Neely v. Commission for Lawyer Discipline

196 S.W.3d 174, 2006 WL 852134
CourtCourt of Appeals of Texas
DecidedApril 19, 2006
Docket01-05-00377-CV
StatusPublished
Cited by4 cases

This text of 196 S.W.3d 174 (Neely v. Commission for Lawyer Discipline) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Neely v. Commission for Lawyer Discipline, 196 S.W.3d 174, 2006 WL 852134 (Tex. Ct. App. 2006).

Opinion

OPINION

ELSA ALCALA, Justice.

Appellant, George R. Neely, appeals from a judgment that he engaged in professional misconduct in violation of rules 7.02(a), 7.03(a), 7.04(j), 7.05, and 7.07 of the Rules of Professional Conduct (Part VII). Trial was to the court, which also imposed disciplinary sanctions on Neely. In four issues, Neely challenges the legal and factual sufficiency of the evidence to support the trial court’s findings of professional misconduct and to support the sanctions imposed. Neely also contends that the trial court’s interpretation and application of Part VII violated Neely’s free speech rights under the First Amendment of the United States Constitution. We conclude that sufficient evidence supports both the trial court’s professional misconduct ruling and the sanctions imposed by the trial court and that the trial court did not violate Neely’s free speech rights under the First Amendment. Therefore, we affirm.

Background

On October 15, 2003, Neely and another attorney agreed to represent Gerald Harris “and others to be signed up by either you or me” for claims against Village Builders, a homebuilder, for alleged structural problems to homes in Sugar Land. Neely arranged a meeting of “interested homeowners” and in, November, 2003, published a notice about the meeting in the advertisement section of The Greatwood Monthly, a local newspaper. The first notice appeared, as follows:

*179 [[Image here]]

The meeting was held on November 23, 2003. At the meeting, Neely placed a stack of his resumes on a table available to any interested attendees. During the meeting, Neely explained that he might file a class action lawsuit against Village Builders and that he handled his cases on contingency. Neely told one attendee that attendees had the option of hiring Neely as their counsel. Further, Neely joked with another attendee by stating that “maybe you should have hired me.” After the meeting, at least two attendees received follow-up calls from Neely’s co-counsel regarding filing claims against Village Builders. Neely, or his co-counsel, also signed up at least three clients after the meeting was held. At least two of those clients attended the meeting. Village Builders filed a grievance against Neely, complaining about the notice and the meeting. On March 23, 2004, Neely filed a class action lawsuit against Village Builders.

Subsequently, in June, 2004, Neely ran a second notice in The Greatwood Monthly, stating that a class action lawsuit had been filed against Village Builders. The second notice appeared, as follows:

*180 [[Image here]]

In July, 2004, Neely, who was having personal problems and needed the cases financed, hired Caddell & Chapman to take over the case. On August 4, 2004, Caddell & Chapman amended the original petition by dropping the assertion of the class action lawsuit, opting instead to pursue individual cases.

On October 7, 2004, appellee, Commission for Lawyer Discipline (the Commission), filed a disciplinary action against Neely. The case was tried to the bench on March 17, 2006, and the trial court signed its final judgment of partially probated suspension on March 31, 2005, imposing sanctions against Neely for professional misconduct in violation of rules 7.02(a)(1)— (2); 7.03(a); 7.04(b)(1), (b)(3), (j); 7.05(a)(3), (b)(1) — (2); and 7.07(a), (b)(1), (b)(3) — (4) of the Disciplinary Rules of Professional Conduct. The sanctions included a three-year suspension from practicing law, including a nine-month active suspension. The trial court also awarded attorney’s fees to the Commission.

Sufficiency of the Evidence

In his issues one and three, Neely challenges the sufficiency of the evidence. Neely contends that Part VII does not apply to the notices at issue in this case because the notices do not propose a commercial transaction or professional employment and thus are not commercial speech. The Commission contends that the notices were advertisements subject to Part VII because Neely was attempting to solicit business by notifying the public of a meeting that was subsequently held by Neely and by notifying the public of a lawsuit Neely had filed. We conclude that sufficient evidence supports the trial court’s ruling that Part VII applies to Neely because one of the notices constitutes commercial speech as defined by the United States Supreme Court. More specifically, we conclude that rule 7.02 of the Disciplinary Rules of Professional Conduct applies to that notice and to Neely.

*181 A. Standard of Review

A request for findings of fact and conclusions of law is not required to question the sufficiency of the evidence. Pruet v. Coastal States Trading, Inc., 715 S.W.2d 702, 704 (Tex.App.-Houston [1st Dist.] 1986, no writ). However, when no party requests findings of fact or conclusions of law, as here, “[i]t is therefore implied that the trial court made all the findings necessary to support its judgment.” Worford v. Stamper, 801 S.W.2d 108, 109 (Tex.1990). Accordingly, we must presume that the trial court found all questions of fact in support of the judgment and affirm the judgment if it can be upheld on any basis. Point Lookout W., Inc. v. Whorton, 742 S.W.2d 277, 278 (Tex.1987); see also Worford, 801 S.W.2d at 109 (stating that appel late court must affirm judgment “if it can be upheld on any legal theory that finds support in the evidence”). To determine whether evidence supports the judgment and the implied findings of fact, we generally consider “only that evidence most favorable to the issue and ... disregard entirely that which is opposed to it or contradictory in its nature,” Worford, 801 S.W.2d at 109, unless “there is no favorable evidence ..., or if contrary evidence renders supporting evidence incompetent ... or conclusively establishes the opposite.” City of Keller v. Wilson, 168 S.W.3d 802,810-11 (Tex.2005).

B. Professional Misconduct

Part VII applies only to commercial speech. Texans Against Censorship, Inc. v. State Bar of Tex., 888 F.Supp. 1328, 1342-1343 (E.D.Tex.1995), affd 100 F.3d 953 (5th Cir.1996). The comment to Part VII states the following:

The Rules within Part VII are intended to regulate communications made for the purpose of obtaining professional employment. They are not intended to affect other forms of speech by lawyers, such as political advertisements or political commentary, except insofar as a lawyer’s effort to obtain employment is linked to a matter of current public debate.

Tex. DisciplinaRY R. Peof’l Conduct 7.02 cmt. 1, reprinted in Tex. Gov’t Code Ann., tit. 2, subtit. G app. A (Vernon 2005) (Tex. State Bad R. art. X § 9).

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