Neil Khan v. Katherine Fernandez-Rundle

287 F. App'x 50
CourtCourt of Appeals for the Eleventh Circuit
DecidedOctober 3, 2007
Docket06-15259
StatusUnpublished
Cited by4 cases

This text of 287 F. App'x 50 (Neil Khan v. Katherine Fernandez-Rundle) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Neil Khan v. Katherine Fernandez-Rundle, 287 F. App'x 50 (11th Cir. 2007).

Opinion

PER CURIAM:

This is former Miami-Dade assistant state attorney Neil Khan’s appeal from the dismissal of his lawsuit, brought under 42 U.S.C. § 1983, in which he alleged that his superiors fired him in violation of the First Amendment.

Khan began working in the Miami-Dade State Attorney’s Office on August 12, 2002. Taking the facts in his complaint as true (as we must), see Horsley v. Feldt, 304 F.3d 1125, 1131 (11th Cir.2002), we will assume that he was fired in August 2004 as a result of three incidents that occurred that month. In the first incident, Khan refused to heed the directions of his direct *51 supervisor Erika Isidron to tell a state trial judge that he was prepared to proceed to trial when he was not in fact ready. In the second incident, Khan objected after Isidron instructed him not to truthfully answer a judge’s question about the existence of a prior plea offer in a criminal case. The complaint’s allegations are a little unclear, but it appears that in both of these situations, Khan told the judge the truth — i.e., that he was not ready to proceed with trial and that there was a prior plea offer. In the third incident, Khan told a judge that he could not deliver a plea offer because his supervisors had been unavailable to meet with him.

In his complaint, Khan asserted official-capacity claims against chief assistant state attorneys Kathleene Hoague (count I), Howard Pohl (count II), and Don Horn (count III), as well as Miami-Dade State Attorney Katherine Fernandez-Rundle (count IV). In particular, he alleged that each of these individuals acted pursuant to an official policy or custom of the State Attorney’s office when they “allowed, condoned, encouraged, and tolerated” his termination for exercising his free speech rights and telling the court the truth. Khan also asserted claims against Isidron, Hoague, Pohl, and Horn in their individual capacities (count V), alleging that they each “participated in the punishment of Mr. Khan for his protected speech.”

In the course of its proceedings, the district court entered two orders disposing of Khan’s various claims. First, in a March 2006 order ruling on the defendants’ motion to dismiss, the district court dismissed the individual-capacity claims. The court assumed that Khan had alleged a violation of his constitutional right to free speech, but concluded that Khan’s supervisors were nevertheless entitled to qualified immunity on the ground that the violation was not clearly established at the time they fired him. In a subsequent order, however, the district court reasoned that a newly released decision of the Supreme Court, Garcetti v. Ceballos, 547 U.S. 410, 126 S.Ct. 1951, 164 L.Ed.2d 689 (2006) (decided May 30, 2006), warranted revisiting the assumption it had made in the earlier order about the existence of a First Amendment violation. It concluded that Khan could not establish such a violation in the wake of Garcetti, and that as a result, the remaining official-capacity claims also had to be dismissed.

Khan appeals both of these orders. He also appeals a third order denying his motion to amend his complaint to include a claim against all of the individual defendants except Fernandez-Rundle for intentional infliction of emotional distress.

I.

In Garcetti, the Supreme Court considered the case of a local prosecutor whose supervisors allegedly retaliated against him, in that case on the basis of a memorandum the attorney had written recommending dismissal of a pending criminal case. 126 S.Ct. at 1956. The Court analyzed the prosecutor’s claim using its two-step analysis for public employee speech cases which asks first “whether the employee spoke as a citizen on a matter of public concern” and then, if so, “whether the relevant government entity had an adequate justification for treating the employee differently from any other member of the general public.” Id. at 1958.

The prosecutor’s claim failed on the first of these two steps in light of the Court’s holding that “when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes.” Id. at 1960. This rule, the Court reasoned, was grounded in the agency relationship be *52 tween the speaker and his government employer:

Restricting speech that owes its existence to a public employee’s professional responsibilities does not infringe any liberties the employee might have enjoyed as a private citizen. It simply reflects the exercise of employer control over what the employer itself has commissioned or created. Cf. Rosenberger v. Rector and Visitors of Univ. of Va., 515 U.S. 819, 833, 115 S.Ct. 2510, 132 L.Ed.2d 700 (1995) (“[Wjhen the government appropriates public funds to promote a particular policy of its own it is entitled to say what it wishes.”).

Id. When he wrote the memorandum in question, the Garcetti prosecutor had simply “[gone] to work and performed the tasks he was paid to perform.” Id. And in such a situation, the Court wrote, the First Amendment does not stop government supervisors from supervising. Id. at 1961. The First Amendment “does not invest [government employees] with a right to perform their jobs however they see fit.” Id. at 1960.

The holding in Garcetti means that Khan “can prove no set of facts which would allow [him] to prevail” on his First Amendment claims. Palmer & Cay, Inc. v. Marsh & McLennan Cos., Inc., 404 F.3d 1297, 1303 (11th Cir.2005). Khan’s in court statements “owe[d] [their] existence” to his role as a government lawyer. Because Khan was not speaking as a citizen but as an assistant state attorney, those statements were not entitled to protection under the First Amendment.

As he did before the district court, Khan advances two arguments that Garcetti does not require this result. These arguments are creative, but ultimately unpersuasive. We address each in turn.

A.

First, seizing on a single word in the Court’s opinion, Khan frames the relevant inquiry as whether an employee was acting pursuant to his “expected” duties at the time of the speech in controversy. Since he says he was expected to lie whenever it was convenient to the state attorney’s office, Khan says that he was not acting pursuant to his expected duties when he told the truth in derogation of his supervisor’s instructions. The implication is that Khan therefore spoke to the court as a citizen entitled to First Amendment protection and not as a government employee acting pursuant to his official duties.

Khan’s interpretation of Garcetti cannot be right.

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Bluebook (online)
287 F. App'x 50, Counsel Stack Legal Research, https://law.counselstack.com/opinion/neil-khan-v-katherine-fernandez-rundle-ca11-2007.