MTR OF DI MARSICO v. Ambach

399 N.E.2d 1129, 48 N.Y.2d 576, 424 N.Y.S.2d 107, 1979 N.Y. LEXIS 2455
CourtNew York Court of Appeals
DecidedNovember 27, 1979
StatusPublished
Cited by17 cases

This text of 399 N.E.2d 1129 (MTR OF DI MARSICO v. Ambach) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
MTR OF DI MARSICO v. Ambach, 399 N.E.2d 1129, 48 N.Y.2d 576, 424 N.Y.S.2d 107, 1979 N.Y. LEXIS 2455 (N.Y. 1979).

Opinion

OPINION OF THE COURT

Jasen, J.

Presented for our determination on this appeal is the issue whether the Board of Regents may enlist the aid of a review committee when rendering a final determination in a medical misconduct proceeding.

The relevant facts are as follows: By a notice of hearing and statement of charges dated August 31, 1976, it was alleged that petitioner, a duly licensed physician and part owner of a nursing home, was guilty of professional misconduct in that he failed to provide six of his patients — all of whom were residents of the health-care facility — with proper medical care. (Education Law, § 6509, subds [2], [9].) Hearings on these charges were held by a committee on professional conduct pursuant to title II-A of article 2 of the Public Health Law. * The committee sustained the charges, in whole or in part, as to five of the patients and recommended that petitioner’s license to practice medicine be suspended for a one-year period. The Commissioner of Health recommended total acceptance of the committee’s findings and recommendation, and directed that the entire record of the proceeding be transmitted to the Board of Regents for a final decision and order. (Public Health Law, § 230, subd 10, par [i].)

*579 Upon receipt of this matter, the Board of Regents transferred it to a three-person review committee composed of one member of the Board of Regents and two nonmembers. This review committee issued a report accepting the findings of guilt, but, taking a more serious view of petitioner’s misconduct, recommended that his license to practice medicine be revoked rather than suspended for one year. The Board of Regents adopted this recommendation of the review committee and ordered that petitioner’s "license to practice as a physician in the State of New York as well as [petitioner’s] registration to so practice be revoked”.

Thereafter, petitioner instituted the instant CPLR article 78 proceeding contending, inter alia, that the findings of negligence and misconduct were not supported by substantial evidence, that the penalty of revocation of his license to practice medicine was excessive, and that the Board of Regents was without authority to refer this matter to a review committee. The Appellate Division, concluding that the Board of Regents acted erroneously in submitting petitioner’s case to the review committee, annulled the determination of the Board of Regents and remitted the matter to the board to assess the charges against petitioner without the assistance of a review committee. In light of its disposition, the Appellate Division did not reach the other contentions raised by petitioner.

Respondents were granted leave to appeal by this court from the order of the Appellate Division pursuant to CPLR 5602 (subd [a], par 2). We now reverse and reinstate the determination of the Board of Regents, and remit this matter to the Appellate Division for consideration of the additional issues not previously reached by that court.

On this appeal, respondents argue that the Board of Regents possesses the authority to refer medical misconduct proceedings to a review committee before the board renders its final determination. To support this contention, respondents cite section 6506 of the Education Law which provides, in pertinent part, as follows: "The board of regents shall supervise the admission to and the practice of professions. In supervising, the board of regents may: * * * (4) Appoint such committees as it deems necessary”. In short, respondents’ position is that the Board of Regents is empowered by statute to refer all matters involving the supervision of the profes *580 sions to review committees if it deems such action necessary in order to fulfill its supervisory responsibility.

Petitioner contends, however, that the Board of Regents lacks the power to utilize review committees when passing upon a case of professional misconduct involving the medical profession. Specifically, petitioner calls our attention to the provisions of section 6510-a of the Education Law. That section, while providing for final administrative review by the Board of Regents in medical misconduct proceedings, fails to authorize expressly the use of review committees. Petitioner maintains that in the absence of such provision, the Board of Regents is precluded from enlisting the aid of a review committee when rendering a final determination. We do not agree.

Prior to 1975, cases of professional misconduct involving all professionals governed by article 130 of the Education Law— which includes physicians — were processed according to the procedure outlined in section 6510 of the Education Law. That section vested in the Education Department the authority to investigate the complaint and further provided for a hearing before the committee on professional conduct for the medical profession. The transcripts and results of the hearing would be sent to a review committee of the Board of Regents for its consideration. The committee would then issue a written report of its review and transmit such report to the Board of Regents for a final determination.

In 1975, however, the Legislature established a new procedure for processing claims of professional misconduct involving members of the medical profession. (L 1975, ch 109, §§ 28, 29, 31, 32, 37.) Although the bills, as originally introduced, would have divested the Education Department and the Board of Regents of all authority in matters concerning professional medical misconduct (S5007, A6969, A6969-B [198th Session (1975)]), the final bill as enacted into law — while transferring responsibility for prehearing and hearing proceedings from the Department of Education to the Department of Health— retained the Board of Regents as the administrative body vested with the responsibility of ultimately determining the guilt or innocence of the physician and the penalty, if any, to be imposed. (L 1975, ch 109, § 32, adding Education Law, § 6510-a.)

While it is true that the new procedure adopted by the Legislature does not provide expressly for the referral of *581 professional medical misconduct matters to a Board of Regents review committee (compare Public Health Law, § 230, and Education Law, § 6510-a, with Education Law, § 6510, subd 3), the Board of Regents, in furtherance of its statutory duty to supervise the professions, still possesses the authority to appoint committees if it deems such committees necessary in order to fulfill its statutory obligation. As stated in section 6506 of the Education Law: "The board of regents shall supervise the admission to and the practice of the professions. In supervising, the board of regents may * * * (4) Appoint such committees as it deems necessary”. We believe this section provides more than adequate support for respondents’ position that the Board of Regents may refer, in its discretion, professional medical misconduct proceedings to a review committee if the Board of Regents concludes that such referral would be beneficial or necessary.

Further support for our conclusion. that the Board of Regents may refer matters involving professional medical misconduct to review committees can be discerned from the construction given the recently enacted statutory procedure by the Board of Regents itself.

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Bluebook (online)
399 N.E.2d 1129, 48 N.Y.2d 576, 424 N.Y.S.2d 107, 1979 N.Y. LEXIS 2455, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mtr-of-di-marsico-v-ambach-ny-1979.