Neal v. Lilly

2020 Ohio 128
CourtOhio Court of Appeals
DecidedJanuary 17, 2020
Docket28082 & 28400
StatusPublished
Cited by2 cases

This text of 2020 Ohio 128 (Neal v. Lilly) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Neal v. Lilly, 2020 Ohio 128 (Ohio Ct. App. 2020).

Opinion

[Cite as Neal v. Lilly, 2020-Ohio-128.]

IN THE COURT OF APPEALS OF OHIO SECOND APPELLATE DISTRICT MONTGOMERY COUNTY

LEO NEAL, JR. : : Plaintiff-Appellant : Appellate Case Nos. 28082 & 28400 : v. : Trial Court Case No. 2017-CV-3306 : THOMAS LILLY, et al. : : (Civil Appeal from Defendant-Appellee : Common Pleas Court) :

...........

OPINION

Rendered on the 17th day of January, 2020.

LEO NEAL, JR., 5174 Schuylkill Street, Columbus, Ohio 43220 Plaintiff-Appellant, Pro Se

CRAIG T. MATTHEWS, Atty. Reg. No. 0029215, 320 Regency Ridge Drive, Dayton, Ohio 45459 Attorney for Defendant-Appellee

.............

HALL, J. -2-

{¶ 1} Plaintiff-Appellant, Leo Neal, Jr., appeals pro se from a judgment awarding

damages to Defendant-Appellee, Thomas Lilly, on Lilly’s counterclaim for temporary

injury to Lilly’s real property and a judgment denying Neal’s motion for a new trial. (Neal

did not prevail on his claim against Lilly.) We conclude that none of Neal’s assignments

of error have merit, and we affirm.

I. Facts and Procedural History

{¶ 2} Lilly owns four parcels of real property in Licking County, Ohio, which include

a four-family residential unit, a two-family residential unit, and a single-family mobile

home, all of which Lilly rented out. In 2008, Lilly agreed to sell the properties for $120,000

to Chad Jones under a land-installment contract that called for Jones to make monthly

payments over ten years.

The Ohio EPA lawsuit

{¶ 3} In December 2012, the Ohio Environmental Protection Agency (EPA) sent

Lilly a letter that alleged continuing violations of Ohio’s water pollution control laws.

Evidently, the septic systems on the Licking County properties were leaking, and Lilly had

twice been told earlier in the year that he had to connect to nearby sanitary sewers. In the

letter, the Ohio EPA proposed a civil penalty and stated its final findings and orders, one

of which was that Lilly “abandon the on-site septic system and connect the site to the

sanitary sewers.”

{¶ 4} A year later, in December 2013, the state filed suit against Lilly and Jones.

Lilly decided to defend himself without an attorney. Instead, he hired Neal, an engineer,

to advise him. Neal had told Lilly that Lilly did not need an attorney because he was an

expert in defending against alleged EPA violations and would provide Lilly all the -3-

necessary assistance. As the case proceeded, the state served Lilly with discovery

requests. Neal advised Lilly that he did not need to respond to them, so Lilly didn’t. Later,

the state notified Lilly of a scheduled deposition. Neal advised Lilly that he did not need

to attend, so Lilly did not appear. For Lilly’s inaction, judgment was entered against him

in September 2014, and in July 2015, Lilly entered into a consent agreement with the

state in which he agreed to pay damages and to decommission the septic systems. Lilly

and Jones agreed that Jones would decommission the septic systems in exchange for

Lilly’s waiving approximately six months of land-contract payments.

{¶ 5} Lilly never did connect the properties to the sanitary sewer. After the septic

systems were decommissioned, the properties had no waste disposal, rendering them

unusable as residential properties. Jones no longer wanted to buy the properties, so in

August 2016, Lilly and Jones terminated the land contract. The properties were re-zoned

commercial and listed for sale.

Neal files suit in the municipal court

{¶ 6} In June 2016, Neal filed a pro se complaint in the Kettering Municipal Court

against Lilly and his wife, Renata (“Renata”), alleging that they had failed to pay him for

his services in helping Lilly defend against the Ohio EPA’s lawsuit. The complaint

asserted claims for breach of contract and unjust enrichment. Renata moved to dismiss

the claims against her, and Lilly filed an answer and three counterclaims. Neal moved to

dismiss the counterclaims and moved for summary judgment on his claims.

{¶ 7} On October 27, 2016, the municipal court granted Renata’s motion,

dismissing Neal’s claims against her. The court overruled Neal’s motion to dismiss Lilly’s

counterclaims. The following month, Neal again moved for summary judgment on his -4-

claims. He then appealed the municipal court’s October 27 decision, which we dismissed

for lack of jurisdiction, because it was not a final appealable order. Neal v. Lilly, Decision

and Final Judgment Entry, 2d Dist. Montgomery No. 27385 (April 12, 2017).

{¶ 8} In June 2017, Lilly amended his answer and counterclaims. The amended

counterclaims were for professional negligence, negligent misrepresentation, promissory

estoppel, and fraud. Lilly alleged that because he relied on Neal’s (mis)representations

about his expertise in defending against alleged Ohio EPA violations, he suffered

damages in excess of $25,000. Lilly also moved to transfer the case to the Montgomery

County Court of Common Pleas, which the municipal court allowed.

Discovery sanctions in the common pleas court

{¶ 9} Shortly before the transfer, Lilly had served Neal his first set of interrogatories

and requests for documents. Neal never responded. After the transfer, in October 2017,

Lilly filed a motion to compel. The common pleas court granted the motion on December

8, 2017, and ordered Neal to serve “within fifteen (15) days complete responses to

Defendant’s First Set of Interrogatories and Request for Production of Documents.” The

court’s order warned Neal: “Plaintiff is cautioned that failure to comply with this Order

within the time provided may lead to the imposition of additional sanctions against him in

accordance with Civ.R. 37(B)(1), up to and including the dismissal of his claims in their

entirety and/or entry of judgment against him on Defendant’s counterclaim.” The deadline

came and went. Finally, on December 27, Neal filed a response in which he refused to

answer the interrogatories and refused to produce any documents, claiming a Fifth

Amendment right against self-incrimination.

{¶ 10} Lilly moved for sanctions, asking the court to dismiss Neal’s claims and -5-

enter judgment on the counterclaims. The court held a conference with the parties on

February 2, 2018, and thereafter entered an order giving Neal another chance to provide

full and complete answers to Lilly’s interrogatories and to provide responsive documents,

this time by February 12, 2018. The order spelled out exactly what sanctions would be

imposed if Neal failed to comply: “If the Court is notified that Leo Neal, Jr., has not fully

complied with this Order, the Complaint will be dismissed, judgment will be entered in

favor of Thomas Lilly on his counterclaims, and a hearing will be set to determine

damages. Leo Neal, Jr., will not be permitted to introduce any evidence at said hearing.”

{¶ 11} This time, Neal submitted timely responses, but they were insufficient. Lilly

filed a notice of non-compliance with the trial court, stating that Neal had not provided full,

complete, and accurate answers or full and complete documents. On March 2, 2018, the

trial court imposed the sanctions on Neal that it had said it would. The court dismissed

Neal’s claims against Lilly, entered judgment for Lilly on his counterclaims, and ordered

that a damages hearing be held at which Neal would not be permitted to introduce

evidence.

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2020 Ohio 128, Counsel Stack Legal Research, https://law.counselstack.com/opinion/neal-v-lilly-ohioctapp-2020.