Nashville Interurban Ry. v. Barnum

212 F. 634, 129 C.C.A. 170, 1914 U.S. App. LEXIS 2104
CourtCourt of Appeals for the Second Circuit
DecidedMarch 11, 1914
DocketNo. 120
StatusPublished
Cited by15 cases

This text of 212 F. 634 (Nashville Interurban Ry. v. Barnum) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nashville Interurban Ry. v. Barnum, 212 F. 634, 129 C.C.A. 170, 1914 U.S. App. LEXIS 2104 (2d Cir. 1914).

Opinion

ROGERS, Circuit Judge

(after stating the facts as above). The plaintiff in this case claims to have deposited in escrow with the defendant a sight draft for $37,500., It admits that defendant was authorized to collect the proceeds of the draft at once, but asserts that • he was to hold the amount when collected on the same terms and [637]*637conditions, and subject to the same escrow agreement, as certain other papers and contracts deposited by it with defendant. The defendant, however, turned the money over to Lawrence Barnum & Co., .and that corporation is still in possession thereof. The terms and conditions of the escrow agreement not having been complied with as understood by the plaintiff, the action was instituted to recover the amount of the draft. The defendant claims that in turning over the draft to Lawrence Barnum & Co. he was acting in accordance with the original agreement. This case was tried to the court without a jury. There was a special finding of facts, accompanied by a conclusion of law, and upon these there was a judgment for defendant, dismissing the complaint with costs. The plaintiff took exceptions to the findings and also' excepted to the conclusion of law on the ground that the findings of fact did not sustain the conclusion of law.

[1] We are confronted with the question of the power of this court to consider the findings of fact made by the court below.

The Revised Statutes, § 566, provided as to the District Courts, as follows:

“The trial of issues of fact in the District Courts, in all causes except cases in equity and cases of admiralty and maritime jurisdiction, and except as otherwise provided in proceedings in bankruptcy, shall be by jury.”

It will be conceded that the District Courts were originally without authority to decide a question of fact without a jury. Whenever they undertook to do so by consent of parties waiving a jury, the proceeding was not judicial in its nature, but amounted to an arbitration. And in such case the court’s action was not subject to re-examination in an appellate court.

Mr. Justice Taney, speaking for the court in 1858 in Campbell v. Boyreau, 21 How. 223, 226 (16 L. Ed. 96), stated the law on this subject, and the reason for it, as follows:

“The finding of issues in fact by the court upon the evidence is altogether-unknown to a common-law court, and cannot be recognized as a judicial act. Such questions are exclusively within the province of the jury; and if, by agreement of parties, the questions of fact in dispute are submitted for decision to the judge upon the evidence, he does not exercise judicial authority in deciding, but acts rather in the character of an arbitrator. And this court, therefore, cannot regard the facts so found as judicially determined in the court below, nor examine the questions of law, as if those facts had been conclusively determined by a jury or settled by the admission of the parties. Nor can any exception be taken to an opinion of the court upon the admission or rejection of testimony, or upon any other question of law which may grow out of the evidence, unless a jury was actually impaneled, 'and the exception reserved while they were still at the bar. The statute which gives the exception in a trial at common law gives it only in such cases. And as this court cannot regard the facts found by the judge as having been judicially determined in the court below, there are no facts before us upon which questions of law may legally and judicially have arisen in the inferior court, and no questions, therefore, open to our revision as an appellate tribunal.”

The Supreme Court has recently announced the same doctrine in Campbell v. United States, 224 U. S. 99, 105, 32 Sup. Ct. 398, 56 L. Ed. 684 (1911).

[638]*638But the Revised Statutes provided as to the Circuit Courts as follows :

“Sec. 648. The trial of issues of fact in the Circuit Courts shall be by jury, except in cases of equity and of admiralty and maritime jurisdiction, and except as otherwise provided in proceedings in bankruptcy, and by the next section.”
“Sec. 649. Issues of fact in civil cases in any circuit court may be tried and determined by the court, without the intervention of a jury, whenever the parties, or their attorneys of record, file with .the clerk a stipulation in writing waiving a jury. The finding of the court, upon the facts, which may be either general or special, shall have the same effect as the verdict of a jury.”

It thus appears that as respects the Circuit Courts, express provision was made for a written waiver of a jury. In those courts when a jury was waived by written stipulation and the case was tried to the court, the proceeding remained judicial, not being converted into an arbitration. This left the findings of fact by the trial judge to be dealt with on writ of error in the same manner as the findings of a jury would be.

And when the Circuit Courts were abolished it was provided as follows:

“Wherever, in any law not embraced within this act, any reference is made to, or any power or duty is conferred or imposed upon, the circuit courts, such reference shall, upon the taking effect of this act, be deemed and held to refer to, and to confer such power or impose such dirty upon, the district courts.” Section 291 of the Judicial Code.

Although in form the Judicial Code abolished the Circuit Courts and turned their business over to the District Courts, it seems to us that what Congress intended was a merger of the Circuit Courts into the District Courts, and that in transferring to the District Courts the business of the Circuit Courts, there was given to the District Courts, under the section of the Judicial Code above quoted, all the machinery for disposing of its business which the Circuit Courts possessed. We are unable to’ understand that section in any other way. It is also illuminative of this intent that Congress did not repeal the particular section which provided for trial by the Circuit Courts under written stipulation. If the intention had been that thereafter all cases tried in the District Courts, whether original or transferred, shoúld be tried only under the old District Court system, the section became obsolete and was without any reason for its retention. We are therefore forced to the conclusion that the present case must be treated by us precisely as it would have been treated had the trial taken place in the old Circuit Court under the practice which Congress had once approved for that court and which it has néver disapproved.

[2] We must therefore accord to findings of fact, in a case tried to the court without a jury, there being a stipulation in writing waiving the jury, the same effect as we would give to a verdict. As said by Mr. Justice Miller in Bassett v. United States (1869) 9 Wall. 38, 40 (19 L. Ed. 548):

“When a court sits in place of a jury and finds the facts this court cannot review that finding. If there is any error in such case, shown by the record, in admitting or rejecting testimony, it can be reviewed here. But when the [639]*639court, by permission of tbe parties, tabes tbe place cf tbe jury, its finding of facts is conclusive, precisely as if a jury bad found them by verdict.”

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Bluebook (online)
212 F. 634, 129 C.C.A. 170, 1914 U.S. App. LEXIS 2104, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nashville-interurban-ry-v-barnum-ca2-1914.