N.C. Department of Correction v. McNeely

521 S.E.2d 730, 135 N.C. App. 587, 1999 N.C. App. LEXIS 1175
CourtCourt of Appeals of North Carolina
DecidedNovember 16, 1999
DocketCOA98-1131
StatusPublished
Cited by8 cases

This text of 521 S.E.2d 730 (N.C. Department of Correction v. McNeely) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
N.C. Department of Correction v. McNeely, 521 S.E.2d 730, 135 N.C. App. 587, 1999 N.C. App. LEXIS 1175 (N.C. Ct. App. 1999).

Opinion

*588 TIMMONS-GOODSON, Judge.

■ Donald P. McNeeiy (hereinafter, “respondent”), a correctional officer with the North Carolina Department of Correction (hereinafter, “DOC”), was dismissed for misconduct effective 22 June 1994. The stated grounds for the dismissal were: “(1) leaving [his] post without authorization and (2) failure to remain alert on duty.” From the Superior Court’s Memorandum of Decision instructing the Personnel Commission (hereinafter, “the Commission”) to enter an order upholding the dismissal, respondent appeals.

The evidence tends to show that on 5 June 1994, respondent was assigned as Control Officer from 10:00 p.m. to midnight at McDowell County Correctional Center. The Control Officer is primarily “responsible for maintaining the safety and security of the inmates and staff in the dormitory area.”

In pertinent part, the published work rules for the Control Officer post state the following:

(1) No officer is to leave this post until properly relieved. The Officers shall be alert at all times and shall not engage in any activity which will distract their attention from their responsibilities.
(2) The Control Officer will maintain visual contact with the Dormitory Patrol Officer. If the Control Officer does not see the Dormitory Officer for 3 minutes, then call the Officer-In-Charge (OIC).

Respondent was familiar with the aforementioned duties of the Control Officer, having - repeatedly served in that capacity while employed with the DOC.

At approximately 10:55 p.m., while conducting an inspection of the officers on duty, Sergeant Elkins, the shift supervisor, observed respondent away from his assigned work post, the control room, without authorization. Respondent was standing in a corridor'adjacent to the control room, smoking a cigarette and reading a novel. From this position, respondent could observe only two-thirds of the dormitory area, and as a result of leaving his post, respondent lost sight of the two Dorm Officers, Tim Frady and Steven Edwards, for a period of six to ten minutes. The two officers, armed only with cans of mace, were walking among the prisoners. Both officers testified *589 that they had a heightened concern for their own safety due to respondent’s actions.

This incident was not respondent’s first warning concerning his conduct at work. Respondent received three prior warnings about his performance, two of which were specifically related to his failure to remain vigilant while assigned to the dormitory area. On 30 July 1993, respondent was issued a final written warning for failing to stay alert in the dormitory when he was observed sitting down with his head resting on his chest and his eyes closed. Thereafter, on 23 September 1993, respondent was again issued a written warning for failing to perform assigned duties in an acceptable manner by watching television in lieu of making assigned rounds in the dormitory. Both of these warnings were instigated by Sergeant Elkins.

On 22 June 1994, DOC dismissed respondent from his position as a correctional officer for “unacceptable personal conduct” occurring on 5 June 1994. Respondent filed a petition for wrongful termination, and a hearing was held before an Administrative Law Judge (hereinafter, “ALJ”) on 10 October 1995. On 12 February 1996, the ALJ found that respondent’s misconduct met the regulatory definition of “unsatisfactory job performance” rather than “unacceptable personal conduct.” Therefore, the ALJ concluded that respondent was not dismissed for just cause and recommended that the dismissal be reversed and respondent be reinstated with a final written warning for “unsatisfactory job performance” or, alternatively, with a five percent pay reduction. The Commission considered the ALJ’s recommendation on 6 June 1996 and entered an order upholding the decision with slight modifications. The Commission ordered respondent’s reinstatement, after concluding that respondent’s misconduct failed to meet the definition of “unacceptable personal conduct.” On 30 August 1996, the DOC petitioned for judicial review of the Commission’s order on the grounds that the legal and factual bases of its decision, as stated in Conclusion of Law Number 3, were arbitrary and capricious, unsupported by substantial evidence, and erroneous as a matter of law. In an order dated 29 June 1998, the trial court reversed the Commission and upheld the DOC’s decision to dismiss respondent. Respondent now appeals the ruling.

By his sole assignment of error, respondent argues that the trial court erred in reversing the Commission’s decision. Specifically, respondent contends that the trial court erroneously determined that the Commission’s Conclusion of Law Number 3 was not supported by substantial evidence in the record. We must disagree.

*590 Judicial review of administrative agency decisions is governed by the Administrative Procedure Act, North Carolina General Statutes sections 150B-1 to 150B-52. N.C. Gen. Stat. §§ 150B-1-150B-52 (1995); Eury v. North Carolina Employment Security Comm., 115 N.C. App. 590, 596, 446 S.E.2d 383, 387, disc. review denied, 338 N.C. 309, 451 S.E.2d 635 (1994). Section 150B-51(b) states the following:

[T]he court reviewing a final decision may affirm the decision of the agency or remand the case for further proceedings. It may also reverse or modify the agency’s decision if the substantial rights of the petitioner may have been prejudiced because the agency’s findings, inferences, conclusions, or decisions are:
(1) In violation of constitutional provisions;
(2) In excess of the statutory authority or jurisdiction of the agency;
(3) Made upon unlawful procedure;
(4) Affected by other error of law;
(5) Unsupported by substantial evidence ... in view of the entire record as submitted; or
(6) Arbitrary or capricious.

N.C.G.S. § 150B-51(b). Although section 150B-51(b) lists the grounds upon which the superior court may reverse or modify a final agency decision, “the proper manner of review depends upon the particular issues presented on appeal.” Amanini v. N.C. Dept. of Human Resources, 114 N.C. App. 668, 674, 443 S.E.2d 114, 118 (1994).

If [petitioner] argues the agency’s decision was based on an error of law, then “de novo” review is required. If, however, [petitioner] questions (1) whether the agency’s decision was supported by the evidence or (2) whether the decision was arbitrary or capricious, then the reviewing court must apply the “whole record” test.

Id. (quoting In re Appeal by McCrary, 112 N.C. App. 161, 165, 435 S.E.2d 359, 363 (1993).

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Bluebook (online)
521 S.E.2d 730, 135 N.C. App. 587, 1999 N.C. App. LEXIS 1175, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nc-department-of-correction-v-mcneely-ncctapp-1999.