Murray v. Cromwell

522 S.W.2d 36, 1975 Mo. App. LEXIS 1616
CourtMissouri Court of Appeals
DecidedApril 1, 1975
DocketNo. 35707
StatusPublished
Cited by11 cases

This text of 522 S.W.2d 36 (Murray v. Cromwell) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Murray v. Cromwell, 522 S.W.2d 36, 1975 Mo. App. LEXIS 1616 (Mo. Ct. App. 1975).

Opinion

NORWIN D. HOUSER, Special Judge.

The question is the propriety of an order of the circuit court allowing Robert E. Murray an attorney’s fee of $5,800 for services rendered Janice Joy Yadon, executrix of the Estate of Charles A. Cromwell, Deceased. Charles A. Cromwell, Jr., as successor executor, asserts error in finding that claimant was entitled to any fee for his services in connection with the estate; claims that the attorney “improperly advised the executrix of the estate with regard to her ability to sell corporate stock which was an asset of the estate, causing direct economic loss to the estate,” and that the court erred in refusing to so find.

Mr. Cromwell died testate February 2, 1969, leaving a daughter, Janice Joy Ya-don, named executrix in the will, and a son, Charles A. Cromwell, Jr. On February 3 Mrs. Yadon employed claimant, Robert E. Murray, an attorney, to represent her. The estate, which was substantial, consisted principally of corporate stocks. Mrs. Yadon discharged claimant as her attorney on June 3, 1970.

Between February 3, 1969 and June 3, 1970 claimant, according to his testimony, spent 189 hours performing services for the estate, as follows: Preparation and/or filing papers in connection with the appointment of the executrix; initial and supplemental inventories; several petitions for partial distribution; semi-annual and annual settlement; federal and state income tax returns; federal estate tax return, and petitions and settlements and notices for final discharge. He negotiated for the settlement of an automobile accident claim; negotiated the sale of the stock of a closely held corporation and arranged for transfer of the stock; handled claims; placed various claims and motions on the probate court dockets. He testified that on the date of his discharge there was in the estate a cash balance of $209,599, warranting an attorney’s fee of $6,314 under the statutory minimum fee schedule; that when discharged there remained to be done to close the estate legal work reasonably worth $500.

Executrix denies that claimant is entitled to any fee for the reason that he misad-vised her with respect to the sale of the Fedders stock, one of the principal assets of the estate, as a result of which the estate sustained financial loss.

The circuit judge, on his own motion, caused a jury to be empanelled to act in an advisory capacity. Five interrogatories were submitted to the jury. The gist of the interrogatories and the jury’s answers follow:

1. Were any of the services or actions rendered or performed by the attorney wrong, improper or injurious to the estate P Answer: Yes.

2. Did the estate suffer economic loss as a direct result of wrong, improper, or injurious actions of the attorney? Answer: Yes.

3. Did the attorney wrongfully advise the executrix that she could not sell the stocks in the estate on either January 12, 1970, or February 17, 1970, or April 6, 1970? Answer: Yes.

4. Did the executrix, at any time between January 1, 1970 and April 6, 1970 request the attorney to prepare an application to the probate court for authority to sell any or all of the stocks in the estate? Answer: “The jury is unanimous in that executrix requested the attorney to take the necessary actions which would allow her to sell the stocks, yes.”

5. Credibility of a witness means believability of a witness, in other words, which witness’s testimony do you feel is more credible or believable, taken as a whole, the testimony of Mr. Murray or the testimony of Mrs. Yadon? Three jurors signed their names under Mr. Murray’s name. Nine jurors signed their names under Mrs. Yadon’s name.

The circuit court found that claimant’s services and actions were not wrong, im[38]*38proper or injurious to the estate; that the estate did not suffer economic loss as a direct result of wrong, improper or injurious actions on his part; that claimant did not wrongfully advise executrix that she could not sell the stocks on January 12, February 17 or April 6, 1970; that in January and February, 1970 executrix talked to claimant in general terms, and made requests of claimant of a general nature that the stocks be converted into street name in order for her to buy and sell in the stock market with proceeds of the estate, at times she deemed advisable, but made no request of claimant at any time to sell any particular stock for the purpose of conserving the estate. Disregarding the answers to interrogatories made by the advisory jury, and entering findings of fact and conclusions of law contrary thereto, the court awarded claimant an attorney’s fee of $5,800. This appeal followed.

Both sides agree that in reviewing a case tried by the court -with an advisory jury the appellate court is obligated to review the case upon both the law and the evidence; that the judgment shall not be set aside unless clearly erroneous, and that it is the reviewing court’s duty to give due regard to the opportunity of the trial court to judge the credibility of the witnesses. Appellant suggests, however, that where an advisory jury has returned a “verdict” contrary to that of the court the appellate court’s duty to defer to the trial court’s findings of fact diminishes, and urges that the court’s findings be reviewed “with greater skepticism than [the court] normally employs in reviewing the facts in a court-tried case.”

Due to the unfortunate manner in which the interrogatories were framed the advisory jury’s answers were of little assistance in deciding this case. Instead of submitting definite questions calling for specific findings of fact, and without the jury having the benefit of instructions on the law relating to the duties and obligations of attorneys in advising clients in this field of the law, the first three interrogatories submitted questions of mixed law and fact, calling for legal conclusions with respect to the wrongfulness of the attorney’s conduct. The only properly drawn interrogatory calling for a specific finding of fact was Interrogatory No. 4. Whatever slight value there may have been in the answers is clouded by the confusing fact that whereas the answers to the first four interrogatories were unanimously in favor of executrix on disputed questions of fact, three jurors in answering the fifth interrogatory indicated that claimant’s testimony was the more credible.

Executrix testified as follows: In April 1969 she told claimant that the largest concentration of stocks in the estate was in a very volatile stock, Fedders, which she was advised by her broker to watch very carefully. In June, 1969 she told claimant that she was worried about market fluctuation and that she would not have control over the Fedders stock. She asked him to do something about having control so she could sell it if it looked like a good thing to do. In July, 1969 she learned that for an executrix to sell stock it had to be changed to street name to be negotiable, a process that took 2-3 weeks. At that time she requested of claimant that he get the stock in street name “so it would be negotiable immediately, and so forth, for professional management or to sell it and keeping [sic] the money in the estate, and, he said yes, he would do that.” In September, 1969 he had not done it. He said that “he had found out you cannot sell the stock until twelve months after the date of [her] father’s death.” Executrix watched the stock market. She “constantly” worried about it and brought it up in conver-stations with claimant. On January 9, 1970 the stock reached the high point at which executrix’ father had told her he was going to sell Fedders stock.

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Cite This Page — Counsel Stack

Bluebook (online)
522 S.W.2d 36, 1975 Mo. App. LEXIS 1616, Counsel Stack Legal Research, https://law.counselstack.com/opinion/murray-v-cromwell-moctapp-1975.