National Labor Relations Board v. Attleboro Associates, Ltd.

176 F.3d 154
CourtCourt of Appeals for the Third Circuit
DecidedApril 30, 1999
DocketNos. 98-6168, 98-6211
StatusPublished
Cited by1 cases

This text of 176 F.3d 154 (National Labor Relations Board v. Attleboro Associates, Ltd.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
National Labor Relations Board v. Attleboro Associates, Ltd., 176 F.3d 154 (3d Cir. 1999).

Opinions

OPINION OF THE COURT

GREENBERG, Circuit Judge.

I. INTRODUCTION

These proceedings for enforcement and review of orders of the National Labor Relations Board arising from a dispute over employees’ representation requires us again to consider the supervisory status under section 2(11) of the National Labor Relations Act, 29 U.S.C. § 152(11) (“section 2(H)”), of licensed practical nurses (LPNs) employed as charge nurses by a nursing home. In this case, the Attleboro Nursing & Rehabilitation Center (“Attleboro”) in Langhorne, Pennsylvania, employs the LPNs. In Passavant Retirement & Health Ctr. v. NLRB, 149 F.3d 243 (3d Cir.1998), rejecting the contrary conclusions of the Board, we held that similarly situated LPN charge nurses were supervisors under section 2(11) so that the nursing home did not have to bargain collectively with a union representing them. Id. at 247. We likewise reject the Board’s conclusions that Attleboro’s LPN charge nurses are not supervisors according to section 2(11), and specifically take issue with the Board’s restrictive interpretation of the term “independent judgment” with respect to the LPNs’ employment responsibilities as that term is used in section 2(11).

II. FACTUAL AND PROCEDURAL HISTORY

A. Factual history

Attleboro operates a 180-bed nursing and rehabilitation center which is a three-floor facility that operates 24 hours per day, seven days a week. The center divides its operations into three shifts, starting at 7:00 a.m., 3:00 p.m., and 11:00 p.m. Attleboro divides its nursing department into four units: Unit One is on the first floor and has a diverse, long-term resident population of approximately 60; Unit Two, on the second floor, also has 60 beds and serves residents with dementia or dementia-related illnesses that typically require total care; Unit Three, on the third floor, has 48 beds and is devoted to short-term care Medicare patients; and Unit Four, also on the third floor, is an 11-bed suba-cute unit for short-term, high acuity stays. The Administrator of the facility, Kathy Kriek, is responsible for its overall operation and the Director of Nursing, Kathy Delcambre, and the Assistant Director of Nursing, Cheryl Donsbach, are in charge of the nursing staff.

Attleboro employs unit managers to oversee each of the four units. The unit managers are registered nurses (“RNs”), responsible for all three shifts on their units, although they typically work only [158]*158the 7:00 a.m. to 3:30 p.m. shift Monday to Friday. The unit managers deal with personnel issues, coordinate shifts that conform with the overall care plan, and ensure that the staff meets residents’ needs and follows the center’s policies and state regulations. Attleboro also employs shift supervisors who are RNs responsible for the center’s operations during the shifts when the Unit Managers are not present. Inasmuch as state law requires the presence of an RN at the facility at all times, the center employs one shift supervisor per shift to oversee all four units.

The center employs LPNs as charge nurses, unit coordinators, and treatment nurses. LPN charge nurses administer medication, give treatment, and oversee the certified nursing assistants (CNAs), who undertake most of the direct resident care duties. LPN charge nurses ensure that CNAs complete required documentation and, in addition, respond to CNA reports of resident care issues. The LPNs collaborate with the unit managers in preparing the assignments of CNAs who do not have regular daily assignments. The non-charge nurse LPNs’ duties are not relevant to this dispute.

The LPN charge nurses train new CNAs, assign them tasks, teach them to perform medical procedures, and generally supervise their work. During an emergency, an LPN will assume the responsibility for a resident’s care, and may direct CNAs to perform assisting tasks. Although some CNAs who work the day-shift have regular daily assignments, LPN charge nurses coordinate with their unit managers to prepare most of the CNAs’ assignments. The evening and night-shift charge nurses have more responsibility in this regard as they are the only supervisors in their units. Similarly, in the event a unit is understaffed, an LPN charge nurse may initiate the transfer of a CNA, although a unit manager or the shift supervisor makes the ultimate decision to call in unscheduled CNAs or transfer CNAs from one floor to another. The nursing staff is placed roughly as follows: each unit has a unit manager, two LPN charge nurses, and six CNAs during the first shift, and the same staffing minus the unit managers but adding one shift supervisor during the other shifts.

Attleboro’s written progressive disciplinary policy provides for oral warnings, written warnings, suspensions, and discharges for various types of misconduct. LPN charge nurses initiate this process by issuing “Employee Disciplinary Notices” to CNAs. These notices provide three alternative designations, Oral Warning, 1st Written Warning or 2nd Written Warning. The notices also have spaces to record specific details, disciplinary action taken, and recommended corrective action, and bear signature lines for the “Supervisor” who prepared the form and the “Department Head.” Once an LPN charge nurse completes a disciplinary notice, she passes it on to the Director of Nursing, who ensures that the discipline is at the proper step of the progressive disciplinary policy. The Director of Nursing sometimes investigates the infraction, and may meet with the LPN charge nurse or the CNA to discuss the disciplinary action.

We recognize that notwithstanding At-tleboro’s policy, the Board’s Regional Director, in her Decision and Direction of Election, ultimately doubted the LPN charge nurses’ authority to recommend discipline. Nevertheless, the Regional Director acknowledged that “[t]he record shows that disciplinary notices were, at least in part, filled out and, in some instances, signed by LPN charge nurses. Some of the notices contain recommended corrective action or indicate that the employee received oral counseling.” App. at 333. The Regional Director also noted that while Attleboro authorized its LPN charge nurses to suspend a CNA immediately for a flagrant violation of policy, the LPN charge nurses who testified at the representation hearing denied knowing that they had this authority.

[159]*159B. Procedural history

The case combines two proceedings concerning the same decision of the Board. First, the Board is applying to this court for enforcement of its May 18, 1998 Decision and Order finding that Attleboro violated sections 8(a)(1) and (5) of the NLRA, 29 U.S.C. § 158(a)(1) and (5), by refusing to bargain with Teamsters Local Union No. 628 a/w International Brotherhood of Teamsters (“the Union”) as the collective bargaining representative of 26 full-time and regular part-time LPNs. The second proceeding is Attleboro’s Cross-Petition for Review of this Decision and Order.

The Union petitioned the Board’s Regional Office for representation of LPNs on' November 4, 1997.

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