Mr. Derek R. Williams v. Department of the Air Force

CourtMerit Systems Protection Board
DecidedNovember 29, 2016
StatusUnpublished

This text of Mr. Derek R. Williams v. Department of the Air Force (Mr. Derek R. Williams v. Department of the Air Force) is published on Counsel Stack Legal Research, covering Merit Systems Protection Board primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mr. Derek R. Williams v. Department of the Air Force, (Miss. 2016).

Opinion

UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD

DEREK R. WILLIAMS, DOCKET NUMBER Appellant, PH-0752-14-0438-I-2

v.

DEPARTMENT OF THE AIR FORCE, DATE: November 29, 2016 Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

Shaun Southworth, Esquire, Atlanta, Georgia, for the appellant.

Jeremiah Crowley, Esquire, Joint Base Andrews, Maryland, for the agency.

BEFORE

Susan Tsui Grundmann, Chairman Mark A. Robbins, Member

FINAL ORDER

¶1 The appellant has filed a petition for review of the initial decision, which affirmed his removal. Generally, we grant petitions such as this one only when: the initial decision contains erroneous findings of material fact; the initial decision is based on an erroneous interpretation of statute or regulation or the

1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2

erroneous application of the law to the facts of the case; the administrative judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite the petitioner ’s due diligence, was not available when the record closed. Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review. Except as expressly MODIFIED by this Final Order to supplement the administrative judge’s disparate treatment analysis, we AFFIRM the initial decision.

DISCUSSION OF ARGUMENTS ON REVIEW ¶2 Effective October 21, 2012, the agency converted the appellant from his position as a GS-9 Computer Assistant to a GS-11 Information Technology (IT) Specialist (Systems Administration) at the agency’s Expeditionary Center, Mission Support Operations. Williams v. Department of the Air Force, MSPB Docket No. PH-0752-14-0438-I-1, Initial Appeal File (IAF), Tab 4 at 66, 68-69, 74, Tab 14 at 25. On October 11, 2013, the agency proposed to remove him on the basis of one charge of “failure to complete training” with a single underlying specification, which explained that he had failed to obtain a Level III Information Assurance Technician (IAT) Certification within 6 months of his appointment, as required by Department of Defense (DOD) Directive 8570.01-M for incumbents in his position. IAF, Tab 4 at 43. In a November 15, 2013 decision letter, the deciding official determined that the reasons stated in the proposal notice were supported by the evidence and imposed the removal effective November 16, 2013. Id. at 21-23. 3

¶3 The appellant timely appealed his removal to the Board and requested a hearing. IAF, Tab 1. The appellant argued that the agency charged him with “failure to complete training”—not “failure to obtain a certification”—and that it could not prove the “failure to complete training” charge because it did not provide him any training and could not show that any specific training was required as a condition of his employment. IAF, Tab 16 at 13-14. The appellant also raised affirmative defenses of harmful procedural error and a due process violation in connection with the allegedly defective charge, as well as a race discrimination claim. Id. at 15; IAF, Tab 17 at 2-6. Prior to the scheduled hearing, the appellant notified the administrative judge that he would be unavailable for the hearing as a result of an emergency medical procedure , and, at the appellant’s request, the administrative judge subsequently dismissed the appeal without prejudice to refiling. IAF, Tabs 18-19. ¶4 On December 1, 2014, the Board’s regional office automatically refiled the appeal. Williams v. Department of the Air Force, MSPB Docket No. PH-0752-14-0438-I-2, Appeal File (I-2 AF), Tab 1. After holding the requested hearing, the administrative judge affirmed the removal, finding that the agency proved the charge, established nexus, and showed that the penalty was reasonable. I-2 AF, Tab 13, Initial Decision (ID) at 3-9, 15-18. She also denied the appellant’s affirmative defenses. ID at 9-15. ¶5 The appellant has filed a petition for review of the initial decision, the agency has responded in opposition, and the appellant has replied to the agency’s response. Petition for Review (PFR) File, Tabs 1, 3-4.

The administrative judge correctly found that the agency proved the charge. ¶6 As noted above, the agency proposed to remove the appellant based on one charge of “failure to complete training,” supported by a single specification, which described his failure to complete his Level III IAT Certification within 6 months of his appointment. IAF, Tab 4 at 43. The specification further indicated that Information Assurance (IA) certification was a condition of his 4

employment and that DOD Directive 8570.01-M required him to achieve a Level III IAT Certification within 6 months of appointment. Id. The administrative judge sustained the charge, finding that the agency established by preponderant evidence that: (1) the appellant’s position required him to achieve Level III IAT Certification within 6 months of entering into his position; and (2) he failed to do so. ID at 9. ¶7 The appellant argues on review that the administrative judge abused her discretion by construing the agency’s “actual charge of ‘failure to complete training’ as the completely separate and distinct charge of ‘f ailure to obtain certification.’” PFR File, Tab 1 at 16-20. He further argues, as he did below, that the agency did not prove the charge of “failure to complete training” because “there was no training provided” and “no specific training was required as a condition of employment.” Id. at 18; PFR File, Tab 4 at 5-6. ¶8 An employee must receive advanced written notice stating the specific reasons for the proposed adverse action. 5 U.S.C. § 7513(b)(1); Smith v. Department of the Interior, 112 M.S.P.R. 173, ¶ 5 (2009). To satisfy this notice requirement, an agency is required to state the specific reasons for a proposed adverse action in sufficient detail to allow the employee to make an informed reply. Smith, 112 M.S.P.R. 173, ¶ 5. Because the appellant must have full notice of the charges against him, the Board cannot consider or sustain charges or specifications that are not included in the proposal notice. Id. However, the Board will not technically construe the wording or specifications of a charge. Id. In resolving the issue of how a charge should be construed, the Board examines the structure and language of the proposal notice and the decision notice, as well as the accompanying specifications and circumstances. George v. Department of the Army, 104 M.S.P.R. 596, ¶ 7 (2007), aff’d, 263 F. App’x. 889 (Fed. Cir. 2008); see Otero v. U.S. Postal Service, 73 M.S.P.R. 198, 202-04 (1997). Here, although the name of the charge “failure to complete training” is imprecise, the specification precisely describes the charged 5

conduct.

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