National Nutritional Foods Ass'n v. Mathews

557 F.2d 325
CourtCourt of Appeals for the Second Circuit
DecidedJune 7, 1977
DocketNo. 561, Docket 76-6135
StatusPublished
Cited by32 cases

This text of 557 F.2d 325 (National Nutritional Foods Ass'n v. Mathews) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
National Nutritional Foods Ass'n v. Mathews, 557 F.2d 325 (2d Cir. 1977).

Opinion

Robert P. ANDERSON, Circuit Judge:

Plaintiffs-appellants, producers and vendors of vitamin preparations, appeal the dismissal of their action seeking declaratory and injunctive relief against regulations promulgated by the Food and Drug Administration (FDA) which classified preparations of Vitamins A and D in excess of 10,000 IU (international units) per dosage unit and 400 IU per dosage unit, respectively, as “drugs” under § 201(g)(1) of the Federal Food, Drug and Cosmetic Act, 21 U.S.C. § 321(g)(1), and which restricted them to prescription sale under § 503(b)(1) of the Act, 21 U.S.C. § 353(b)(1). 21 C.F.R. §§ 250.109 and 250.110 (1976) (originally promulgated as parts 3.94 and 3.95). The district court upheld the regulations as not “arbitrary, capricious, an abuse of discretion or otherwise not in accordance with law” under the standard of review prescribed by 5 U.S.C. § 706(2)(A). National Nutritional Foods Ass’n v. Mathews, 418 F.Supp. 394 (S.D.N.Y.1976).

This is the third time that this case has been on appeal in this court. We affirmed the district court’s denial of preliminary injunctive relief in National Nutritional Foods Association v. Weinberger, 491 F.2d 845 (2d Cir. 1973), aff’g 366 F.Supp. 1341 (S.D.N.Y.1973). The regulations sought to be declared invalid, therefore, have been in effect since October 1, 1973. On the second appeal, the district court had dismissed the complaint finding that the regulations satisfied the “arbitrary or capricious” standard of review. National Nutritional Foods Association v. Weinberger, 376 F.Supp. 142 (S.D.N.Y.1974), remanded, 512 F.2d 688 (2d Cir.), cert. denied sub nom., National Nutritional Foods Association v. Mathews, 423 U.S. 827, 96 S.Ct. 44, 46 L.Ed.2d 44 (1975). On remand the district court was instructed to:

“. . . conduct an Overion-type hearing (including such affidavits or testimony as to the Commissioner’s reasoning as the court deems necessary) for the purpose of determining whether, upon the entire administrative record before the Commissioner, which the court should scrutinize, Silva v. Lynn, 482 F.2d 1282 (1st Cir. 1973), the Commissioner acted rationally in classifying the higher dosage levels as a ‘drug’ within the meaning of § 201(g) of the Act, 21 U.S.C. § 321(g).” 512 F.2d at 703.

[330]*330On this appeal from the district court’s dismissal following remand, plaintiffs contend that the district court did not comply with this court’s mandate on remand, and that it erred in upholding the classification of the regulated levels of Vitamins A and D, as drugs.

Acting under the rule-making power vested in the Secretary of Health, Education and Welfare, § 701(a) of the Act, 21 U.S.C. § 371(a), and delegated to the Commissioner of Food and Drugs (Commissioner), 21 C.F.R. § 2.120(a)(1), the latter, on December 14, 1972, announced his proposal to adopt regulations restricting the sale of Vitamins A and D in dosages exceeding 10,000 IU and 400 IU, respectively, to prescription sales. 37 Fed.Reg. 26618. Employing the notice-and-comment procedure of the Administrative Procedure Act, 5 U.S.C. § 553(c), the Commissioner solicited comments from interested persons concerning the proposed regulations. Over 2,500 written comments were received. On August 2, 1973, the Commissioner summarized the comments, answered the criticisms of the proposed regulations, and, upon determining that the regulations were in the public interest and should be adopted, ordered that they become effective on October 1, 1973.1 38 Fed.Reg. 20723.

During the period when the proposed Vitamins A and D regulations were under consideration by the FDA, formal administrative hearings were held on proposed labeling statements and standards of identity for “Food for Special Dietary Uses.” These regulations, covering the vast array of vitamin and mineral preparations, were adopted as parts 80 and 125 of 21 C.F.R. on August 2, 1973, 38 Fed.Reg. 20708-18, 20730-40, to become effective January 1, 1975. As part of the FDA’s regulatory scheme for the sale of vitamin and mineral dietary supplements, the Commissioner promulgated new U.S. Recommended Daily Allowances for the vitamins and minerals considered essential to human nutrition and for which there was available scientific evidence to show the level of ingestion nutritionally necessary. 21 C.F.R. § 80.1(f)(1). The U. S. RDA upper limits for Vitamin A is 2,500 IU for children under four years of age, 5,000 IU for adults, and 8,000 IU for pregnant and lactating women. The upper limit for Vitamin D is 400 IU for all age groups. As part of the general Dietary Supplement regulations, the FDA determined that all preparations containing more than the upper limit of the U. S. RDA per serving for any vitamin or mineral on the list is a “drug,” 21 C.F.R. § 125.1(h),2 thus subjecting such products to the rigorous provisions of subchapter V of the Act. When the Commissioner promulgated the specific Vitamins A and D regulations, therefore, the levels restricted to prescription sale under these regulations were already denominated “drugs” under the general Dietary Supplement regulations.

In National Nutritional Foods Association v. Food & Drug Administration, 504 F.2d 761 (2d Cir. 1974), cert. denied, 420 U.S. 946, 95 S.Ct. 1326, 43 L.Ed.2d 424 (1975), this court, on a petition to review the general dietary supplement regulations under § 701(f) of the Act, 21 U.S.C. § 371(f), determined that the evidence supporting 21 C.F.R. § 125.1(h), classifying as “drugs” all vitamin and mineral preparations containing dosages in excess of the U. S. RDA’s upper limits, was insufficient to bring such preparations within the statutory definition of “drug” in § 201(g) of the Act, 21 U.S.C. § 321(g). Id. at 788-89.

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557 F.2d 325, Counsel Stack Legal Research, https://law.counselstack.com/opinion/national-nutritional-foods-assn-v-mathews-ca2-1977.