Mount Airy Lodge, Inc. v. Upjohn Co.

96 F.R.D. 378, 12 Fed. R. Serv. 511, 1982 U.S. Dist. LEXIS 17334
CourtDistrict Court, E.D. Pennsylvania
DecidedNovember 19, 1982
DocketCiv. A. No. 79-4658
StatusPublished
Cited by9 cases

This text of 96 F.R.D. 378 (Mount Airy Lodge, Inc. v. Upjohn Co.) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mount Airy Lodge, Inc. v. Upjohn Co., 96 F.R.D. 378, 12 Fed. R. Serv. 511, 1982 U.S. Dist. LEXIS 17334 (E.D. Pa. 1982).

Opinion

MEMORANDUM

LOUIS H. POLLAK, District Judge.

On October 28, 1982, after a long trial, I committed this diversity products-liability case to the nine-person jury. I instructed the jury on three theories of liability: negligence, strict liability, and misrepresentation. In addition, I gave the jury thirteen special interrogatories which I explained in my charge and upon which I elaborated in a covering memorandum.

After brief deliberations on October 28, the jury recessed until the following morning. In the course of that day, the jury asked two questions; I responded to them in court with counsel present. In mid-afternoon the jury returned with answers to the special interrogatories.1

The jury’s answers found the defendant negligent, found the defendant’s product in a defective condition at the time of sale, and found that the defendant had made misrepresentations to the public, including the plaintiff, about the character or quality of its product.2 The jury’s answers also found, however, that neither the negligence nor the defectiveness was a substantial factor in causing plaintiff’s loss, and that the misrepresentations did not influence plaintiff’s decision to buy the defendant’s product.3 Taken together, the last three answers negated liability on all of plaintiff’s potential theories of liability. The following colloquy then took place:

The Court: All right. So you did not go any farther [than interrogatory 10].
Foreman: That’s right.
The Court: Is that correct?
Foreman: That’s correct.

I then asked each juror whether the answers reported by the foreman were her/his answers. Each juror answered in the affirmative. I thanked the jury members and dismissed them. After the jurors left the [380]*380courtroom, I stated that judgment would be entered in favor of the defendant.

Approximately one-half hour later, plaintiff’s chief trial counsel—Messrs. Fetterly and O’Connor—returned to the courtroom where I was hearing another matter. During a recess, Messrs. Fetterly and O’Connor advised me that a few minutes earlier: (1) two jurors—jurors 3 and 4—had approached Mr. Fetterly outside the courthouse and congratulated him on plaintiff’s victory, after which (2) Mr. Fetterly’s conversation with the two jurors was enlarged to include Mr. O’Connor in whose presence the two jurors reiterated their understanding that the jury had reached a verdict under which plaintiff was to recover $973,000.4

I asked Messrs. Fetterly and O’Connor to advise Mr. Harbaugh, of defense counsel, that a matter had arisen with respect to which I would appreciate his returning to court. Shortly thereafter, a conference was held in chambers: Messrs. Fetterly and O’Connor represented plaintiff and Messrs. Harbaugh, Kittredge and Lewis represented defendant. During that conference, which was on the record, Messrs. Fetterly and O’Connor repeated the substance of their conversations with jurors 3 and 4. Counsel and I also examined the written interrogatory answers. Notwithstanding that the foreman had in court affirmed that the jury had not gone beyond interrogatory 10, we discovered that interrogatory 13 had been answered. (Interrogatory 13 answered “No” with respect to plaintiff’s entitlement to, and “0” with respect to the amount of, punitive damages; interrogatory 10 was the last causation interrogatory.)

Relying on (1) what jurors 3 and 4 said to plaintiff’s counsel, and (2) the arguable inaccuracy of the foreman’s in-court affirmation that the jury had not proceeded beyond interrogatory 10, plaintiff’s counsel asked me to interview the two jurors who had approached Mr. Fetterly and also to reconvene the entire jury panel. Defense counsel objected, citing Federal Rule of Evidence 606(b). I declined to act on either of plaintiff’s counsel’s requests at that time, asking instead that the parties brief the issues. I then met with the two jurors and cautioned them not to discuss the matter with their fellow jurors or with counsel until they heard further from this court.

Briefs on the plaintiff’s motion to reconvene the jury were filed on November 3. Reply briefs were filed on November 5. Argument was had on November 10.

Two questions are presented to the court—questions the resolution of which, so plaintiff contends, calls for reassembling and interrogating the jury. The first of the two questions is whether the jury’s recorded answers to the special interrogatories are irreconcilably inconsistent. The second is whether one or more of the jury’s recorded answers to interrogatories, as reported to the court orally and on paper, is/are not the answer(s) actually voted by the jury. If either of the two questions is answered by the court in the affirmative—so plaintiff argues in its most recent submission (letter of November 11, 1982, from Patrick J. O’Connor, Esq.)—the jury should be reinstructed and directed to deliberate further or a new trial should be ordered.

Defendant contends that since the jury has been discharged, any interrogation of a juror now is barred by Rule 606(b).5 Defendant further contends that there is an interpretation of the jury’s written answers to the interrogatories that is internally consistent.6 And defendant submits that as a [381]*381matter of law a plausible consistent interpretation must be preferred to any number of equally or even more plausible inconsistent interpretations.

On this last proposition, defendant appears to be right; indeed, the Seventh Amendment is said to compel the rule. Griffin v. Matherne, 471 F.2d 911, 915 (5th Cir.1973). But to attribute consistency to the jury’s written answers one must proceed from the assumption that those written answers are the answers the jury voted and directed the foreman to report. That there is a very strong basis for such an assumption is manifest—namely, that each juror in open court expressed her/his agreement with the answers read by the foreman, which answers negatived liability on each of the three theories propounded. The only factors cutting somewhat against the assumption that the answers were accurately recorded are (1) the hearsay statements of jurors 3 and 4, and (2) the fact that the foreman’s written answers include a form of answer (not reported orally by the foreman in open court) to interrogatory 13, although the jury had been instructed in my charge and by the covering memorandum not to proceed to interrogatories 12 and 13 unless it had found liability on at least one of the three proposed theories of liability.7

Defendant, in addition to being unpersuaded that there is any uncertainty about the accuracy of the recorded interrogatory answers, insists that, even if there be any measurable uncertainty, interrogation of jurors to resolve the matter is foreclosed by Rule 606(b) since such testimony would enter the forbidden area of impeachment of the verdict. But defendant’s reading of Rule 606(b) is a shade too broad.

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96 F.R.D. 378, 12 Fed. R. Serv. 511, 1982 U.S. Dist. LEXIS 17334, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mount-airy-lodge-inc-v-upjohn-co-paed-1982.