17-3496-cv Morrison v. Buffalo Bd. of Educ.
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 17th day of July, two thousand eighteen.
PRESENT: DENNIS JACOBS, REENA RAGGI, PETER W. HALL, Circuit Judges.
FAITH ANDREA MORRISON, AKA FAITH MORRISON ALEXANDER, Ed.D., Plaintiff-Appellant,
v. No. 17-3496-cv
BUFFALO BOARD OF EDUCATION, BUFFALO PUBLIC SCHOOLS, CITY SCHOOL DISTRICT OF THE CITY OF BUFFALO, PAMELA BROWN, Ed.D., in her official and individual capacity, MARY GUINN, Ed.D., in her official and individual capacity, FLORENCE JOHNSON, in her official and individual capacity, MARY RUTH KAPSIAK, Ed.M., S.D.A., in her official and individual capacity, DARREN BROWN, in his official and individual capacity, JOHN LICATA, Esq., in his official and individual capacity, JASON M. MCCARTHY, in his official and individual capacity, BARBARA SEALS NEVERGOLD, Ph.D., in her official and individual capacity, CARL PALADINO, Esq., in his official and individual capacity, JAMES M. SAMPSON, in his official and individual capacity, THERESA HARRIS-TIGG, Ph.D., in her official and individual capacity, Defendants-Appellees.
APPEARING FOR APPELLANT: RAYMOND P. KOT, II, Esq., Williamsville, New York.
APPEARING FOR APPELLEES: JOEL C. MOORE, Assistant Counsel, Buffalo Public School District (Allison B. Fiut, Harris Beach PLLC, on the brief), Buffalo, New York.
Appeal from a judgment of the United States District Court for the Western District
of New York (Frank P. Geraci, Jr., Chief Judge).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment entered on September 28, 2017, is AFFIRMED in part, and
VACATED and REMANDED in part.
Plaintiff Faith Andrea Morrison, a school administrator, appeals from the dismissal
of her amended complaint against the City of Buffalo Board of Education (“Board”), the
City of Buffalo School District (“School District”), and numerous individual
administrators and Board members (collectively, “defendants”) for breach of Morrison’s
July 2, 2013 employment agreement (“Agreement”) and negligent termination. The Board
voted to terminate Morrison’s employment on April 2, 2014, after determining that she had
failed to obtain the professional certifications required by the Agreement. We review de
novo the dismissal of the amended complaint, accepting the alleged facts as true and
drawing all reasonable inferences in Morrison’s favor. See Barrows v. Burwell, 777 F.3d
2 106, 111–12 (2d Cir. 2015). In applying that standard here, we assume the parties’
familiarity with the facts and procedural history of this case, which we reference only as
necessary to explain our decision to affirm in part and to vacate and remand in part.
1. Breach of Contract
Under New York law, which governs the Agreement, the elements of a breach of
contract claim are (1) the existence of a contract, (2) performance by the party seeking
recovery, (3) breach by the other party, and (4) damages suffered as a result of the breach.
See Johnson v. Nextel Commc’ns, Inc., 660 F.3d 131, 142 (2d Cir. 2011). A district court
may dismiss a breach of contract claim at the motion to dismiss stage “only if the terms of
the contract are unambiguous.” Orchard Hill Master Fund Ltd. v. SBA Commc’ns Corp.,
830 F.3d 152, 156 (2d Cir. 2016). “Whether or not a writing is ambiguous is a question of
law to be resolved by the courts.” Id. (internal quotation marks omitted).
In dismissing the breach of contract claim, the district court here determined that
Morrison failed to satisfy a contractual condition requiring her to maintain certain
professional certifications and, thus, that defendants did not violate the Agreement by
terminating her employment. Because the first conclusion cannot be reached as a matter
of law on the present record, dismissal was premature.
Paragraph 13 of the Agreement requires Morrison “to maintain any certifications or
qualifications . . . required by the [New York] Department of Civil Service or State
Education Department.” J. App’x at 81. In her pleadings, Morrison acknowledges that she
held only a Florida certification at the time she applied for a position with the School
District, but alleges that she “truthfully declared” her lack of a valid New York certification
3 during the application process and was hired nonetheless. Id. at 20. Morrison further
alleges that when, during her first week on the job, she was directed to apply for interstate
certification reciprocity, she promptly did so, whereupon the New York State Department
of Education awarded her a conditional School Building Leader (“SBL”) certificate on
December 23, 2013. Further, on March 21, 2014, she was directed to apply for a School
District Leader (“SDL”) internship certificate, which she received on March 29, 2014.
Thus, Morrison asserts that she was adequately certified at the time of her termination on
April 2, 2014.
Defendants maintain, and the district court agreed, that neither the conditional SBL
certificate nor the SDL internship certificate satisfied the Agreement’s certification
requirement. They point to the School District’s posting for Morrison’s position, which
states that candidates must have either “a New York State School District Administrator
(SDA), or [a] School District Leader (SDL) certificate by the time of appointment,” id. at
65, neither of which Morrison had at the time of her termination. The Agreement, however,
makes no mention of these particular certificates. It demands that Morrison satisfy
certification requirements dictated by the New York Department of Civil Service and the
New York State Education Department. See Total Telcom Grp. Corp. v. Kendal on
Hudson, 157 A.D.3d 746, 747, 68 N.Y.S.3d 491, 492 (2d Dep’t 2018) (explaining courts
may determine material contract term using “objective extrinsic event, condition, or
standard” referenced within contract itself). Nowhere does the record identify those state-
agency requirements, and defendants cite no statute, rule, or regulation from which the
requirements may be judicially noticed. Accordingly, on the present record, a court could
4 not reject, as a matter of law, Morrison’s pleading that her SDL internship certificate
satisfied the Agreement’s certification requirement so as to support her breach of contract
claim.
Morrison’s admission that she did not possess the requisite certification at the time
of her appointment warrants no different conclusion. Under New York law, contractual
rights “may be waived if they are knowingly, voluntarily and intentionally abandoned,”
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17-3496-cv Morrison v. Buffalo Bd. of Educ.
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 17th day of July, two thousand eighteen.
PRESENT: DENNIS JACOBS, REENA RAGGI, PETER W. HALL, Circuit Judges.
FAITH ANDREA MORRISON, AKA FAITH MORRISON ALEXANDER, Ed.D., Plaintiff-Appellant,
v. No. 17-3496-cv
BUFFALO BOARD OF EDUCATION, BUFFALO PUBLIC SCHOOLS, CITY SCHOOL DISTRICT OF THE CITY OF BUFFALO, PAMELA BROWN, Ed.D., in her official and individual capacity, MARY GUINN, Ed.D., in her official and individual capacity, FLORENCE JOHNSON, in her official and individual capacity, MARY RUTH KAPSIAK, Ed.M., S.D.A., in her official and individual capacity, DARREN BROWN, in his official and individual capacity, JOHN LICATA, Esq., in his official and individual capacity, JASON M. MCCARTHY, in his official and individual capacity, BARBARA SEALS NEVERGOLD, Ph.D., in her official and individual capacity, CARL PALADINO, Esq., in his official and individual capacity, JAMES M. SAMPSON, in his official and individual capacity, THERESA HARRIS-TIGG, Ph.D., in her official and individual capacity, Defendants-Appellees.
APPEARING FOR APPELLANT: RAYMOND P. KOT, II, Esq., Williamsville, New York.
APPEARING FOR APPELLEES: JOEL C. MOORE, Assistant Counsel, Buffalo Public School District (Allison B. Fiut, Harris Beach PLLC, on the brief), Buffalo, New York.
Appeal from a judgment of the United States District Court for the Western District
of New York (Frank P. Geraci, Jr., Chief Judge).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment entered on September 28, 2017, is AFFIRMED in part, and
VACATED and REMANDED in part.
Plaintiff Faith Andrea Morrison, a school administrator, appeals from the dismissal
of her amended complaint against the City of Buffalo Board of Education (“Board”), the
City of Buffalo School District (“School District”), and numerous individual
administrators and Board members (collectively, “defendants”) for breach of Morrison’s
July 2, 2013 employment agreement (“Agreement”) and negligent termination. The Board
voted to terminate Morrison’s employment on April 2, 2014, after determining that she had
failed to obtain the professional certifications required by the Agreement. We review de
novo the dismissal of the amended complaint, accepting the alleged facts as true and
drawing all reasonable inferences in Morrison’s favor. See Barrows v. Burwell, 777 F.3d
2 106, 111–12 (2d Cir. 2015). In applying that standard here, we assume the parties’
familiarity with the facts and procedural history of this case, which we reference only as
necessary to explain our decision to affirm in part and to vacate and remand in part.
1. Breach of Contract
Under New York law, which governs the Agreement, the elements of a breach of
contract claim are (1) the existence of a contract, (2) performance by the party seeking
recovery, (3) breach by the other party, and (4) damages suffered as a result of the breach.
See Johnson v. Nextel Commc’ns, Inc., 660 F.3d 131, 142 (2d Cir. 2011). A district court
may dismiss a breach of contract claim at the motion to dismiss stage “only if the terms of
the contract are unambiguous.” Orchard Hill Master Fund Ltd. v. SBA Commc’ns Corp.,
830 F.3d 152, 156 (2d Cir. 2016). “Whether or not a writing is ambiguous is a question of
law to be resolved by the courts.” Id. (internal quotation marks omitted).
In dismissing the breach of contract claim, the district court here determined that
Morrison failed to satisfy a contractual condition requiring her to maintain certain
professional certifications and, thus, that defendants did not violate the Agreement by
terminating her employment. Because the first conclusion cannot be reached as a matter
of law on the present record, dismissal was premature.
Paragraph 13 of the Agreement requires Morrison “to maintain any certifications or
qualifications . . . required by the [New York] Department of Civil Service or State
Education Department.” J. App’x at 81. In her pleadings, Morrison acknowledges that she
held only a Florida certification at the time she applied for a position with the School
District, but alleges that she “truthfully declared” her lack of a valid New York certification
3 during the application process and was hired nonetheless. Id. at 20. Morrison further
alleges that when, during her first week on the job, she was directed to apply for interstate
certification reciprocity, she promptly did so, whereupon the New York State Department
of Education awarded her a conditional School Building Leader (“SBL”) certificate on
December 23, 2013. Further, on March 21, 2014, she was directed to apply for a School
District Leader (“SDL”) internship certificate, which she received on March 29, 2014.
Thus, Morrison asserts that she was adequately certified at the time of her termination on
April 2, 2014.
Defendants maintain, and the district court agreed, that neither the conditional SBL
certificate nor the SDL internship certificate satisfied the Agreement’s certification
requirement. They point to the School District’s posting for Morrison’s position, which
states that candidates must have either “a New York State School District Administrator
(SDA), or [a] School District Leader (SDL) certificate by the time of appointment,” id. at
65, neither of which Morrison had at the time of her termination. The Agreement, however,
makes no mention of these particular certificates. It demands that Morrison satisfy
certification requirements dictated by the New York Department of Civil Service and the
New York State Education Department. See Total Telcom Grp. Corp. v. Kendal on
Hudson, 157 A.D.3d 746, 747, 68 N.Y.S.3d 491, 492 (2d Dep’t 2018) (explaining courts
may determine material contract term using “objective extrinsic event, condition, or
standard” referenced within contract itself). Nowhere does the record identify those state-
agency requirements, and defendants cite no statute, rule, or regulation from which the
requirements may be judicially noticed. Accordingly, on the present record, a court could
4 not reject, as a matter of law, Morrison’s pleading that her SDL internship certificate
satisfied the Agreement’s certification requirement so as to support her breach of contract
claim.
Morrison’s admission that she did not possess the requisite certification at the time
of her appointment warrants no different conclusion. Under New York law, contractual
rights “may be waived if they are knowingly, voluntarily and intentionally abandoned,”
and such abandonment “may be established by affirmative conduct or by failure to act so
as to evince an intent not to claim a purported advantage.” Fundamental Portfolio
Advisors, Inc. v. Tocqueville Asset Mgmt., LP, 7 N.Y.3d 96, 104, 817 N.Y.S.2d 606, 611
(2006) (internal quotation marks omitted). Waivers are “not . . . lightly presumed,” but a
party’s intent to relinquish a contractual right generally presents a question of fact. Id.
Here, although the Agreement contains a no-waiver clause, the “mere existence” of such a
provision “does not preclude waiver of a contract clause.” Stassa v. Stassa, 123 A.D.3d
804, 806, 999 N.Y.S.2d 116, 119 (2d Dep’t 2014) (citing Dice v. Inwood Hills Condo., 237
A.D.2d 403, 404, 655 N.Y.S.2d 562, 562 (2d Dep’t 1997)). Indeed, Morrison alleges that
defendants hired her knowing that she did not possess New York certification; that
defendants twice directed her to apply for certain certificates, which she promptly did; and
that her second certificate brought her into compliance with the Agreement. From these
allegations, it may plausibly be inferred that defendants waived the Agreement’s
requirement for New York certification, at least at “the time of appointment.” J. App’x at
65; see Awards.com, LLC v. Kinko’s, Inc., 42 A.D.3d 178, 188, 834 N.Y.S.2d 147, 155–56
(1st Dep’t 2007) (explaining that, notwithstanding no-waiver clause, where non-breaching
5 party continues to perform or accept performance after breach, it loses right to terminate
contract based on prior breach and only retains option to terminate based on subsequent
breach). Accordingly, we vacate the dismissal of the breach of contract claim and remand
for further proceedings.
2. Breach of Implied Covenant of Good Faith and Fair Dealing
Morrison also pleads breach of the implied covenant of good faith and fair dealing,
citing defendants’ failure affirmatively to assist her in obtaining the proper certification (to
the extent different from that which she already possessed). She cannot proceed on that
basis because the implied duty of good faith and fair dealing “can only impose an obligation
consistent with other mutually agreed upon terms in the contract [and] . . . does not add to
the contract a substantive provision not included by the parties.” Broder v. Cablevision
Sys. Corp., 418 F.3d 187, 198–99 (2d Cir. 2005) (alteration and internal quotation marks
omitted). Here, the Agreement requires Morrison to “maintain” certain certificates and
nowhere requires defendants affirmatively to assist her in satisfying that obligation. J.
App’x at 81. Thus, because Morrison’s implied covenant theory improperly adds a
substantive obligation not otherwise provided for in the Agreement, it cannot provide an
alternative basis for recovery. We affirm dismissal of this part of the amended complaint.
3. Negligent Termination
Morrison asserts that if she lacked certificates required by the Agreement, the failure
is attributable to negligent directions from individual defendants Darren Brown and Pamela
Brown, which, therefore, proximately caused her termination. Even assuming New York
law recognizes a negligent termination claim by a fixed-term employee, but see Lobosco
6 v. N.Y. Tel. Co./NYNEX, 96 N.Y.2d 312, 316, 727 N.Y.S.2d 383, 387 (2001) (explaining
wrongful discharge claim not cognizable for at-will employee), we conclude that Morrison
fails to state such a claim here.
A negligent termination claim, like any other tort claim, requires showing, inter alia,
the existence of a duty owed to the injured party. See Charles v. Onondaga Cmty. Coll.,
69 A.D.2d 144, 145–49, 418 N.Y.S.2d 718, 719–22 (4th Dep’t 1979); see also Pasternack
v. Lab. Corp. of Am. Holdings, 807 F.3d 14, 19 (2d Cir. 2015) (setting forth elements of
negligence claim under New York law). Morrison identifies no such duty here. Insofar as
she seeks to locate the requisite duty in the Agreement, tort liability requires a “legal duty
independent of the contract itself.” Clark-Fitzpatrick, Inc. v. Long Island R.R. Co., 70
N.Y.2d 382, 389, 521 N.Y.S.2d 653, 657 (1987) (explaining legal duty “must spring from
circumstances extraneous to, and not constituting elements of, the contract, although it may
be connected with and dependent upon the contract”); accord Bayerische Landesbank, New
York Branch v. Aladdin Capital Mgmt. LLC, 692 F.3d 42, 58 (2d Cir. 2012). Alternatively,
Morrison suggests that the requisite duty flows from defendants’ “voluntar[y] assum[ption]
[of] a duty that generates [her] justifiable reliance.” McLean v. City of New York, 12
N.Y.3d 194, 199, 878 N.Y.S.2d 238, 242 (2009) (internal quotation marks omitted). To
proceed on that theory, however, Morrison must show defendants’ assumption “through
promises or actions[] of an affirmative duty to act on behalf of the party who was injured.”
Id., 12 N.Y.3d at 201, 878 N.Y.S.2d at 243 (internal quotation marks omitted). The
amended complaint pleads only that defendant Darren Brown twice directed her to apply
for specific certificates. Morrison nowhere pleads promises or actions by Brown
7 suggesting his assumption of a duty affirmatively to act on her behalf in securing those
certificates so as to support a tort claim. Accordingly, we also affirm the dismissal of
Morrison’s negligent termination claim. See Bruh v. Bessemer Venture Partners III L.P.,
464 F.3d 202, 205 (2d Cir. 2006) (explaining appellate court may affirm on any basis for
which there is sufficient support in record).
We have considered plaintiff’s remaining arguments and conclude that they are
without merit. Accordingly, for the reasons stated, the judgment of the district court is
VACATED and REMANDED in part as to Morrison’s breach of contract claim, and
AFFIRMED in all other respects.
FOR THE COURT: Catherine O’Hagan Wolfe, Clerk of Court