Mullins v. Hess

131 S.W.3d 769, 2004 Ky. App. LEXIS 88, 2004 WL 691165
CourtCourt of Appeals of Kentucky
DecidedApril 2, 2004
Docket2003-CA-000550-MR
StatusPublished
Cited by6 cases

This text of 131 S.W.3d 769 (Mullins v. Hess) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mullins v. Hess, 131 S.W.3d 769, 2004 Ky. App. LEXIS 88, 2004 WL 691165 (Ky. Ct. App. 2004).

Opinion

*771 OPINION

MINTON, Judge.

This is an appeal by a judge of the Pike District Court from a writ of prohibition entered by the Pike Circuit Court. The writ prohibited the district judge from enforcing an order reinstating the original sentence which he had imposed upon George David Hess following Hess’s plea of guilty to charges of driving while under the influence. Though the procedural history of the case is unusual, it presents only the narrow legal question of whether, in a judicial district with two or more divisions, a judge may modify the terms of a sentence imposed by another judge.

On September 25, 2002, Hess entered a plea of guilty to the second-offense DUI before the Honorable Darrel Mullins in Pike District Court, Division No. 1. Assistant Public Advocate James Adkins was Hess’s attorney of record at the time of the plea and sentencing. Judge Mullins imposed a sentence of fourteen consecutive weekends to serve in the Pike County Jail, beginning on Friday, October 4, 2002.

Two days before Hess was supposed to report to jail to begin serving his first weekend, the Honorable Kelsey E. Friend, Jr., Pike District Court, Division No. 2, signed an agreed order tendered to him by the Pike County Attorney, Howard Keith Hall, and attorney John Doug Hays, who ostensibly represented Hess, which modified the sentence imposed by Judge Mullins. Under the agreed order, Hess’s sentence was changed from weekends in jail to eighty-four days of home incarceration. Hess then began serving home incarceration, and he continued to do so for approximately twenty-four days until Judge Mullins removed him from home incarceration pending a hearing.

Following a hearing on November 1, 2002, Judge Mullins issued an order reinstating the sentence of fourteen consecutive weekends in jail. Hess brought an action in Pike Circuit Court to prohibit Judge Mullins from enforcing that order. 1

The circuit court rejected Judge Mullins’s argument that he was the only judge with jurisdiction over Hess and that Judge Friend had no jurisdiction. It cited Kentucky Revised Statutes (KRS) 26A.040, which provides that any judge presiding over one division of a court with multiple divisions may hear and determine any case or question in any other division. Because Judge Mullins’s latest order was not timely entered, Judge Friend’s order modifying Hess’s sentence was reinstated by the circuit court.

In its opinion, the circuit court pointed to the “political infighting” occurring between these two district judges. At the time of Hess’s case, the Pike County Attorney was running for the district bench held by Judge Mullins. Judge Mullins alleges on appeal that Judge Friend supported Hays’s bid, and that the modification was made to help Hays in the election. Aside from the obvious inference that something unusual was going on between the district judges, we have no basis for believing or disbelieving Judge Mullins’s accusations because there is no evidence in the record to support or refute them.

We agree with the circuit court that judges are expected to rise above such political infighting. However, we are somewhat surprised by the circuit court’s suggestion that “[i]n order to eliminate *772 such political infighting this Court suggest[s] that [Judge Mullins] appeal this decision to the Court of Appeals and ultimately to the Supreme Court if necessary to avoid future situations as this.” While our resolution of the case will serve to settle the underlying legal question as presented to us, a referral of the matter to the Judicial Conduct Commission and/or disciplinary authority of the Kentucky Bar Association is better suited to address allegations of individual misconduct.

Before addressing the merits of Mullins’s appeal, 2 we must consider several preliminary matters. By the time of this opinion, Hess presumably would have served any sentence imposed by the district court whether on home incarceration or in the county jail. However, because this fact pattern is capable of repetition but, in every instance, could be made moot by the passage of time before we could hear the merits of the appeal, it should not be dismissed as moot. 3

Further adding to the unusual nature of this appeal is that Judge Mullins alone, not the Commonwealth of Kentucky as prosecutor, chose to appeal the circuit court’s entry of a writ of prohibition. Typically, the judge in a mandamus or prohibition action is “a party in name only.” 4 In the usual prohibition action, the trial judge has no interest in the outcome of the litigation, and no connection to it other than the obligation to abide by the Court of Appeals’ decision. Indeed, although the trial judge is the named party, the final order of the appellate court is binding on whoever holds the office of trial judge at the time of the decision.

Recognizing this problem, in 1985 [the Supreme Court] amended the Civil Rules, CR 76.36(2) and (8), to provide that the “real party in interest” as well as the “party [judge] against whom relief is sought” can “file a response” to a petition seeking prohibition or mandamus against a trial judge. We define “real party in interest” in this Rule as “any party in the circuit court action from which the original action arises who may be adversely affected by the relief sought pursuant to this Rule.” 5 The real party in interest in the trial court is the person who will be adversely affected if the Petition is granted; he may respond and defend even though the trial judge does not. It is this party and not the trial judge who has an interest in perfecting the appeal when the writ of prohibition or mandamus is granted. 6

In fact, we have held that the judge’s interest in a mandamus action is nonexistent to the point that a failure to name the *773 judge in the notice of appeal has no effect on the resolution of the merits. 7

However, our rules do make provision for a response or appeal by the judge individually. Although the parties have not cited us to, nor has our research discovered, established Kentucky precedent dealing with the question of under what circumstances a judge’s individual response is appropriate, we find State ex rel. Hancock-Gross v. Martin 8 instructive on that point. In Hancock-Gross, the Missouri Court of Appeals held that a magistrate could appeal the issuance of a writ of prohibition only upon a showing that the magistrate or the magistrate court had been aggrieved. Absent that showing, there is no justiciable controversy between the party who succeeded in obtaining the writ and the magistrate against whom it was entered. 9 We agree that in order for the judge to appeal, the judge must make some showing that the court has been aggrieved.

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Cite This Page — Counsel Stack

Bluebook (online)
131 S.W.3d 769, 2004 Ky. App. LEXIS 88, 2004 WL 691165, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mullins-v-hess-kyctapp-2004.