Morrison v. West

30 So. 3d 561, 2010 Fla. App. LEXIS 1591, 2010 WL 532792
CourtDistrict Court of Appeal of Florida
DecidedFebruary 17, 2010
Docket4D08-1693
StatusPublished
Cited by1 cases

This text of 30 So. 3d 561 (Morrison v. West) is published on Counsel Stack Legal Research, covering District Court of Appeal of Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Morrison v. West, 30 So. 3d 561, 2010 Fla. App. LEXIS 1591, 2010 WL 532792 (Fla. Ct. App. 2010).

Opinion

WARNER, J.

The issue presented in this case is whether an attorney not licensed to practice law in Florida, but who provided legal services in Florida in a probate and trust matter, is entitled to collect the quantum meruit value of his fee in an amount in excess of one million dollars. We hold that it violates public policy for a court to award a fee, even in quantum meruit, for the unlicensed practice of law. We reverse.

During the pendency of a divorce, appellant Carla Morrison’s husband, Pedro, died of a heart attack, leaving a very substantial estate. Carla Morrison (“Morrison”) was the beneficiary of a pour-over trust established by Pedro. The trust named Morrison as the income beneficiary and named her husband’s brother, Carlos, as trustee and his nephew, Tommy, as the remainder beneficiary. Disputes arose between Morrison, as the income beneficiary, and Carlos, the trustee, regarding the trust.

Initially, Morrison hired Gary Woodfield of the law firm of Edwards, Angelí, Palmer & Dodge to represent her on estate matters. One of the matters on which Woodfield began work in June of 2004 was a demand that the trust increase the amount of income to be paid to Morrison. Apparently, somewhat dissatisfied with Woodfield, Morrison learned about attorney William West through a friend. She contacted West, who was licensed to practice in North Carolina, but not in Florida. West agreed to investigate the case in exchange for a $10,000 fee and reserved the right to modify the fee arrangements if the scope of his engagement changed.

West specializes in complex transactions requiring substantial accounting knowledge. He has appeared pro hac vice in Florida cases involving complex commercial transactions. However, he admitted that he had no experience in Florida probate or trust law. After being contacted by Morrison, he purchased a book on trust law in Florida and spoke to its author in order to acquaint himself with Florida requirements.

On August 12, 2004, West wrote a letter to Morrison acknowledging that he would need to be admitted in Florida pro hac vice and to associate with Florida counsel. The next day he traveled to West Palm Beach to begin his investigation and stayed three days.

Morrison gave West a check for $10,000 which he considered his investigative fee. After West completed his initial investigation he faxed a letter to Morrison in which he agreed to attempt to increase the amount of income she was receiving from the trust and also to try to terminate one or more of the trusts. West acknowledged in the letter that, because he was not licensed to practice in Florida, he would need outside counsel to assist him. He also indicated that his fee would be 22.5% of all increases which Morrison would receive above the current monthly income of $50,000 that she was already receiving. In fact, Morrison was actually already receiving $85,000 monthly at that time. Morrison signed the agreement with West. As a result, West billed Morrison for the 22.5% of the $35,000 increase in her income, for a total of $31,500 through December 2004, even though the increase in income was not attributable to any work that West had performed.

In another letter to Morrison, he again noted that he was not a member of the Florida Bar and would have to secure the services of another attorney in Florida.

*564 To secure representation, in September, 2004, West contacted McDonald & Crawford, lawyers he knew in Fort Lauderdale who had expertise in probate and trust matters. He drafted a motion to appear pro hac vice and sent it to this firm. A lawyer with the firm had telephone discussions with West, but West never retained the firm after McDonald sent West an email wanting to firm up a fee agreement with West. No motion was submitted to the court to admit West for practice in the probate proceedings.

Thereafter West represented Morrison in Florida at pre-suit mediation on November 22, 2004. 1 The mediation resulted in a handwritten settlement agreement settling Morrison’s disputes with the estate and the trust. On January 19, 2005, the day before a hearing to approve the settlement, West brought the typed version of the settlement agreement to Morrison’s home to sign. Paragraph 8 of the settlement agreement states, “One million dollars paid to Carla on closing date from Trust, before Q-TIP is funded.” Along with the settlement agreement, West brought another paper for her signature which obligated Morrison to write a check to West in the amount of $1,000,000. Morrison testified that when she saw that paper, things came to a screeching halt. Early the next morning she fired West. She called Woodfield, her prior lawyer, and re-hired him to represent her at the probate confirmation hearing scheduled for later that day. Woodfield asked West to attend the hearing to answer any questions about the settlement terms. West faxed him a letter indicating that he would attend because he had a $1,000,000 fee interest in the case.

At the hearing the probate judge approved the settlement and required the $1,000,000 to be placed into Woodfield’s trust account. Later, this amount was disbursed to Morrison. Although the court subsequently ordered her to return the funds to the trust account, she was unable to do so.

Thereafter Morrison filed suit against West seeking a declaratory judgment that he had engaged in the unlicensed practice of law and was not entitled to fees for services. She also sought a refund of the fees she had already paid him. Morrison alleged that the Settlement Agreement was silent as to any fee or payment to West and that the $1,000,000 was to be paid to her, not West. Morrison contended that because West is not an attorney licensed in Florida, his fee agreement with Morrison was void ab initio and could not be enforced.

West filed a counterclaim seeking a declaration that he was entitled to the $1,000,000 fee and included counts for breach of contract, constructive trust, promissory estoppel, and unjust enrichment. After a trial on the merits, the court found that West engaged in the unauthorized practice of law and that his retainer agreement was void ab initio. The court found that West was not licensed to practice in Florida and had agreed to represent Morrison without associating with a Florida law firm or being admitted pro hac vice. The court accepted West’s testimony that the $1,000,000 in the settlement agreement constituted West’s fee. The court did not find the $1,000,000 amount to be unreasonable, because West had achieved Morrison’s objectives. The court ruled that allowing Morrison to retain the fruits of West’s representation without compensation would be unjust enrichment and awarded West a quantum meruit recovery of $1,000,000. From this final judgment, Morrison appeals the *565 quantum meruit award, and West cross-appeals the finding that the contingency fee contract was void ab initio.

The trial court appropriately recognized that West’s letter contract with Morrison was void ab initio based upon Chan-dris, S.A. v. Yanakakis, 668 So.2d 180 (Fla.1995). In Chandris our supreme court held that entering into a contingent fee contract to provide legal services in Florida by an attorney not authorized to practice in this state was void ab initio unless the services provided fit into one of the exceptions permitted in Florida Bar v.

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Bluebook (online)
30 So. 3d 561, 2010 Fla. App. LEXIS 1591, 2010 WL 532792, Counsel Stack Legal Research, https://law.counselstack.com/opinion/morrison-v-west-fladistctapp-2010.