Mwasi v. Broomfield

• Court: District Court, N.D. California
• Decided: January 22, 2024
• Docket: 5:23-cv-01072
• Status: Unknown

Opinion

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 KING MWASI, Case No. 23-cv-01072-JD (PR)

8 Plaintiff, ORDER OF PARTIAL DISMISSAL WITH LEAVE TO AMEND; AND 9 v. SERVING COGNIZABLE CLAIM

10 RON BROOMFIELD, et al., Re: Dkt. No. 1 Defendants. 11

12 13 INTRODUCTION 14 Plaintiff, a California prisoner proceeding pro se, filed this civil rights case under 42 15 U.S.C. § 1983 alleging, among other claims, that Defendants violated his rights under the Eighth 16 Amendment by transferring over 100 inmates, some of whom were infected with COVID-19, from 17 the California Institution for Men (CIM) to San Quentin State Prison (SQSP) in May 2020. 18 Plaintiff’s complaint (Dkt. No. 1) is before the Court for screening pursuant to 28 U.S.C. § 1915A. 19 For the reasons discussed below, the complaint is ordered served on Defendants and certain claims 20 will be dismissed with leave to amend. Plaintiff will be granted leave to proceed in forma 21 pauperis by separate order. 22 DISCUSSION 23 A. Standard of Review 24 A federal court must conduct a preliminary screening in any case in which a prisoner seeks 25 redress from a governmental entity or officer or employee of a governmental entity. See 28 U.S.C. 26 § 1915A(a). In its review, the court must identify any cognizable claims and dismiss any claims 27 that are frivolous, malicious, fail to state a claim upon which relief may be granted or seek 1 (2). Pro se pleadings must, however, be liberally construed. See United States v. Qazi, 975 F.3d 2 989, 993 (9th Cir. 2020). 3 Federal Rule of Civil Procedure 8(a)(2) requires only “a short and plain statement of the 4 claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). “Specific facts are not 5 necessary; the statement need only “‘give the defendant fair notice of what the . . . claim is and the 6 grounds upon which it rests.’” Erickson v. Pardus, 551 U.S. 89, 93 (2007) (citations omitted). 7 While Rule 8 does not require detailed factual allegations, it demands more than an unadorned, 8 the-defendant-unlawfully-harmed-me accusation. Ashcroft v. Iqbal, 556 U.S. 662, 677–78 (2009). 9 A pleading that offers only labels and conclusions, or a formulaic recitation of the elements of a 10 cause of action, or naked assertions devoid of further factual enhancement does not suffice. Id. 11 To state a claim under 42 U.S.C. § 1983, a plaintiff must allege two essential elements: 12 (1) that a right secured by the Constitution or laws of the United States was violated, and (2) that 13 the alleged violation was committed by a person acting under the color of state law. See West v. 14 Atkins, 487 U.S. 42, 48 (1988). 15 B. Legal Claims 16 Plaintiff names the following Defendants: 17 a. SQSP Warden Ron Broomfield, 18 b. California Department of Corrections and Rehabilitation (CDCR) Secretary Ralph 19 Diaz, 20 c. SQSP Chief Medical Executive Alison Pachynski, 21 d. CDCR Director Kathleen Allison, 22 e. Former Director of CDCR’s Medical Services R. Steven Tharratt, 23 f. Associate Director of Reception Mission Ron Davis, 24 g. SQSP Healthcare Chief Executive Director Clarence Cryer, 25 h. Chief Physician and Surgeon Shannon Garrigan, 26 i. CIM Chief Medical Officer L. Escobell, 27 j. CIM Chief Medical Executive Muhammad Farooq, 1 l. “Does 1 to 10.” 2 Plaintiff alleges that the named Defendants “individually and collectively were grossly 3 negligent [and] deliberately indifferent in their actions [and] lack of actions which led to [and] 4 resulted in Plaintiff contracting COVID 19.” Dkt. No. 1 at 2. Specifically, Defendants 5 “transferred busloads of infected inmates, knowingly, from CIM to SQ[SP], [where there] were 0 6 cases [thus] triggering massive outbreak at SQ[SP] in May 2020; and Plaintiff contracted COVID 7 in June 2020.” Id. at 3. Plaintiff adds that he “continues to suffer several symptoms as [a] 8 COVID long hauler, including permanent G.I. disease caused by COVID and Plaintiff has not 9 rec[eived] thorough and comple[]te/adequate treatment.” Id. Plaintiff claims that “[a]fter 2+ 10 years, [he] still ha[s]n’t seen [a] [COVID] long hauler specialist, yet continues to battle 11 debilitating illnesses from COVID.” Id. He alleges the above actions and inactions by the named 12 Defendants violated the Eighth Amendment. Id. at 2-3. He seeks injunctive relief as well as 13 monetary and punitive damages. Id. at 3. 14 1. Claim for Deliberate Indifference to Safety Needs 15 Liberally construed, the allegations regarding the May 2020 transfer of CIM inmates into 16 SQSP state a cognizable Eighth Amendment claim for deliberate indifference to Plaintiff’s safety 17 needs. Farmer v. Brennan, 511 U.S. 825, 837 (1994) (prison official is deliberately indifferent if 18 he or she knows that prisoner faces substantial risk of serious harm and disregards that risk by 19 failing to take reasonable steps to abate it). 20 2. Claims Against Defendant Tharratt 21 The Court DISMISSES Plaintiff’s complaint against Defendant Tharratt. The Court 22 understands, as the Attorney General has represented to another court in this district, that “[t]o the 23 best of [the Attorney General’s] knowledge, [Dr.] Tharratt died on August 20, 2020.” See Case 24 No. 3:20-cv-07845-CRB, Dkt. Nos. 37, 37-1. The Court takes judicial notice pursuant to Federal 25 Rule of Evidence 201 of the filing in that case, which attaches Dr. Tharratt’s obituary published on 26 the California Department of Corrections and Rehabilitation website on October 6, 2020, 27 available at https://www.cdcr.ca.gov/insidecdcr/2020/10/06/dr-robert-tharratt-longtime-cchcs- 1 n.6 (9th Cir. 2006) (federal courts “may take judicial notice of court filings and other matters of 2 public record”); Bullock v. Johnson, No. CV 15-2070 PA (AS), 2018 WL 5880736, at *13 n.19 3 (C.D. Cal. Aug. 10, 2018), report and recommendation adopted, No. CV 15-2070 PA (AS), 2018 4 WL 4791089 (C.D. Cal. Oct. 3, 2018) (taking judicial notice of CDCR obituary). 5 Dr. Tharratt’s death therefore preceded the filing of this action on March 9, 2023. See Dkt. 6 No. 1. “[A] party cannot maintain a suit on behalf of, or against, or join, a dead person, or in any 7 other way make a dead person (in that person’s own right, and not through a properly represented 8 estate or successor) party to a federal lawsuit.” LN Mgmt., LLC v. JPMorgan Chase Bank, N.A., 9 957 F.3d 943, 955 (9th Cir. 2020). Defendant Tharratt was therefore not an appropriately named 10 Defendant at the onset of this litigation and will be DISMISSED. 11 3. Claim for Deliberate Indifference to Serious Medical Needs 12 Deliberate indifference to a prisoner’s serious medical needs amounts to the cruel and 13 unusual punishment prohibited by the Eighth Amendment. Estelle v. Gamble, 429 U.S. 97, 104 14 (1976); Toguchi v. Chung, 391 F.3d 1051, 1057 (9th Cir. 2004); McGuckin v. Smith, 974 F.2d 15 1050, 1059 (9th Cir. 1992), overruled on other grounds by WMX Technologies, Inc. v. Miller, 104 16 F.3d 1133, 1136 (9th Cir. 1997) (en banc). A prison official violates the Eighth Amendment only 17 when two requirements are met: (1) the deprivation alleged is, objectively, sufficiently serious, 18 and (2) the official is, subjectively, deliberately indifferent to the inmate’s health or safety. 19 Farmer v. Brennan, 511 U.S. 825, 834 (1994). 20 Plaintiff’s allegations, even liberally construed, are insufficient to state a claim for 21 deliberate indifference to his serious medical needs. Specifically, accepting as true that Plaintiff 22 had an objectively, sufficiently serious medical need, the complaint does not allege any facts 23 suggesting that the named Defendants acted with deliberate indifference. A defendant is 24 deliberately indifferent if he knows that a prisoner faces a substantial risk of serious harm and 25 disregards that risk by failing to take reasonable steps to abate it. Farmer, 511 U.S. at 837. The 26 defendant must not only “be aware of facts from which the inference could be drawn that a 27 substantial risk of serious harm exists,” but he “must also draw the inference.” Id. Here, Plaintiff 1 lack of treatment for his alleged persistent COVID symptoms. 2 Plaintiff’s claim will be dismissed with leave to amend to set forth specific facts showing 3 how each named Defendant was deliberately indifferent to Plaintiff’s serious medical needs, if he 4 can truthfully do so. If Plaintiff wishes to amend this claim, Plaintiff must allege specific facts 5 showing what each Defendant did or failed to do that amounted to deliberate indifference to his 6 medical needs. Plaintiff must also specify: (1) the date/location of any alleged lack of treatment 7 and (2) any injuries or other damages he suffered as a result of the alleged lack of treatment. 8 Sweeping conclusory allegations will not suffice; Plaintiff must instead “set forth specific facts as 9 to each individual defendant’s” deprivation of protected rights. Leer v. Murphy, 844 F.2d 628, 10 634 (9th Cir. 1988). Finally, Plaintiff is advised that a supervisor is not liable merely because the 11 supervisor is responsible, in general terms, for the actions of another. Taylor v. List, 880 F.2d 12 1040, 1045 (9th Cir. 1989); Ybarra v. Reno Thunderbird Mobile Home Village, 723 F.2d 675, 13 680-81 (9th Cir. 1984). A supervisor may be liable only on a showing of (1) personal involvement 14 in the constitutional deprivation or (2) a sufficient causal connection between the supervisor’s 15 wrongful conduct and the constitutional violation. Henry A. v. Willden, 678 F.3d 991, 1003-04 16 (9th Cir. 2012). Accordingly, the Court DISMISSES the claim for deliberate indifference to 17 Plaintiff’s serious medical needs with leave to amend, only if Plaintiff believes he can correct the 18 aforementioned deficiencies. 19 4. Claim Against Doe Defendants 20 Lastly, the Court notes that Plaintiff has listed “Does 1 to 10” as Defendants in this action, 21 see Dkt. No. 1 at 1, but he fails to identify how these Doe Defendants violated his constitutional 22 rights. Specifically, Plaintiff merely lists these Doe Defendants in his complaint, but he does not 23 allege how they actually and proximately caused the deprivation of the federally protected rights 24 of which Plaintiff complains. See Leer, 844 F.2d at 634. Nor is it clear that Plaintiff intended to 25 list these Doe Defendants as named Defendants in this action because Plaintiff did not include 26 them under the “Parties” section of his complaint. See Dkt. No. 1 at 2; see also Barsten v. Dep’t 27 of the Interior, 896 F.2d 422, 423-24 (9th Cir. 1990) (plaintiff should be given leave to amend to 1 then Plaintiff must set forth specific facts showing how these Defendants actually and proximately 2 caused the deprivation of a federally protected right, and Plaintiff must also provide to the Court 3 the names of these Doe Defendant. 4 Although the use of “John Doe” to identify a defendant is not favored in the Ninth Circuit, 5 see Gillespie v. Civiletti, 629 F.2d 637, 642 (9th Cir. 1980); Wiltsie v. Cal. Dep’t of Corrections, 6 406 F.2d 515, 518 (9th Cir. 1968), situations may arise where the identity of alleged defendants 7 cannot be known prior to the filing of a complaint. In such circumstances, the plaintiff should be 8 given an opportunity through discovery to identify the unknown defendants, unless it is clear that 9 discovery would not uncover their identities or that the complaint should be dismissed on other 10 grounds. See Gillespie, 629 F.2d at 642; Velasquez v. Senko, 643 F. Supp. 1172, 1180 (N.D. Cal. 11 1986). Plaintiff’s claim against “Does 1 to 10” is DISMISSED with leave to amend for Plaintiff 12 to provide to the court the names of these Doe Defendants or, if the names are not presently 13 known, to provide specific facts about these Doe Defendants to explain how they were involved in 14 the deprivation of Plaintiff’s federally protected rights. The Court further notes that if Plaintiff 15 names these Doe Defendants in his amended complaint, he must link them to his claims by listing 16 them clearly and describing these Doe Defendants (including any physical characteristics and their 17 occupation, if possible) to the best of Plaintiff’s abilities. Failure to do so will result in dismissal 18 of these Doe Defendants without prejudice to Plaintiff filing a new action against them. 19 CONCLUSION For the reasons set out above, 20 1. The Court DISMISSES Defendant Tharratt. 21 2. Plaintiff states a cognizable Eighth Amendment claim for deliberate indifference to 22 his safety needs against the named Defendants. 23 3. The Court DISMISSES the following claims with leave to amend: Plaintiff’s claim 24 of deliberate indifference to his serious medical needs; and his claim against the Doe Defendants. 25 If Plaintiff chooses to file an amended complaint, he must file the amended complaint within 26 twenty-eight (28) days of the date of this order. The amended complaint must include the caption 27 and civil case number used in this order, Case No. 3:23-cv-1072-JD (PR) and the words 1 “AMENDED COMPLAINT” on the first page. Plaintiff must use the Court’s complaint form and 2 answer all the questions on the form in order for the action to proceed. Because an amended 3 complaint completely replaces the previous complaints, Plaintiff must include in his amended 4 complaint all the claims he wishes to present, including any amended claims (i.e., Plaintiff’s claim 5 of deliberate indifference to his serious medical needs and his claim against the Doe Defendants) 6 as well as the Eighth Amendment claim for deliberate indifference to his safety needs against the 7 named Defendants, which the Court has already found cognizable. See Ferdik v. Bonzelet, 963 8 F.2d 1258, 1262 (9th Cir. 1992). Plaintiff may not incorporate material from the prior complaint 9 by reference. Failure to file an amended complaint in accordance with this Order in the time 10 provided will result in the following: (1) the dismissal of Plaintiff’s claim of deliberate 11 indifference to his serious medical needs and his claim against the Doe Defendants—“Does 1 to 12 10”; (2) the initial complaint (Dkt. 1) remaining the operative complaint; and (3) this action 13 proceeding in accordance with this Order. 14 4. The Court ORDERS that service on the following Defendants shall proceed under 15 the California Department of Corrections and Rehabilitation (“CDCR”) e-service program for civil 16 rights cases from prisoners in the CDCR’s custody: 17 a. Ron Broomfield, 18 b. Ralph Diaz, 19 c. Alison Pachynski, 20 d. Kathleen Allison, 21 e. Ron Davis, 22 f. Clarence Cryer, 23 g. Shannon Garrigan, 24 h. L. Escobell, 25 i. Muhammad Farooq, and 26 j. Kirk Torres. 27 In accordance with the program, the Clerk of the Court is directed to serve on the CDCR 1 Report of E-Service Waiver form, and a summons. The Clerk also shall serve a copy of this order 2 on Plaintiff. 3 No later than 40 days after service of this order via email on the CDCR, the CDCR shall 4 provide the court a completed CDCR Report of E-Service Waiver advising the court which 5 Defendant(s) listed in this order will be waiving service of process without the need for service by 6 the United States Marshal Service (“USMS”) and which Defendant(s) decline to waive service or 7 could not be reached. The CDCR also shall provide a copy of the CDCR Report of E-Service 8 Waiver to the California Attorney General’s Office which, within 21 days, shall file with the Court 9 a waiver of service of process for the defendant(s) who are waiving service. 10 Upon receipt of the CDCR Report of E-Service Waiver, the Clerk shall prepare for each 11 Defendant who has not waived service according to the CDCR Report of E-Service Waiver a 12 USM-205 Form. The Clerk shall provide to the USMS the completed USM-205 forms and copies 13 of this order, the summons and the operative complaint for service upon each Defendant who has 14 not waived service. The Clerk also shall provide to the USMS a copy of the CDCR Report of E- 15 Service Waiver. 16 5. All Defendants are cautioned that Rule 4 of the Federal Rules of Civil Procedure 17 requires them to cooperate in saving unnecessary costs of service of the summons and complaint. 18 Pursuant to Rule 4, if Defendants, after being notified of this action and asked by the Court, on 19 behalf of Plaintiff, to waive service of the summons, fail to do so, they will be required to bear the 20 cost of such service unless good cause can be shown for their failure to sign and return the waiver 21 form. 22 6. This Court will issue a scheduling order for summary judgment or other dispositive 23 motion briefing after resolution of the common issues in the 22-mc-80066-WHO matter. See Dkt. 24 No. 3. 25 7. All communications by Plaintiff with the Court must be served on Defendants’ 26 counsel by mailing a true copy of the document to Defendants’ counsel. The Court may disregard 27 any document which a party files but fails to send a copy of to his opponent. Until Defendants’ 1 Defendants, but once Defendants are represented by counsel, all documents must be mailed to 2 || counsel rather than directly to Defendants. 3 8. Plaintiff is responsible for prosecuting this case. Plaintiff must promptly keep the 4 || Court informed of any change of address and must comply with the Court’s orders in a timely 5 fashion. Failure to do so may result in the dismissal of this action for failure to prosecute pursuant 6 || to Federal Rule of Civil Procedure 41(b). Plaintiff must file a notice of change of address in every 7 pending case every time he is moved to a new facility. 8 9. Any motion for an extension of time must be filed no later than the deadline sought 9 to be extended and must be accompanied by a showing of good cause. Plaintiff is cautioned that 10 || he must include the case name and case number for this case on any document he submits to the 11 Court for consideration in this case. 12 IT IS SO ORDERED. 13 Dated: January 22, 2024

15 JAMES TO = 16 United Stgfes District Judge = 17 18 19 20 21 22 23 24 25 26 27 28