Neal Elkin v. Department of Veterans Affairs

Merit Systems Protection Board·Decided July 18, 2022·No. SF-1221-20-0387-W-1·Unpublished

Opinion

UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD

NEAL E. ELKIN, DOCKET NUMBER Appellant, SF-1221-20-0387-W-1

v.

DEPARTMENT OF VETERANS DATE: July 18, 2022 AFFAIRS, Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

Neal E. Elkin, Ann Arbor, Michigan, pro se.

Coleen L. Welch, Martinez, California, for the agency.

BEFORE

Cathy A. Harris, Vice Chairman Raymond A. Limon, Member Tristan L. Leavitt, Member

FINAL ORDER

¶1 The appellant has filed a petition for review of the initial decision, which denied his request for corrective action in this individual right of action (IRA) appeal. Generally, we grant petitions such as this one only in the following circumstances: the initial decision contains erroneous findings of material fact;

1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2

the initial decision is based on an erroneous interpretation of statute or regulation or the erroneous application of the law to the facts of the case; the administrative judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite th e petitioner’s due diligence, was not available when the record closed. Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review and AFFIRM the initial decision, which is now the Board’s final decision. 5 C.F.R. § 1201.113(b).

BACKGROUND ¶2 As further detailed throughout the record and initial decision, the appellant began working as a primary care physician for the agency’s Ukiah Community Based Outpatient Clinic (CBOC) in March 2016. Initial Appeal File (IAF), Tab 62, Initial Decision (ID) at 2. He quickly and consistently found the workload unmanageable, and he regularly clashed with nursing st aff and managers alike. ID at 3-10. In September 2016, just 6 months into his time with the agency, the appellant first expressed his intent to resign. ID at 10. Although he would later change his mind about resigning, repeatedly, he continued to have difficulties with his workload, and his relationships with other employees continued to deteriorate. ID at 10-22. In January 2018, the appellant chose to stop working at the clinic, and he went on extended leave until he resigned almost 2 years later. ID at 22-24. ¶3 In the instant appeal, the appellant alleged that he was subject to whistleblower reprisal. IAF, Tab 1. After developing the record and holding the requested hearing, the administrative judge denied the appellant’s request for 3

corrective action. IAF, Tabs 49, 51, 53 (Hearing Recording, Days 1-3 (HR1-HR3)); ID at 1. She addressed the following sets of disclosures, activities, 2 and personnel actions: Disclosure 1 – inaccurate blood pressure readings, Disclosure 2 – lack of clinic supplies, Disclosure 3 – prior lapses in patient care, Disclosure 4 – inadequate or improper nursing support, Disclosure 5 – violation of conduct rules by another physician, Disclosure 6 – improper handling of a cancer patient’s complaint, Disclosure 7 – lapse in building security, Disclosure 8 – improper appointment to an Administrative Investigative Board (AIB), and Disclosure 9 – improper workload.

Activity 1 – contact with the Office of Accountability and Whistleblower Protection (OAWP), Activity 2 – contact with the agency’s Office of Inspector General (OIG), and Activity 3 – contact with an agency AIB.

Personnel Action 1 – a November 2017 admonishment, Personnel Action 2 – a hostile work environment, Personnel Action 3 – a December 2017 letter changing work conditions, and Personnel Action 4 – an involuntary resignation.

2 The administrative judge explained that the appellant never provided a concise list of his alleged disclosures and activities. ID at 26. For that reason, they are described differently throughout the pleadings below and on review. For the sake of simplicity and clarity, we are ordering the sets of disclosures, activities, and personnel actions in the same way as the initial decision, while also numbering them and providing a more succinct description of each. We separately note that there is significant overlap amongst the disclosures and activities the appellant identified. For example, the appellant engaged in extensive communications about his workload, which the administrative judge analyzed und er both the protected disclosure and protected activity provisions of the whistleblower statute, depending on the recipient. ID at 43, 48. Further complicating matters, some of the appellant’s communications involved multiple matters, such that the administrative judge at times considered a single communication under more than one category of disclosures. For example, the administrative judge found that one email contained a protected disclosure about a prior lapse in patient care but additional complaints in the email about the appellant’s workload were not protected. ID at 35, 44 (discussing IAF, Tab 38 at 33-34). 4

ID at 26-30. Of these, the administrative judge found that the appellant met his burden of proving that at least a portion of Disclosures 3, 5, 7, and 8 were protected, as were Activities 1, 2, and 3, but he failed to do the same with his other disclosures. ID at 31-48. The administrative judge also found that the appellant met his burden of proving the existence and coverage of Personnel Actions 1 and 3 under the whistleblower statute but not Personnel Actions 2 and 4. ID at 48-66. ¶4 The administrative judge next found that the appellant proved that Disclosures 3, 5, 7, and 8 were a contributing factor in Personnel Actions 1 and 3, but he failed to do the same for Activity 1, 2, or 3. ID at 66-68. Finally, upon shifting the burden for only those matters that remained, the administrative judge found that the agency proved that it would have taken the same personnel actions in the absence of the appellant’s protected disclosures. ID at 68 -77. ¶5 The appellant has filed a petition for review that primarily presents arguments about the disclosures the administrative judge found not protected. Petition for Review (PFR) File, Tab 5. The agency has filed a response , and the appellant has replied. PFR File, Tabs 7, 12. 3 ¶6 After establishing jurisdiction in an IRA appeal, an appellant has the burden of proving by preponderant evidence that: (1) he made a protected disclosure described under 5 U.S.C. § 2302(b)(8) or engaged in protected activity described under 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D), and (2) the disclosure or

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Neal Elkin v. Department of Veterans Affairs, (Miss. 2022).

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