Nelson v. Lippman

271 A.D.2d 902, 709 N.Y.S.2d 210, 2000 N.Y. App. Div. LEXIS 4673

This text of 271 A.D.2d 902 (Nelson v. Lippman) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nelson v. Lippman, 271 A.D.2d 902, 709 N.Y.S.2d 210, 2000 N.Y. App. Div. LEXIS 4673 (N.Y. Ct. App. 2000).

Opinion

Spain, J.

Cross appeals from a judgment of the Supreme Court (Teresi, J.), entered January 8, 1999 in Albany County, which, inter alia, granted plaintiffs’ motion for summary judgment.

Plaintiffs, two Judges of the Rockland County Family Court and two Judges of the Rockland County Court, commenced this action seeking declaratory, injunctive and monetary relief to eliminate the disparity between their judicial salaries and the salaries paid to their counterparts in Suffolk County pursuant to Judiciary Law §§ 221-e and 221-d, respectively. Specifically, plaintiffs claim that the legislatively enacted salary disparities in effect since January 1, 19851 violate their right to equal protection of the laws under the Federal and State Constitutions (see, US Const, 14th Amend, § 1; NY Const, art I, § 11). Defendant Chief Administrative Judge adopted the position taken by his predecessors in office that, as a matter of policy, the salaries of all Judges of County Court should be equal and the salaries of all Judges of Family Court should be equal, taking no position on the question of whether equal salaries are constitutionally compelled.

Supreme Court granted plaintiffs’ motion for summary judgment and denied the cross motion of defendants Comptroller and the State (hereinafter collectively referred to as the State defendants) for summary judgment, finding that the legislative enactments providing disparate salaries violated plaintiffs’ equal protection rights. The court credited the proffered calculations of plaintiffs’ counsel in concluding that the per-Judge caseload in each court in each county is roughly the same, as well as the uncontroverted affidavit of plaintiffs’ expert that the cost of living is higher in Rockland County than it is in Suffolk County. Defendants appeal and plaintiffs cross-appeal from that portion of the judgment which denied them interest for the period prior to Supreme Court’s decision.

[903]*903As an initial matter, we note that a declaratory judgment action in Supreme Court is an appropriate vehicle for challenging the constitutionality of a statute (see, Cass v State of New York, 58 NY2d 460, 463). Addressing the merits, under well-settled equal protection jurisprudence, a statutory pay disparity based upon geographic location does not target a suspect class or implicate a fundamental right and, as such, is subject to the least rigorous standard of judicial review, i.e., whether any rational basis supports the legislative choices (see, D’Amico v Crosson, 93 NY2d 29, 31-32; Henry v Milonas, 91 NY2d 264, 267-268; see also, Port Jefferson Health Care Facility v Wing, 94 NY2d 284, 289-290). A statute subject to rational basis scrutiny is presumed to be constitutional, and plaintiffs “bear[ ] the heavy burden of proving that there is no reasonably conceivable state of facts which rationally supports the distinction” (D’Amico v Crosson, supra, at 32; see, Henry v Milonas, supra, at 268; see also, Heller v Doe, 509 US 312, 320). That is, to survive an equal protection challenge, a geographic based salary disparity must be predicated upon a reasonably conceivable state of facts that could provide a rational relationship between the disparity of treatment and a legitimate government purpose (see, D'Amico v Crosson, supra, at 32; see also, Heller v Doe, supra, at 320; Port Jefferson Health Care Facility v Wing, supra, at 290-291).

It has been recognized that differences among counties in population, caseload and cost of living, and differences in judicial duties and responsibilities, among others, may provide a rational basis for differences in judicial salaries (see, D’Amico v Crosson, supra, at 32; Henry v Milonas, supra, at 268; Cass v State of New York, supra, at 461; Dickinson v Crosson, 219 AD2d 50, 54). In moving for summary judgment, plaintiffs submitted the affidavit of their attorney which analyzed the caseload and judicial staffing data obtained from defendants, and calculated the “dispositions per Judge” for the Family Court and County Judges in Rockland and Suffolk Counties. As Supreme Court noted, plaintiffs’ calculations support the conclusion that the dispositions per Judge in the subject counties are “roughly the same”.

In cross-moving for summary judgment the State defendants submitted the affidavit of a Senior Budget Analyst with the Unified Court System, Office of Management Support, Division of the Budget, whose duties include compiling statistics reflecting the comparative caseloads of the State courts. The affidavit contained statistical information from the official records of the Unified Court System merely consisting of total Judge days, [904]*904total filings and total dispositions for County Court and Family Court in both Counties. While the affidavit also provided a formula or methodology which could be used to calculate the “per Judge” annual filings and “per Judge” annual dispositions from the aggregate annual data, defendants made no effort to provide Supreme Court with data demonstrating the per-Judge disposition figures for either court in either County. By merely proffering aggregate data in this manner, the State defendants failed to substantiate their position that the lower judicial salaries in County Court and Family Court in Rockland County could be based upon judicial caseload which is appreciably less than it is for their counterparts in Suffolk County.

Thus, under the equal protection principles previously outlined, the State defendants’ data does not provide the requisite “ ‘reasonably conceivable state of facts that could provide a rational basis for the [geographic] classification’ ” (Heller v Doe, supra, at 320, quoting Federal Communications Commn. v Beach Communications, 508 US 307, 313). In the absence of sufficient, usable evidence contrary to that proffered by plaintiffs regarding judicial caseload functions and responsibilities, the challenged judicial pay disparity embodied in Judiciary Law §§ 221-d and 221-e must be held to violate plaintiffs’ equal protection rights (see, D’Amico v Crosson, supra, at 32; Dickinson v Crosson, supra, at 54). The only other factor addressed to Supreme Court consisted of plaintiffs’ uncontroverted. proof that the cost of living is higher in Rockland County, which patently undercuts the rationality of this judicial pay disparity.

While “the State ‘has no obligation to produce evidence to sustain the rationality of a statutory classification * * * [and a] legislative choice is not subject to courtroom factfinding and may be based upon rational speculation unsupported by evidence or empirical data’ ” (Port Jefferson Health Care Facility v Wing, supra, at 291, quoting Heller v Doe, supra, at 320 [emphasis supplied in Port Jefferson]), we perceive no basis upon which to disturb Supreme Court’s conclusion that the evidence presented demonstrates that the cost of living is higher in Rockland County than it is in Suffolk County and that the workload per Judge in each County is essentially comparable. Thus, there is no evident or discernible reasonably conceivable state of facts to rationally support the geographic based judicial pay disparity (see, D’Amico v Crosson, supra, at 32; Weissman v Evans, 56 NY2d 458; Barth v Crosson, 199 AD2d 1050, 1050-1051; Kendall v Evans, 126 AD2d 703, affd 72 NY2d 963). Moreover, while we need not decide the broader constitutional [905]

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Related

Heller v. Doe Ex Rel. Doe
509 U.S. 312 (Supreme Court, 1993)
Henry v. Milonas
692 N.E.2d 554 (New York Court of Appeals, 1998)
Barr v. Crosson
733 N.E.2d 217 (New York Court of Appeals, 2000)
D'AMICO v. Crosson
709 N.E.2d 465 (New York Court of Appeals, 1999)
Port Jefferson Health Care Facility v. Wing
726 N.E.2d 449 (New York Court of Appeals, 1999)
Cass v. State of New York
448 N.E.2d 786 (New York Court of Appeals, 1983)
Weissman v. Evans
438 N.E.2d 397 (New York Court of Appeals, 1982)
Kendall v. Evans
531 N.E.2d 294 (New York Court of Appeals, 1988)
Sobel v. Higgins
588 N.E.2d 90 (New York Court of Appeals, 1991)
Kendall v. Evans
126 A.D.2d 703 (Appellate Division of the Supreme Court of New York, 1987)
Davis v. Rosenblatt
159 A.D.2d 163 (Appellate Division of the Supreme Court of New York, 1990)
Deutsch v. Crosson
171 A.D.2d 837 (Appellate Division of the Supreme Court of New York, 1991)
Barth v. Crosson
199 A.D.2d 1050 (Appellate Division of the Supreme Court of New York, 1993)
Dickinson v. Crosson
219 A.D.2d 50 (Appellate Division of the Supreme Court of New York, 1996)
Barr v. Crosson
263 A.D.2d 798 (Appellate Division of the Supreme Court of New York, 1999)
Affronti v. Crosson
265 A.D.2d 817 (Appellate Division of the Supreme Court of New York, 1999)

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Bluebook (online)
271 A.D.2d 902, 709 N.Y.S.2d 210, 2000 N.Y. App. Div. LEXIS 4673, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nelson-v-lippman-nyappdiv-2000.