National Shawmut Bank v. Johnson

9 Mass. App. Div. 40
CourtMassachusetts District Court, Appellate Division
DecidedFebruary 2, 1944
StatusPublished

This text of 9 Mass. App. Div. 40 (National Shawmut Bank v. Johnson) is published on Counsel Stack Legal Research, covering Massachusetts District Court, Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
National Shawmut Bank v. Johnson, 9 Mass. App. Div. 40 (Mass. Ct. App. 1944).

Opinion

Rowe, J.

This is an action of tort for deceit alleging that the plaintiff is successor in title and present holder of two promissory notes executed and delivered by the defendant to the United States Bond and Mortgage Corp. (hereinafter called the United.) The declaration alleges fraud perpetrated upon the United as' result of alleged forgery of the signature of a maker on said notes, to the damage of the plaintiff. The defendant’s answer is a general denial, discharge in bankruptcy, statute of limitations and res judicata.

The trial judge found for the plaintiff in the sum of $24,500. The defendant claims to be aggrieved with reference to rulings adverse to him on requests for rulings. The requests and rulings need not be set out seriatim.

There was evidence tending to show that in 1930 and 1931 the defendant borrowed money of the United on two [41]*41joint and several promissory notes secured by mortgages on real estate. The makers appearing on the notes purported to be the defendant Anna N. Johnson, his wife, and Sarah A. Johnson, his mother. The name of Anna was a forgery.

The defendant filed a voluntary petition in bankruptcy in 1935 and listed on his schedules the United as a creditor in the amount of the notes. He received his discharge in 1936.

The United had borrowed money of the plaintiff and as collateral security therefor had assigned these notes and mortgages to the plaintiff. The plaintiff had placed a value on the notes of $24,000.

The plaintiff had carried a policy of forgery insurance which was in force at the time the notes were placed with the bank as collateral and after an action in contract brought in 1940 and hereinafter described, the plaintiff reported the matter to the insurance company and made claim upon the policy. In 1941 the insurance company paid the plaintiff $18,388 and simultaneously the plaintiff executed and delivered-to the insurance company a “loan receipt” which reads as follows:

LOAN RECEIPT.

Received from Underwriters who executed Lloyd’s Form J (A) Policy No. D-30941, the sum of Eighteen Thousand Three Hundred Eighty-eight and 00/100 ($18,388.00) Dollars as a loan and repayable only to the extent of any net recovery we may make from any person or persons, corporation or corporations, on account of loss sustained through or as a result of the f orgery of the name of Anna N. Johnson upon a mortgage note in the sum of $7,900.00, dated May 5th, 1930, payable to the United States Bond & Mortgage Corporation of Massachusetts, or Order, at the rate of $100.00 per month, from May 1st, 1930, with interest thereon at the rate of 6%, except in the event of de[42]*42fault when interest accrued at 10% and the forgery of the name of Anna N. Johnson upon a mortgage note in the sum of $11,788.00, dated October 22nd, 1981, payable to 'the order of the United States Bond & Mortgage Corporation of Massachusetts, or Order, at the rate of $100.00 per month from January 2nd, 1932 with interest thereon at the rate of 6%, except in the event of default when interest accrued at 10%, or from any insurance effected by such person or persons, corporation or corporations.
As security for such repayment, we hereby pledge to said Underwriters who executed Lloyd’s Form J (A) Policy No.- D. 30941, the said recovery and deliver to them all documents necessary to show our interest in said property and we agree to enter and prosecute suit against such person or persons, corporation or corporations on account of said claim for said loss, with all due diligence, at the expense and under the exclusive direction and control of said Underwriters who executed Lloyd’s Form J (A) Policy No. D 30941.

THE NATIONAL SHAWMUT BANK OF BOSTON,

By: W. E. Bobde-u, Vice Pres.

The plaintiff in 1940 brought an action of contract against the present defendant and Anna upon the notes. After a trial on the merits a finding was made by the court for both defendants, the court finding specially that the signatures of Anna were forgeries. The trial judge in the present case found that neither the payee nor the plaintiff knew until 1940 that the signatures of Anna were forged. He also found that the notes came into the possession of the plaintiff for consideration before maturity and without knowledge on the part of the plaintiff of the forgeries, and found for the plaintiff.

The plaintiff is a holder in due course of the notes and hence may properly bring this action of tort, even though the United was the payee. As was said in Peoples National Bank v. Dixvell, 217 Mass. 436, 437, “It is urged, however, [43]*43by the defendants, that even if that be so, the liability is to Mitchell alone, the payee of the note, and that the right to enforce it has not been assigned by him. But the representations are made in the document itself, which upon its face is negotiable in form. It is to be assumed that the defendant contemplated that it might pass into the hands of parties taking the same in reliance upon the statements therein contained, and that the defendants intended that in such a case the statements should stand as made to any rightful holder; or in other words that the statements are to be regarded as continuous.”

As the plaintiff did not learn of the forgeries until 1940 the trial judge could find that the present action was ,brought within the required time. G. L. (Ter. Ed.) e. 260 §12.

The defendant contends that the “loan receipt” is not really a loan but is an attempted assignment of an unassignable action of tort for deceit, with an agreement that the plaintiff shall prosecute the case under the direction and control and in effect for the benefit of the insurance company as to amount of net recovery, and that it is a method adopted for the purpose in reality of circumventing the law relative to assignments. In a word, the contention is that the insurance company is in reality the plaintiff in this case.

But that is not the real situation here. The case falls within the doctrine of Luckenbach v. McCahan Sugar Refining Co., 248 U. S. 139, in which it was held that sums paid over under a loan receipt similar to the one in the case at bar should be regarded as loans or conditional payments and not as absolute payments of the insurance.

The defendant contends that his discharge in bankruptcy is a bar to the present action. Section 17. of the Chandler Act provides “ (a). A discharge in bankruptcy shall release [44]*44the bankrupt from all his proveable debts, whether in full or in part, except such as * * *. 2. All liabilities for obtaining money or property by false representations.”

The defendant urges that inasmuch as the United did not rely wholly upon the forged signature the money loaned by it was not obtained by the defendant solely by false pretenses or false representation and that therefore the discharge in bankruptcy in 1936 released the defendant.

But the above section of the Act does not expressly require that one must rely solely upon the fraudulent part of the transaction for the section of the statute to be operative, and to so construe it, would greatly impair if not destroy the practical application of the section.

As to the defendant’s claim of res judicata:

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Related

Luckenbach v. W. J. McCahan Sugar Refining Co.
248 U.S. 139 (Supreme Court, 1918)
Morse v. Hutchins
102 Mass. 439 (Massachusetts Supreme Judicial Court, 1869)
Peoples National Bank v. Dixwell
105 N.E. 435 (Massachusetts Supreme Judicial Court, 1914)
Burke v. Willard
144 N.E. 223 (Massachusetts Supreme Judicial Court, 1924)
Duralith Corp. v. Leonard
174 N.E. 511 (Massachusetts Supreme Judicial Court, 1931)
Ashapa v. Reed
182 N.E. 859 (Massachusetts Supreme Judicial Court, 1932)
Anderson v. Beacon Oil Co.
183 N.E. 152 (Massachusetts Supreme Judicial Court, 1932)
Beacon Trust Co. v. Wright
192 N.E. 70 (Massachusetts Supreme Judicial Court, 1934)
Korb v. Albany Carpet Cleaning Co.
17 N.E.2d 150 (Massachusetts Supreme Judicial Court, 1938)
Beck v. Warren Institution for Savings
44 N.E.2d 640 (Massachusetts Supreme Judicial Court, 1942)

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Bluebook (online)
9 Mass. App. Div. 40, Counsel Stack Legal Research, https://law.counselstack.com/opinion/national-shawmut-bank-v-johnson-massdistctapp-1944.