Mulqueen v. Radiology Associates

CourtNew Mexico Court of Appeals
DecidedFebruary 4, 2019
DocketA-1-CA-35852
StatusUnpublished

This text of Mulqueen v. Radiology Associates (Mulqueen v. Radiology Associates) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mulqueen v. Radiology Associates, (N.M. Ct. App. 2019).

Opinion

This memorandum opinion was not selected for publication in the New Mexico Appellate Reports. Please see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions. Please also note that this electronic memorandum opinion may contain computer-generated errors or other deviations from the official paper version filed by the Court of Appeals and does not include the filing date.

1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

2 CATHERINE MULQUEEN, D.O.,

3 Plaintiff-Appellant,

4 v. No. A-1-CA-35852

5 RADIOLOGY ASSOCIATES OF 6 ALBUQUERQUE, P.A.; JOSEF 7 NISENBAUM, D.O.; BRIAN POTTS, 8 M.D.; KENT HOOTMAN, M.D.; 9 DOUGLAS MEEK, M.D.; 10 CHRISTOPHER BAUMAN, M.D.; and 11 RENEE BUTLER-LEWIS, M.D.,

12 Defendants-Appellees.

13 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 14 Carl J. Butkus, District Judge

15 L. Helen Bennett, P.C. 16 L. Helen Bennett 17 Albuquerque, NM

18 Sandoval Firm 19 Richard Sandoval 20 Santa Fe, NM

21 Valdez & White 22 Timothy White 23 Albuquerque, NM 1 for Plaintiff

2 Rodey, Dickason, Sloan, Akin & Robb, P.A. 3 Jocelyn Drennan 4 Scott Gordon 5 Albuquerque, NM

6 for Defendants

7 MEMORANDUM OPINION

8 VARGAS, Judge.

9 {1} Plaintiff asks us to reverse the district court’s order compelling arbitration.

10 She argues that the claims stated in her complaint are: (1) outside the scope of the

11 arbitration agreement, (2) that the Defendants failed to satisfy the agreement’s

12 conditions precedent and thus waived their right to compel arbitration, and (3) that

13 individual Defendants who were not signatories to the agreement cannot compel

14 arbitration of the claims against them. We conclude that Plaintiff’s claims are

15 within the scope of the arbitration agreement, that Defendants did not expressly

16 waive arbitration, and that Plaintiff is estopped from preventing Defendants from

17 compelling arbitration. We affirm the district court’s order.

18 BACKGROUND

19 {2} Catherine T. Mulqueen (Plaintiff) left the employ of Radiology Associates

20 of Albuquerque, P.A. (RAA) on January 1, 2014. After leaving RAA, Plaintiff

21 filed suit against RAA and six of RAA’s shareholders: Joseph Nisenbaum, D.O.,

22 Brian Potts, M.D., Kent Hootman, M.D., Douglas Meek, M.D., Christopher 2 1 Bauman, M.D., and Renee Butler-Lewis, M.D. (collectively, Shareholder

2 Defendants). Plaintiff’s complaint asserts nine counts: “Count I. Tortious

3 Interference with Contractual Relations Against the Individual Defendants”;

4 “Count II. Oppressive Conduct [and] Breach of Fiduciary Duties by Individual

5 Defendants”; “Count III. Fraud and Misrepresentation by All Defendants”; “Count

6 IV. Breach of Contract, Express or Implied by RAA”; “Count V. Breach of the

7 Implied Covenant of Good Faith and Fair Dealing by RAA”; “Count VI.

8 Conspiracy Among Individual Defendants”; “Count VII. Prima Facie Tort Against

9 All Defendants”; “Count VIII. Discrimination in Violation of the New Mexico

10 Human Rights Act”; and “Count IX. Retaliation.” Plaintiff brought Counts III, VII,

11 VIII, and IX against RAA and the Shareholder Defendants (collectively,

12 Defendants), Count I, Count II, and Count VI against Shareholder Defendants

13 alone, and Count IV and Count V against RAA alone. In response, Defendants

14 filed a motion to dismiss the complaint and compel arbitration or, alternatively, to

15 stay the proceedings and compel arbitration. Following full briefing and a hearing

16 on the motion, the district court granted Defendants’ motion, ordered all of

17 Plaintiff’s claims to be arbitrated according to the alternative dispute resolution

18 provision of the employment agreement Plaintiff signed with RAA, and stayed

19 further proceedings pending arbitration.

3 1 {3} When Plaintiff joined RAA, she signed a contract entitled, “Physician

2 Employment Agreement for Shareholders” (the Agreement). The Agreement

3 contained a clause providing for arbitration:

4 7.2 Alternate Dispute Resolution: [RAA and Plaintiff] agree that 5 any dispute arising from the employment relationship (including, but 6 not limited to, claims arising under contract, common law, or Federal 7 or State statutes and regulations) will first be subject to negotiation. 8 The parties agree to discuss their dispute in an attempt at resolution. If 9 resolution fails and an impasse is reached in negotiation, the parties 10 shall submit the dispute to mediation at the request of either party. A 11 request should be submitted by either party promptly.

12 A mediator located in New Mexico should be selected within 13 fourteen (14) days of the parties’ request and a mediation session 14 should be scheduled in Albuquerque, New Mexico within fourteen 15 (14) days of the selection of the mediator. Mediators shall be selected 16 upon agreement of the parties from any list maintained by the 17 American Arbitration Association or the U.S. District Court for the 18 District of New Mexico or the National Health Lawyers Association, 19 or the parties may agree upon any other person as a mediator.

20 If the mediation process fails, the dispute shall be submitted to 21 binding arbitration. Within fourteen (14) days of the conclusion of the 22 mediation session, parties may select one arbitrator by agreement or 23 each party shall select one arbitrator who will choose a third. The 24 arbitrator or arbitrators shall hear the dispute and determine their 25 decision by a majority vote. The arbitration shall be governed by the 26 Commercial Arbitration Rules of the American Arbitration 27 Association.

28 The parties may cooperatively extend the time frame limitations 29 in the preceding paragraphs. The parties agree to share the cost of any 30 mediation and arbitration by each paying one-half of the total cost. 31 The parties will pay their own attorney[] fees if any.

4 1 The only signatories to the Agreement are Plaintiff and Defendant Potts, who

2 signed the Agreement on behalf of RAA in his capacity as president.

3 DISCUSSION

4 {4} Plaintiff appeals the district court’s order compelling arbitration, arguing

5 that the claims stated in her complaint were not within the scope of the arbitration

6 agreement; that the arbitration agreement was not enforceable because the

7 conditions precedent stated therein were not satisfied; Defendants, therefore,

8 waived any right to enforce the agreement; and that as non-signatories to the

9 arbitration agreement, the Shareholder Defendants could not enforce the

10 Agreement. We address each argument in turn.

11 I. Scope of Arbitration

12 {5} We begin with the question of whether the allegations set forth in Plaintiff’s

13 complaint fall within the scope of the Agreement. See NMSA 1978, Section 44-

14 7A-7(b) (2001) (requiring the court to determine “whether an agreement to

15 arbitrate exists or a controversy is subject to an agreement to arbitrate”). As a

16 preliminary matter, we note that Plaintiff does not challenge the validity of the

17 Agreement or the arbitration clause therein; nor does she challenge the district

18 court’s determination that the arbitration clause is valid. See Rule 12-318(A)(4)

19 NMRA (requiring that brief in chief “shall set forth a specific attack on any

20 finding, or the finding shall be deemed conclusive”); Flemma v. Halliburton

5 1 Energy Servs., Inc., 2013-NMSC-022, ¶ 28, 303 P.3d 814 (stating that “[w]hether a

2 valid contract to arbitrate exists is a question of state contract law” and that a

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