Mulligan Estate

46 Pa. D. & C.2d 475, 1969 Pa. Dist. & Cnty. Dec. LEXIS 177
CourtPennsylvania Orphans' Court, Philadelphia County
DecidedMarch 20, 1969
Docketno. 1208 of 1968
StatusPublished

This text of 46 Pa. D. & C.2d 475 (Mulligan Estate) is published on Counsel Stack Legal Research, covering Pennsylvania Orphans' Court, Philadelphia County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mulligan Estate, 46 Pa. D. & C.2d 475, 1969 Pa. Dist. & Cnty. Dec. LEXIS 177 (Pa. Super. Ct. 1969).

Opinions

Shoyer, J.,

This matter involves a proceeding under the Act of 1955, enacted February 28,1956, P. L. (1955) 1154, as reenacted and amended by the Act of July 11, 1957, P. L. 794, 50 PS §§3101-3801, known as the Incompetents’ Estates Act of 1955.

Before us is the motion of Harold B. Mulligan, the alleged incompetent, to dismiss the citation issued against him on petition of his daughter, Catherine M. Hagar, who has since died. Her death is the sole reason [476]*476assigned in support of the motion. Preliminary objections have been filed by the executor of the daughter’s estate in which he asserts that there is no legal basis to sustain the relief requested by the alleged incompetent, that this court lacks jurisdiction, and that the hearing judge, Hon. Robert V. Bolger, heard sufficient testimony to establish a prima facie case of incompetency on the part of Harold B. Mulligan which, therefore, created a legal responsibility on the part of this court to complete the trial and give the alleged incompetent the protection the laws prescribe if, in fact, he is incompetent.

In her petition filed April 26, 1968, Catherine Mulligan Hagar averred that her father is a widower, 83 years of age, and a patient in Germantown Hospital to which he was admitted on April 18, 1968, for suspected cardiovascular difficulties. Because of the alleged mental infirmities of old age and physical illness, the petition averred that Harold B. Mulligan was unable to manage his property, estimated to be worth several million dollars, and that he was liable to dissipate the same or become the victim of designing persons. A corporate guardian was suggested.

Respondent’s next of kin, since the death of Mrs. Hagar in September 1968, are two daughters, Mary Green and Sandra C. Stewart (adopted), and four grandchildren, being the children of Mrs. Hagar. When the incompetency proceeding was called for hearing on June 19,1968, Mary Green joined in the petition of her sister, Catherine.

John L. Kelly, M.D., a diplómate of the American Board of Psychiatry and Neurology, in Psychiatry, was appointed impartial medical expert, and at two subsequent hearings before Judge Bolger he testified as to his physical and mental findings. Mr. Mulligan suffered from a left hemiplegia, generalized arteriosclerosis, diabetes mellitus and essential hypertension. [477]*477Because of advanced age, the prognosis was guarded to fair. This expert witness was of the definite opinion that Mr. Mulligan was competent to handle his own affairs and not liable to dissipate his property or become the victim of designing persons.

In addition to Dr. Kelly, testimony was heard from 12 other witnesses. Among them were respondent, bis attending physician and Dr. Sail, a psychiatrist, who testified that in his opinion Mr. Mulligan was mentally incompetent.

Dr. Wilcox, the attending physician, testified as to the improvement in Mr. Mulligan’s physical and mental condition since the occurrence of the stroke. He stated that the patient’s physical condition should continue to improve “up to six months or even up to a year”, and “ [h] opefully the mental phase of it would show some increasing improvement likewise”.

On this last note the learned hearing judge continued the proceedings as lis pendens for a period of three to six months. Counsel for both petitioner and respondent expressed their satisfaction with this arrangement.

It is a general rule of law that actions do not survive the death of a party in the absence of a statute providing for their survival: Johnson v. Peoples First National Bank and Trust Company, 394 Pa. 116, 123. Section 601 of the Fiduciaries Act of April 18, 1949, P. L. 512, reads as follows:

“All causes of action or proceedings, real or personal, except actions for slander or libel, shall survive the death of the plaintiff or of the defendant, or the death of one or more joint plaintiffs or defendants”.

The question arises as to whether a proceeding to adjudicate a person so incompetent as to be unable to manage his property, thereby necessitating the appointment of a guardian, is such a “cause of action or [478]*478proceeding” as to come within the purview of the statute.

In Ryman’s Case, 139 Pa. Superior Ct. 212, 216, 218, Keller, P. J., stated that an issue framed to determine incompetency under earlier, but similar, legislation “did not convert the proceeding into an ordinary cause of action at law. The point to be decided was the mental condition of George Ryman at the time of trial, with respect to his ability to take care of his property, and whether he is liable to dissipate or lose the same and become the victim of designing persons.

“(4) This was not an action at law between two litigants. It was a proceeding to determine whether the respondent was so mentally defective that he was incapable of taking care of his property, etc. One’s mental capacity is best determined by his spoken words, his acts and conduct. They are always relevant evidence for that purpose. The court was of opinion that much of the evidence offered on the respondent’s behalf should be excluded because he was thereby making testimony for himself. He had a right to make all the testimony he could for himself. If he had been called as a witness in this proceeding he could have made testimony for himself, and those who came in contact with him at or near or after the time of his commitment to the hospital should have been permitted to tell of his conversation with them and his acts and conduct which tended to show that he was capable of taking care of his property and was not liable to dissipate or lose the same or to become the victim of designing persons; just as the petitioner, or plaintiff in the issue, had been permitted to bring witnesses who testified as to his conversation, acts and conduct which led them to think he was incapable of taking care of his property”.

[479]*479In Myers Estate, 395 Pa. 459, 467, our Supreme Court endorsed the above quotation from the opinion of President Judge Keller- with this preface: “By far the most significant evidence of record is Dr. Myers’ own testimony”. To the same effect is Denner v. Beyer, 352 Pa. 386, 395.

In Myers our Supreme Court reiterated what has been said judicially time after time that a statute to adjudicate incompetency and appoint a guardian for a man’s estate is “a dangerous statute easily capable of abuse”. And further, pp. 462-3: “Proof of mental incompetency must possess such strength and clarity as to lead incontestably to but one conclusion, to wit, that respondent is mentally incompetent. A finding of mental incompetency is not to be sustained simply if there is any evidence of such incompetency but only where the evidence is preponderating and points unerringly to mental incom-petency. If the finding of mental incompetency is not based on evidence of such quality then such finding amounts to an abuse of judicial discretion”.

The very purpose of incompetency proceedings is “preventive and protective in nature”: Sigel Estate, 169 Pa. Superior Ct. 425, 429. The decree of the court should be “preventative and protective in the best interests of the petitioner”: Nagle Estate, 418 Pa. 170, 172; and when once entered, the court becomes “the real guardian of the incompetent”: Harris Estate, 351 Pa. 368, 383; Strecker Estate, 20 D. & C. 2d 652.

The protective purpose of the Incompetents’ Estates Act of 1955, P. L.

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Bluebook (online)
46 Pa. D. & C.2d 475, 1969 Pa. Dist. & Cnty. Dec. LEXIS 177, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mulligan-estate-paorphctphilad-1969.