MSU Guam LLC and Su v. Su and Manhattan Financial LLC

Superior Court of Guam·Decided July 23, 2024·No. CV0077-24·Unknown

Opinion

3 ~ BY=-------- 4

6 MSU GUAM LLC and DAVID SU, CIVIL CASE NO. CV0077-24 7

8 Plaintiffs,

9 vs. AMENDED DECISION AND ORDER 10 WANG-CHIEH "RONALD" SU and Re: Defendant's Motion to Dismiss 11 MANHAnAN FINANCIAL LL~, 12 Oefendants. 13

14 This matter came before the Honorable Arthur R. Barcinas on April 23, 2024 for a 15 motion hearing on Defendant Wang-Chieh "Ronald" Su's ("Defendant") Motion to Dismiss 16

17 ("Motion"). Defendant was represented by Attorney Jacques G. Bronze, and Plaintiffs MSU

18 Guam LLC and David Su (collectively, "Plaintiffs") were represented by Attorney Charles 19 McDonald. Upon consideration of the pleadings, the arguments, and the applicable law, the 20 Court DENIES Defendant's Motion 21

In 2011, PlaintiffMSU executed a promissory note in favor of Community First Guam 23

24 (''CFG"). At that time, Plaintiff David was a member ofMSU. The note was secured by a

25 mortgage on MSU's leasehold interest in Lot No. 5097-3-3, Tamuning, Guam. This mortgage 26 was recorded at the Department of Land Management ("DLM") on July 26, 2011. 27

28 Amended Decision and Order Re: Motion to Dismiss Civil Case No. CV0077-24

In 2011, the note matured, leaving a payoff amount of approximately $430,000. On

2 September 21, 2017, Defendant Manhattan Financial, LLC ("MF") purchased the matured note

3 and mortgage from CFG. At the time of purchase, Defendant was the manager of MF. 4 Subsequently, MF initiated non-judicial proceedings against MSU. MF issued a Notice 5 of Default and Election to Sell under Mortgage, which was recorded at the OLM on November 6

7 5, 2018. On December 27, 2018, MF continued with non-judicial foreclosure proceedings and

8 issued a Notice of Sale under Mortgage, which was recorded at the DLM on December 31,

9 2018. 10 Plaintiff David alleges several key points: 11 1. Plaintiffs did not receive copies of the recorded Notice of Default or Notice of Sale. 12

13 2. MF failed to inform Plaintiff David about the assignment of the note and mortgage from

15 3. The Notices allegedly went missing due to interception and withholding by Defendant. 16 In February 2019, Attorney Cesar Cabot paid the entire MSU note balance to Attorney 17 Michael J. Berman, who represented both MF and CFG. As a result, CFG and MF executed 18

19 releases of the mortgage in favor ofMSU.

20 Plaintiff David contends that Defendant's actions - intercepting notices and failing to 21 disclose the assignment - forced Plaintiffs to sell the Property at a discounted price, resulting in 22 damages. These alleged acts form the basis for Plaintiffs' sole cause of action for fraud. 23 In the instant Motion, Defendant argues lack of standing, insufficient pleading of fraud 24

25 elements, and time-barred claims. Plaintiffs counter in their Opposition, asserting injury caused

26 by Defendant's allegedly fraudulent conduct and requesting leave to amend if the Complaint is 27

28 Page 2 of 15 Amended Decision and Order Re: Motion to Dismiss Civil Case No. CV0077-24

dismissed. Defendant's Reply reiterates their original arguments, but additionally opposes

2 Defendant's leave to amend due to alleged futility.

3 As of April 23, 2024, the Court has taken the matter under advisement. 4 DISCUSSION 5 I. Legal Standard 6

7 Guam law allows that certain defenses to a claim for relief may be made by motion,

g including: "(1) lack of jurisdiction over the subject matter, ... [and] (6) failure to state a claim

9 upon which relief can be granted." GRCP 12(b). 10 a: GRCP 12(b)(l) - Subjeot Matter Jurisdiction II The lack of subject matter jurisdiction alleged by Defendant is predicated on a lack of 12

13 standing. "If a party does not have standing to bring a claim, a court has no subject matter

14 jurisdiction to hear the claim." United Pac. Islanders' Corp. v. Cyfred, Ltd., 2017 Guam 6 ,i 15. 15 "Although we are not bound by the standing requirements applicable to federal courts of limited 16 jurisdiction under Article III of the United States Constitution, we have repeatedly found that 17 the traditional standing requirements expressed in Article III nevertheless apply to claims 18

19 asserted in Guam's courts." In re A.B. Won Pat Int'! Airport Auth., Guam, 2019 Guam 6 ,I 16

20 (internal quotations omitted). This constitutional standing is a threshold jurisdictional matter. Id. 21 "To establish constitutional standing, a party must show: (1) it has suffered an injury in fact; (2) 22 that the injury can be fairly traced to the challenged action taken by the defendant; and (3) that it 23

24 is likely and beyond mere speculation that a favorable decision will remedy the injury

25 sustained." Id. ,i 17.

26 b. GRCP 12(b)(6) - Failure to State a Claim for Which Relief May Be Granted 27

28 Page3 of 15 Amended Decision and Order Re: Motion to Dismiss Civil Case No. CV0077-24

In ruling on a motion to dismiss under GRCP 12(b)(6), the Court must accept all the

2 well-pleaded facts as true, construe the pleading in the light most favorable to the non-moving

3 party, and resolve all doubts in the non-moving party's favor, and resolve all doubts in the non- 4 moving party's favor. Cruz v. Cruz, 2023 Guam 20 ,i 10. Dismissal for failure to state a claim is 5 appropriate only if it appears beyond doubt that the non-moving party can prove no set of facts 6

7 in support of his claim which would entitle him to relief. Id.

8 II. Plaintiff David does not have standing.

9 Defendant argues that Plaintiff David lacks standing because the injury alleged by David 10 was to MSU, not to David individually; Defendant states that David alleged that MSU took out . II . .

the loan with CFG, and that MSU was thus the maker and mortgagor of the ensuing mortgage. 12

13 Mot., at 6 (citing Compl., ,i,r 10-12, 16). Defendant also states that David alleged that

14 Defendants withheld "all MSU's mail at the Royal Orchid Hotel" so that Plaintiffs would not 15 have notice that MSU's note and mortgage were in default. Id. at 7 (citing Compl., ,i 18, 20-25, 16 41-45). Defendant states that, according to David, the withholding of the mail resulted in injury 17 because "they were forced to sell the Lot at a discounted price. Id. (citing Comp!., ,r 50). 18

19 Defendant argues that, because MSU was the sole mortgagor and was forced to sell the

20 property, only MSU, and not David, was injured by the alleged fraud. Id. Defendant further 21 argues that, even though David is the founder and sole owner of MSU, MSU is a Guam limited 22 liability company ("LLC"), and thus the Guam Limited Liability Company Act ("LLCA") 23

24 prevents David from being a proper party to any proceedings involving MSU. Id. (citing 18

25 GCA §§ 15101 et seq.). Thus, according to Defendant, David allegedly does not have standing,

26 and because MSU has not appeared through counsel, there is no plaintiff who properly brought 27 this action and can maintain it, so the action must be dismissed. Id. 28 Page4 of 15 Amended Decision and Order Re: Motion to Dismiss Civil Case No. CV0077-24

In the Opposition, David concedes that a shareholder generally cannot bring an

2 individual lawsuit against a third party for fraud on the corporation, but argues that a direct

3 action can be brought either when there is a special duty, such as a contractual duty, between the 4 wrongdoer and the shareholder, or when the shareholder suffers injury separate and distinct 5 from that suffered by other shareholders. Opp., at 3 (citing Sax v. World Wide Press, Inc., 809 6

7 F.2d 610, 614 (9th Cir. 1987). David argues that Plaintiffs' conduct caused injury to David

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