Nelson Building Services Group v. WCAB (Ponce)

CourtCommonwealth Court of Pennsylvania
DecidedJune 13, 2017
DocketNelson Building Services Group v. WCAB (Ponce) - 1027 and 1028 C.D. 2016
StatusUnpublished

This text of Nelson Building Services Group v. WCAB (Ponce) (Nelson Building Services Group v. WCAB (Ponce)) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nelson Building Services Group v. WCAB (Ponce), (Pa. Ct. App. 2017).

Opinion

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Nelson Building Services : Group - aka Dale E. Nelson : and/or Dale E. Nelson Co., Inc., : Petitioner : : v. : No. 1027 C.D. 2016 : No. 1028 C.D. 2016 Workers’ Compensation Appeal : Submitted: February 17, 2017 Board (Ponce and Uninsured : Employers Guaranty Fund and : Complete Exteriors and Malvern : Renovations), : Respondents :

BEFORE: HONORABLE P. KEVIN BROBSON, Judge HONORABLE ANNE E. COVEY, Judge HONORABLE JOSEPH M. COSGROVE, Judge

OPINION NOT REPORTED

MEMORANDUM OPINION BY JUDGE BROBSON FILED: June 13, 2017

Dale E. Nelson Company, Incorporated (Dale Nelson Company), petitions this Court for review of an order of the Workers’ Compensation Appeal Board (Board). The Board affirmed a decision of the Workers’ Compensation Judge (WCJ), which awarded workers’ compensation benefits to Christian Ponce (Claimant).1 For the reasons set forth below, we affirm.

1 The Board affirmed the order of the WCJ as modified. The WCJ labeled two sections in the decision with the heading “Findings of Fact.” The Board modified the decision so that the second heading instead reads “Conclusions of Law.” This case entails a confusing array of potential employers of an off-the-books manual laborer, Claimant, who was injured after falling from a roof on September 4, 2013, in Villanova, Pennsylvania. Claimant did roofing work for Complete Exteriors, a sole-proprietorship owned by Shon Devid Perez Lopez (Lopez).2 Complete Exteriors frequently worked as a subcontractor for Dale Nelson Company on roofing projects and other similar work orders. Malvern Renovations (Malvern), whose role in the instant case is contested, seems to have started as an off-shoot of Dale Nelson Company for purposes of obtaining workers’ compensation insurance. On November 5, 2013, Claimant filed a claim petition against “Malvern Restoration Inc. aka Nelson Building Services Group,”3 alleging that he sustained a work-related injury when he fell off a roof on September 4, 2013, and that as a result of the injury he was totally disabled. Malvern and Nelson Building Services Group, later discovered to be two different entities, answered separately and denied all the material allegations of the petition. On December 5, 2013, Claimant filed a UEGF claim petition against the Department of Labor & Industry, Uninsured Employers Guaranty Fund (Fund), naming Complete Exteriors as an uninsured employer.

2 It appears that Lopez left the country. Moreover, throughout the record, Lopez is referred to by various names: Shon Devid, Shawn David, John David, Shon Lopez, Shon Perez Lopez, and Shown Devid Lopez. The parties seem to be in agreement that all of these variants refer to the same person—the owner of Complete Exteriors. 3 Claimant incorrectly named “Malvern Restoration, Inc.” in the November 5, 2013 claim petition; the actual entity is “Malvern Renovations, LLC.”

2 The WCJ held a hearing on February 2, 2014, where only counsel for Claimant, Malvern’s insurance carrier, and the Fund were present. Initially, the attorneys indicated to the WCJ that Nelson Building Services Group may be a fictitious name used by Dale Nelson Company, and that Malvern and Nelson Building Services Group may be separate entities. The WCJ instructed the attorneys to investigate as to who the proper parties were and to consider whether there were any stipulations of fact that they were willing to make. Then, at that same February 2, 2014 hearing, Claimant testified. He testified that for three years, he made $150 a day, $900 a week, doing roofing work for Lopez, who would pick him up every day to drive to the work site. Claimant testified that Lopez was the only person who worked at Complete Exteriors. Claimant testified that he received payment from Lopez in cash or by check. Claimant testified that he went to the Nelson Building Services Group warehouse every day and that he knew the name Pat Nelson. He testified that on September 4, 2013, he slid and fell 30 feet off of a roof. An ambulance took Claimant to Hahnemann University Hospital, where Claimant underwent surgeries for a broken arm, a broken elbow, and a broken leg, each on the right side of his body. Claimant testified that he had to stay at the hospital for two months. Claimant testified that he was right-handed and that he could not bend his right elbow or use his right arm. He also testified that he could not walk without using crutches. He testified that physical therapists had to come to his house to work with him. Claimant’s counsel stipulated that Claimant was an undocumented immigrant worker and that “he does not have legal papers to work.” (Reproduced Record (R.R.) at 65a.)

3 On February 14, 2014, and then again on February 19, 2014, Claimant filed a UEGF claim petition against the Fund and Nelson Building Services Group. The next month, on March 4, 2014, the WCJ conducted another hearing. Present at the hearing were attorneys for Claimant, Malvern’s insurance carrier, the Fund, and Dale Nelson Company (who was not present at the prior hearing). Counsel for Claimant confirmed that Malvern and Nelson Building Services Group were separate entities. Counsel for Claimant also indicated that he was unsure whether Dale Nelson Company and Nelson Building Services Group were the same entity. The WCJ indicated that after the attorneys ascertained who the appropriate parties were, Claimant could depose Dale Nelson. Thereafter, Claimant filed two additional UEGF claim petitions against the Fund and Nelson Building Services Group, as well as two UEGF claim petitions against the Fund and Dale Nelson Company. On June 4, 2014, Claimant deposed Dale Nelson. He confirmed that Nelson Building Service Group was a fictitious name that Dale Nelson Company used for business. Dale Nelson testified that he was the sole owner of Dale Nelson Company and had been since 1973. He testified that his brother, Patrick Nelson, is the owner of Malvern. Dale Nelson testified that Dale Nelson Company’s work entailed general contracting, mostly for home improvements, which included roofing, siding, windows, doors, gutters and downspouts, kitchens, and bathrooms. Dale Nelson testified that when his brother started Malvern, all the Dale Nelson Company employees became Malvern employees. Dale Nelson testified that he received the work order for a shingle replacement at the house where Claimant was injured. He testified that his company was the general contractor for the roofing at the house, and that he subcontracted the project out to Complete Exteriors. Dale

4 Nelson testified that after Malvern was created, the payment process entailed the following path: Dale Nelson Company would receive money from the home owner; Dale Nelson Company would keep some profit; the remainder of the money was then transferred to Malvern, which paid the employees and subcontractors. Dale Nelson testified that he did not know Claimant. He testified that his company had done business with Complete Exteriors for years, but he stopped using it as a subcontractor a month before his deposition. Claimant deposed Patrick Nelson on August 20, 2014. Patrick Nelson testified that he started Malvern in the spring of 2013, after Dale Nelson Company had difficulty obtaining workers’ compensation insurance. He testified that he was the sole owner of Malvern. Patrick Nelson testified that Dale Nelson Company was the general contractor for the work at the house where Claimant fell, and that the relationship that Malvern had with Dale Nelson Company was never one in which Malvern acted as a general contractor. He testified that he never had any contact with the homeowner at the house and never went to the work site. The only involvement that Malvern had with the house where Claimant fell was to pay the subcontractor, Complete Exteriors.

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Bluebook (online)
Nelson Building Services Group v. WCAB (Ponce), Counsel Stack Legal Research, https://law.counselstack.com/opinion/nelson-building-services-group-v-wcab-ponce-pacommwct-2017.