National Rifle Association v. Bureau of Alc

CourtCourt of Appeals for the Fifth Circuit
DecidedApril 29, 2013
Docket11-10959
StatusPublished

This text of National Rifle Association v. Bureau of Alc (National Rifle Association v. Bureau of Alc) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
National Rifle Association v. Bureau of Alc, (5th Cir. 2013).

Opinion

REVISED April 29, 2013

IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT United States Court of Appeals Fifth Circuit

FILED October 25, 2012 No. 11-10959 Lyle W. Cayce Clerk

NATIONAL RIFLE ASSOCIATION, INCORPORATED; ANDREW M. PAYNE; REBEKAH JENNINGS; BRENNAN HARMON,

Plaintiffs–Appellants v.

BUREAU OF ALCOHOL, TOBACCO, FIREARMS, AND EXPLOSIVES; B. TODD JONES, In His Official Capacity as Acting Director of the Bureau of Alcohol, Tobacco, Firearms, and Explosives; ERIC H. HOLDER, JR., U.S. ATTORNEY GENERAL,

Defendants–Appellees

Appeal from the United States District Court for the Northern District of Texas

Before KING, PRADO, and HAYNES, Circuit Judges. EDWARD C. PRADO, Circuit Judge: This appeal concerns the constitutionality of 18 U.S.C. §§ 922(b)(1) and (c)(1), and attendant regulations, which prohibit federally licensed firearms dealers from selling handguns to persons under the age of 21. Appellants—the National Rifle Association and individuals who at the time of filing were over the age of 18 but under the age of 21—brought suit in district court against several federal government agencies, challenging the constitutionality of the laws. The No. 11-10959

essence of their challenge is that the laws violate the Second Amendment and the equal protection component of the Fifth Amendment by preventing law- abiding 18-to-20-year-old adults from purchasing handguns from federally licensed dealers. The district court rejected their constitutional claims and granted summary judgment for the government. We AFFIRM. I. Background A. Procedural Background Appellants filed suit in district court against the Bureau of Alcohol, Tobacco, Firearms, and Explosives (“ATF”), ATF’s Acting Director, and the Attorney General of the United States, challenging the constitutionality of 18 U.S.C. §§ 922(b)(1) and (c)(1), as well as attendant regulations, 27 C.F.R. §§ 478.99(b)(1), 478.124(a), and 478.96(b). These provisions prohibit licensed dealers—i.e., federal firearms licensees (“FFLs”)—from selling handguns to persons under the age of 21. Appellants include: (i) Andrew M. Payne, Rebekah Jennings, and Brennan Harmon, who were between the ages of 18 and 21 when the suit was filed; and (ii) the National Rifle Association (“NRA”) on behalf of (a) 18-to-20-year-old members who are prevented from purchasing handguns from FFLs, and (b) FFL members who are prohibited from making such sales. Appellants asserted that the federal laws are unconstitutional because they infringe on the right of 18-to-20-year-old adults to keep and bear arms under the Second Amendment and deny them equal protection under the Due Process Clause of the Fifth Amendment. Appellants sought a declaratory judgment that the laws are unconstitutional, as well as injunctive relief. Before the district court, the government filed a motion for summary judgment, arguing that Appellants lacked standing to challenge the federal laws and that their constitutional claims failed on the merits. The district court concluded that Appellants had standing, but then determined that Appellants

2 No. 11-10959

failed to make out either a viable Second Amendment claim or a viable equal protection claim. Appellants timely appealed. B. Statutory Framework The federal laws at issue—18 U.S.C. §§ 922(b)(1) and (c)(1), 27 C.F.R. §§ 478.99(b)(1), 478.124(a), and 478.96(b)—were enacted as part of the Omnibus Crime Control and Safe Streets Act of 1968, Pub. L. No. 90-351, 82 Stat. 197. Together, the laws regulate the sale of firearms by FFLs and are part of a larger statutory package that prohibits persons from “engag[ing] in the business of importing, manufacturing, or dealing in firearms,” unless a person is a “licensed importer, licensed manufacturer, or licensed dealer.” 18 U.S.C. § 922(a)(1)(A). To “engage[] in th[is] business” means to “devote[] time, attention, and labor” to the manufacture, sale, or importation of firearms or ammunition “as a regular course of trade or business with the principal objective of livelihood and profit through the repetitive purchase and resale of firearms.” Id. § 921(21)(A)–(E). The first contested provision, 18 U.S.C. § 922(b)(1), provides that: It shall be unlawful for any licensed importer, licensed manufacturer, licensed dealer, or licensed collector to sell or deliver . . . any firearm or ammunition to any individual who the licensee knows or has reasonable cause to believe is less than eighteen years of age, and, if the firearm, or ammunition is other than a shotgun or rifle, or ammunition for a shotgun or rifle, to any individual who the licensee knows or has reasonable cause to believe is less than twenty-one years of age . . . . This provision is paired with § 922(c)(1), which prevents an FFL from selling a firearm to a person “who does not appear in person at the licensee’s business premises (other than another licensed importer, manufacturer, or dealer)” unless the person submits a sworn statement that “in the case of any firearm other than a shotgun or a rifle, [he or she is] twenty-one years or more of age.”

3 No. 11-10959

These provisions are the statutory authority for several implementing regulations that Appellants also contest. First, 27 C.F.R. § 478.99(b)(1) provides that an FFL shall not sell or deliver . . . any firearm or ammunition to any individual who the importer, manufacturer, dealer, or collector knows or has reasonable cause to believe is less than 18 years of age, and, if the firearm, or ammunition, is other than a shotgun or rifle, or ammunition for a shotgun or rifle, to any individual who the importer, manufacturer, dealer, or collector knows or has reasonable cause to believe is less than 21 years of age. Second, 27 C.F.R. §§ 478.96(b) and 478.124(a) prohibit FFLs from selling firearms unless they obtain a signed copy of Form 4473 from the purchaser. Form 4473 is used, among other purposes, to establish a purchaser’s eligibility to possess a firearm by establishing his or her date of birth. Id. § 478.124(c)(1). It also requires the execution and dating of a sworn statement indicating that if “the firearm to be transferred is a firearm other than a shotgun or rifle, the transferee is 21 years or more of age.” Id. § 478.124(f). Congress later supplemented this regulatory scheme with the Violent Crime Control and Law Enforcement Act of 1994, which prohibits persons under the age of 18 from possessing handguns and bars the transfer of handguns to them, with limited exceptions. Pub. L. No. 103-322, § 110201, 108 Stat. 1796, 2010 (adding 18 U.S.C. § 922(x)). The parties agree that the network of federal laws amounts to the following. Eighteen-to-twenty-year-olds may possess and use handguns. Parents or guardians may gift handguns to 18-to-20-year-olds.1

1 See, e.g., S. Rep. No.

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National Rifle Association v. Bureau of Alc, Counsel Stack Legal Research, https://law.counselstack.com/opinion/national-rifle-association-v-bureau-of-alc-ca5-2013.