmed the Department’s denial of benefits. The administrative law judge found that “Nelson has been employed, married, and living independently for two decades, he has not shown that this condition has changed, ... and he is not eligible for [HCBS].” The circuit court affirmed. 6

Decision

[¶ 9.] The Medicaid HCBS Waiver program is a federally-funded program that “is limited to individuals in need of and eligible for institutionalized services in an *578 Intermediate Care Facility for People with Mental Retardation (ICF/MR) ..., but who could remain in their homes or in the community if services were available.” See Snelling v. S.D. Dep’t of Soc. Servs., 2010 S.D. 24, ¶ 5, 780 N.W.2d 472, 474-75. See also Weisenborn ex rel. Shoemaker v. Mo. Dep’t of Mental Health, 332 S.W.3d 288, 294 (Mo.Ct.App.2011) (quoting Hyde v. Dep’t of Mental Health, 200 S.W.3d 73, 74 (Mo.Ct.App.2006)) (“The Medicaid Waiver program is one through which individuals ‘receive services funded by the federal program normally available only at an institution.’”). The federal eligibility requirements for “services and institutionalization in an ICF/MR ... determine whether an individual may also qualify for the Medicaid [] Waiver program.” Snelling, 2010 S.D. 24, ¶ 6, 780 N.W.2d at 475. If an applicant is qualified, the program “permits [s]tates to offer ... an array of home and community-based services that an individual needs to avoid institutionalization.” 42 C.F.R. § 441.300.

[¶ 10.] To be eligible for South Dakota’s HCBS, an individual must satisfy ARSD 67:54:04:04, which has three requirements:

In addition to [financial eligibility], an individual must meet the following requirements:
(1) Be developmentally disabled according to § 67:54:04:05;
(2) Be appropriate for HCBS placement according to § 67:54:04:06; and
(3) Be in need of and eligible for placement in an intermediate care facility for the mentally retarded or the developmentally disabled according to § 67:54:03:04.... 7

[¶ 11.] To satisfy subsection (1), Nelson must have been “developmentally disabled according to [ARSD] 67:54:04:05[.]” See ARSD 67:54:04:04(1). To be considered developmentally disabled, Nelson must, among other things, “require[ ] treatment or services similar to those required for the mentally retarded.” ARSD 67:54:04:05. The South Dakota rules do not define the treatments or services that are similar to those required by the mentally retarded.

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Related

Abild v. Gateway 2000, Inc.
1996 SD 50 (South Dakota Supreme Court, 1996)
Snelling v. South Dakota Department of Social Services
2010 SD 24 (South Dakota Supreme Court, 2010)
Caldwell v. John Morrell & Co.
489 N.W.2d 353 (South Dakota Supreme Court, 1992)
Hyde v. Department of Mental Health
200 S.W.3d 73 (Missouri Court of Appeals, 2006)
Weisenborn Ex Rel. Shoemaker v. MISSOURI DEPT. OF MENTAL HEA.
332 S.W.3d 288 (Missouri Court of Appeals, 2011)

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Bluebook (online)
2013 SD 18, 827 N.W.2d 575, 2013 WL 541580, 2013 S.D. LEXIS 17, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nelson-v-south-dakota-department-of-social-services-sd-2013.