Morris v. State
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Opinion
YVONNE T. RODRIGUEZ, Justice
When the trial judges of this State don their robes and ascend the bench each morning, those with criminal dockets are often confronted with defendants who are rude, disruptive, noncompliant, belligerent, and in some cases, even murderously violent. In the face of this reality, Texas trial judges shoulder another heavy burden: the burden to tame the chaos before them, impose order, and uphold the dignity of the justice system. "The flagrant disregard in the courtroom of elementary standards of proper conduct should not and cannot be tolerated." Illinois v. Allen ,
But discretion has its limits.
Appellant Terry Lee Morris was tried and convicted on one count of soliciting the sexual performance of a child. After the jury found enhancing factors true, Morris was sentenced to 60 years in prison. Morris does not challenge the legal sufficiency of his conviction on appeal. Instead, Morris advances four procedural complaints in his brief. One complaint in particular disturbs us.
Because the trial transcript clearly shows that the trial judge, during a heated exchanged with the defendant outside the presence of the jury, ordered his bailiff to electrocute the defendant three times with a stun belt-not for legitimate security purposes, but solely as a show of the court's power as the defendant asked the court to stop "torturing" him-we harbor grave doubts as to whether Morris' trial comported with basic constitutional mandates. As such, we have no choice but to overturn Morris' conviction and remand for a new trial.1
BACKGROUND
Given Morris' complaints are largely procedural and the facts largely uncontested *103for purposes of appeal, we will keep our discussion of the factual circumstances surrounding his crime brief. Morris dated the mother of the victim, J.C., who was then fifteen. After Morris and J.C.'s mother ended their relationship, Morris began contacting J.C. online. The conversations turned sexual, and Morris solicited and received nude images of J.C. that lewdly depicted her genitals. Police seized Morris' cell phone, which contained transcripts of the electronic messages as well as lewd photographs of J.C. and Morris.
DISCUSSION
Morris complains he was harmed by four procedural errors committed by the trial court. In Issue One, Morris argues the trial court erred in its use of a stun belt. In Issue Two, Morris contends the trial court abused its discretion in denying his counsel's motion to withdraw based on a conflict of interest, as Morris had filed a lawsuit against his counsel in federal court. In Issue Three, Morris maintains that the trial court should have conducted a hearing to determine if he was competent to stand trial. Finally, in Issue Four, Morris complains that the trial court erred by failing to grant his motion to suppress, since the arrest affidavit only supported probable cause as to a search for nude images on his cell phone, not a search of non-photographic data.
We will begin and end our discussion of Morris' appellate issues with Issue One.
Issue One: Improper Use of Stun Belt
In Issue One, Morris asserts that the trial court violated his constitutional rights "to a fair trial, to confront the witnesses, to confer with counsel, to be present at trial, [and] to participate in his defense" by repeatedly shocking Morris with a stun belt for failing to answer the trial court's questions regarding compliance with decorum, all in the absence of any valid courtroom security concerns. We agree.
The judicial misconduct of which Morris complains took place on the first day of the guilt-innocence phase of trial. After the prosecutor read the indictment, trial judge George Gallagher asked Morris for his plea, which led to the following exchange in open court:
THE COURT: To this charge you may plead guilty or not guilty. What is your plea?
THE DEFENDANT: Sir, before I say that, I have the right to make a defense.
THE COURT: The-
THE DEFENDANT: It was brought to my attention by the United States district court to do this. And before the Court-for the information of the Court, yesterday you gave this man orders to put a shock rag or a shock collar on my ankle to prevent me from saying anything in my defense. If it happens, it happens. But let me just say for the record-
THE COURT: No, wait just a minute.
THE DEFENDANT:-lawsuit pending against this judge.
THE COURT: Jury, go to the jury room.
THE DEFENDANT: I have a lawsuit pending against this attorney. I've asked this judge to recuse himself off my case. It's in relation to the Ken Paxton case, Attorney General Ken Paxton. I've asked this attorney to recuse himself off my case. They both refused to. I have that right.
(Jury leaves courtroom)
Outside the presence of the jury, Morris attempted to continue his objections. The trial court warned Morris about any further outbursts. When Morris continued to speak and mentioned his motion to recuse *104and federal lawsuit against the trial judge, the trial judge asked his bailiff to intervene by activating the stun belt attached to Morris' leg:
THE DEFENDANT: The defendant has a right to object to procedures whereby a party asserts a piece of evidence or other matters-
THE COURT: Mr. Morris. Mr. Morris. I am-
THE DEFENDANT: That's the law.
THE COURT: Mr. Morris, I am giving you one warning. You will not make any additional outbursts like that, because two things will happen. Number one, I will either remove you from the courtroom or I will use the shock belt on you.
THE DEFENDANT: All right, sir.
THE COURT: Now, are you going to follow the rules?
THE DEFENDANT: Sir, I've asked you to recuse yourself.
THE COURT: Are you going to follow the rules?
THE DEFENDANT: I have a lawsuit pending against you.
THE COURT: Hit him.
(Deputy complies)2
After shocking Morris the first time, the trial court again asked Morris if he would adhere to courtroom decorum:
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YVONNE T. RODRIGUEZ, Justice
When the trial judges of this State don their robes and ascend the bench each morning, those with criminal dockets are often confronted with defendants who are rude, disruptive, noncompliant, belligerent, and in some cases, even murderously violent. In the face of this reality, Texas trial judges shoulder another heavy burden: the burden to tame the chaos before them, impose order, and uphold the dignity of the justice system. "The flagrant disregard in the courtroom of elementary standards of proper conduct should not and cannot be tolerated." Illinois v. Allen ,
But discretion has its limits.
Appellant Terry Lee Morris was tried and convicted on one count of soliciting the sexual performance of a child. After the jury found enhancing factors true, Morris was sentenced to 60 years in prison. Morris does not challenge the legal sufficiency of his conviction on appeal. Instead, Morris advances four procedural complaints in his brief. One complaint in particular disturbs us.
Because the trial transcript clearly shows that the trial judge, during a heated exchanged with the defendant outside the presence of the jury, ordered his bailiff to electrocute the defendant three times with a stun belt-not for legitimate security purposes, but solely as a show of the court's power as the defendant asked the court to stop "torturing" him-we harbor grave doubts as to whether Morris' trial comported with basic constitutional mandates. As such, we have no choice but to overturn Morris' conviction and remand for a new trial.1
BACKGROUND
Given Morris' complaints are largely procedural and the facts largely uncontested *103for purposes of appeal, we will keep our discussion of the factual circumstances surrounding his crime brief. Morris dated the mother of the victim, J.C., who was then fifteen. After Morris and J.C.'s mother ended their relationship, Morris began contacting J.C. online. The conversations turned sexual, and Morris solicited and received nude images of J.C. that lewdly depicted her genitals. Police seized Morris' cell phone, which contained transcripts of the electronic messages as well as lewd photographs of J.C. and Morris.
DISCUSSION
Morris complains he was harmed by four procedural errors committed by the trial court. In Issue One, Morris argues the trial court erred in its use of a stun belt. In Issue Two, Morris contends the trial court abused its discretion in denying his counsel's motion to withdraw based on a conflict of interest, as Morris had filed a lawsuit against his counsel in federal court. In Issue Three, Morris maintains that the trial court should have conducted a hearing to determine if he was competent to stand trial. Finally, in Issue Four, Morris complains that the trial court erred by failing to grant his motion to suppress, since the arrest affidavit only supported probable cause as to a search for nude images on his cell phone, not a search of non-photographic data.
We will begin and end our discussion of Morris' appellate issues with Issue One.
Issue One: Improper Use of Stun Belt
In Issue One, Morris asserts that the trial court violated his constitutional rights "to a fair trial, to confront the witnesses, to confer with counsel, to be present at trial, [and] to participate in his defense" by repeatedly shocking Morris with a stun belt for failing to answer the trial court's questions regarding compliance with decorum, all in the absence of any valid courtroom security concerns. We agree.
The judicial misconduct of which Morris complains took place on the first day of the guilt-innocence phase of trial. After the prosecutor read the indictment, trial judge George Gallagher asked Morris for his plea, which led to the following exchange in open court:
THE COURT: To this charge you may plead guilty or not guilty. What is your plea?
THE DEFENDANT: Sir, before I say that, I have the right to make a defense.
THE COURT: The-
THE DEFENDANT: It was brought to my attention by the United States district court to do this. And before the Court-for the information of the Court, yesterday you gave this man orders to put a shock rag or a shock collar on my ankle to prevent me from saying anything in my defense. If it happens, it happens. But let me just say for the record-
THE COURT: No, wait just a minute.
THE DEFENDANT:-lawsuit pending against this judge.
THE COURT: Jury, go to the jury room.
THE DEFENDANT: I have a lawsuit pending against this attorney. I've asked this judge to recuse himself off my case. It's in relation to the Ken Paxton case, Attorney General Ken Paxton. I've asked this attorney to recuse himself off my case. They both refused to. I have that right.
(Jury leaves courtroom)
Outside the presence of the jury, Morris attempted to continue his objections. The trial court warned Morris about any further outbursts. When Morris continued to speak and mentioned his motion to recuse *104and federal lawsuit against the trial judge, the trial judge asked his bailiff to intervene by activating the stun belt attached to Morris' leg:
THE DEFENDANT: The defendant has a right to object to procedures whereby a party asserts a piece of evidence or other matters-
THE COURT: Mr. Morris. Mr. Morris. I am-
THE DEFENDANT: That's the law.
THE COURT: Mr. Morris, I am giving you one warning. You will not make any additional outbursts like that, because two things will happen. Number one, I will either remove you from the courtroom or I will use the shock belt on you.
THE DEFENDANT: All right, sir.
THE COURT: Now, are you going to follow the rules?
THE DEFENDANT: Sir, I've asked you to recuse yourself.
THE COURT: Are you going to follow the rules?
THE DEFENDANT: I have a lawsuit pending against you.
THE COURT: Hit him.
(Deputy complies)2
After shocking Morris the first time, the trial court again asked Morris if he would adhere to courtroom decorum:
THE COURT: Are you going to behave?
THE DEFENDANT: I'm an MHMR client.
THE COURT: Are you going to behave?
THE DEFENDANT: I have a history of mental illness.
THE COURT: Hit him again.
(Deputy complies)
Following the second shock, the trial court repeated the same question to Morris several times over Morris' protestations that he was under medication for mental health problems and that the trial court was "torturing" him. When Morris stated that he was firing his attorney, the trial court apparently took Morris' remarks as an attempt to invoke his Faretta3 right to self-representation. The trial court began asking Morris a question ostensibly related to the Faretta invocation, but when Morris continued to speak about other matters, the trial court persisted in making use of the stun belt:
THE DEFENDANT: I have a history of mental illness. You're wrong for doing this.
THE COURT: Are you going to behave?
THE DEFENDANT: You're torturing an MHMR client. I have agoraphobia. I'm under medication.
THE COURT: Are you going-
THE DEFENDANT: I take 17 pills a day for my disability, my MHMR disability. You have no right to do this.
THE COURT: Are you going to behave?
THE DEFENDANT: I have the right-
THE COURT: You have no right to disrespect the Court.
THE DEFENDANT: I have the right. Nobody is-
THE COURT: I'm going to give you the option to do one of two things. You can either behave in the courtroom-
THE DEFENDANT: I don't have an attorney. I'm firing this man. I've told him to get off my case. And the defendant has a right to refuse counsel. I *105have the right to represent myself in this case, and I shall.
THE COURT: All right. Let's talk about that.
Counsel may be seated.
How far did you go in school?
THE DEFENDANT: Sir, that's beside the point. There's serious allegations that I have in the United States District Court against this man. No one wants to be represented by someone they have a lawsuit against. No one wants a judge to preside over their case who the lawsuit is against. No one wants to be tortured because they're an MHMR defendant prevented from saying anything in the Court in front of the jury pertaining to any such cases such as the grand jury-
THE COURT: Mr. Morris, are you going to answer my question?
THE DEFENDANT: I've asked you, I've filed a motion asking-
THE COURT: Would you hit him again.
(Deputy complies)
THE DEFENDANT:-to recuse yourself from the Bench off my case.
After electrocuting Morris a third time, the trial court again asked Morris whether he would be obedient. When Morris did not answer with a "yes" or "no," the trial court had Morris physically removed from the courtroom:
THE COURT: Are you going to answer my questions?
THE DEFENDANT: You refuse to-
THE COURT: Are you going to answer my questions? Yes or no.
I need an answer.
THE DEFENDANT: I'm an MHMR client.
THE COURT: Put him up.
THE DEFENDANT: No, sir.
THE BAILIFF: Sir, you do not want to do this.
(Defendant leaves courtroom)
Upon Morris' removal from the courtroom, the trial court made findings that the defendant breached decorum and explained that the court's actions were intended to remedy that breach:
THE COURT: The Court will find that the defendant refused to answer the Court's questions. The Court will find that the defendant's demeanor in the presence of the jury as well as outside the presence of the jury towards counsel and towards the Court is sufficient enough to have the defendant removed from trial and he will not be present in the courtroom until he continues-until he exhibits appropriate behavior or demeanor or wishes to come back into the courtroom.
The Court will proceed without him. The Court will enter a plea of not guilty to the charges.
The trial court's actions drew no objections, either from defense counsel or the State. The trial court then called the jury back into the courtroom, and guilt-innocence proceedings commenced in Morris' absence. The State's first witness, Tarrant County Sheriff's Department Detective Melinda Clark, testified that she and other officers executed a search warrant for a cell phone at Morris' home, located in a trailer park on Lot 702. Morris opened the front door himself and was alone in the house. Sheriff's deputies found the cell phone on a nightstand beside Morris' bed. After the phone was submitted for forensic analysis, Detective Clark flew to Post, Texas, to meet with J.C. Detective Clark showed J.C. photographs and text messages found on Morris' cell phone. J.C. confirmed that some pictures were of her unclothed breasts and genitals. The cell phone also contained pictures of Morris *106clothed and unclothed with his penis exposed. Following her interview with J.C., Detective Clark obtained an arrest warrant for Morris.
The State's second witness, Tarrant County Crime Scene Unit Investigator Jerry Brown, testified that the cell phone was seized at Lot 714, which conflicted with the State's first witness's testimony that the cell phone was seized at Lot 702. Defense counsel asked for a bench conference with the trial judge outside the presence of the witnesses and the jury to discuss the discrepancy. The State asserted that the address discrepancy in Brown's report was a typographical error. The trial court then inquired about Morris:
THE COURT: Do you want to take a break to talk to your client, see if he wants to join us?
MR. RAY: I'll ask him that.
THE COURT: While we're on this break, let's do that. Let's take five minutes and see if he wants to play.
The trial court ordered a recess. Upon returning from the recess, and outside the presence of the jury, counsel for Morris indicated that Morris did not want to re-enter the courtroom. The trial court then made remarks for the record regarding its previous use of the stun belt:
THE COURT: Before we bring the jury back in, at the break, Mr. Ray, did you have a chance to talk to Mr. Morris to see if he wanted to join us?
MR. RAY: I did, Judge. He informed me that he would like to stay where he is in the holdover.
THE COURT: All right. For purposes of the record, before we go any further, the Court would like to place into the record, when Mr. Morris began his statements in the presence of the jury and before I was able to send the jury back out, the defendant had gone from merely standing next to counsel to beginning to move to his right just a little bit towards the edge of the table and his agitation continued to increase.
Once the jury was outside the presence-once the jury was outside of the courtroom and outside the presence of the jury, the record will adequately reflect that the defendant continually refused to talk-to answer the Court's questions and his demeanor continued to escalate.
Let the record reflect that within about five feet from where the defendant was standing there is an 87-inch electronic Smart Board that weighs over 200 pounds that is readily within reach of the defendant, that had he grabbed that board, could have brought it over to the counsel table to affect the safety of the lawyers, Mr. Ray and the two prosecutors that would be siting within anywhere from three to five feet if he went the other way.
It was based on the totality of his continuing escalation and his movements that the Court ordered that the shock belt be initiated. It was done for the safety of the lawyers and all of the participants.
After a lunch break, the trial court, through the bailiff, asked Morris again if he wished to be present for proceedings. Morris did not return. Morris' counsel explained to the trial court that Morris was afraid of what would happen:
MR. RAY: I asked him if he wanted to come in court and be present. He said he didn't want to. He said he was scared. I told him he didn't have anything to be scared about. But he would have to behave, that he couldn't run his mouth to the Court, in front of the jury, or anything else. He had to *107be quiet. That didn't change his opinion about what he wanted to do.
Morris refused to exit the holdover cell for the remainder of the day.
The victim J.C. testified third. J.C. testified that at the time she knew Morris, he knew she was still in school. She eventually became friends with Morris on Facebook. She testified Morris turned the conversations sexual, and that she eventually sent him nude images of herself while she was underage. The jury also heard from Kendall Novak, a cell phone examiner with the Tarrant County District Attorney's Office, who explained the technique of recovering text messages and data, including deleted data, from cell phones. He also read explicit text messages sent my Morris into the record. Photographic Analyst Mark Porter testified that based on a court-ordered photograph taken of Morris, he believed the photographs on the cell phone seized at Morris' house were of Morris.
After the close of the State's case, the trial court ordered Morris to appear in the courtroom outside the presence of the jury. Counsel briefly questioned Morris to confirm he did not wish to testify in his own defense. When counsel asked Morris if he would like to be present for closing arguments, Morris replied, "[n]o, sir."
During closing arguments, defense counsel argued that the State could not prove the cell phone in question belonged to Morris because the State failed to provide cell phone records to the jury. Defense counsel also directly addressed Morris' absence from the courtroom:
MR. RAY: [...] Remember the balls and strikes conversation we had yesterday? You might not like me. You might hate Terry Morris. One of you asked why he was wearing jail clothes. He can't behave. He smarted off at the judge. That's why he's not in here.
You might hate him. It's a pretty despicable offense. But in the game of balls and strikes, your oath that you all swore to was not the consideration. Is the ball over the plate or not?
...
The evidence ought to be pretty strong if it's beyond a reasonable doubt. That's the standard. You may not like Terry Morris. I don't like him. Kind of rude. Smells bad, you know. Is he guilty of this?
He might be. The question is not the answer to any of those things.
The question is, did these two lawyers from this witness chair convince 12 of you that they put three balls over the plate, three pitches over the plate? ...
At 2:40 p.m., the jury retired to deliberate. Twenty-five minutes later at 3:05 p.m., the jury returned a guilty verdict.
The punishment phase began the next day. On the first day of the punishment phase of trial, Morris was not present in the courtroom. The record contains no explanation for Morris' absence. The State opened its punishment case with testimony from Paul Rojas, Tarrant County Sheriff's Department fingerprint analyst. Rojas made a positive identification of Morris' penitentiary packet, including prior enhancing judgments. Thirteen-year-old K.W. testified that when she used to live in the same trailer park as Morris, she would do chores for money for various tenants, including Morris. K.W. testified that when she and her friend were in Morris' trailer one time washing his dog, he tried to convince them to have oral sex with him, and then pulled them both toward him, touched her friend's genitals, and tried to touch K.W.'s genitals. He also showed her a picture of his penis. Fourteen-year-old *108A.L. was K.W.'s friend. She confirmed K.W.'s account of the events and said that Morris told her that if she told anyone, he would kill her.
During the second day of punishment proceedings, Morris was present in the courtroom. K.W.'s mother testified that after K.W. and A.L. had come back from washing Morris' dog, they told her that Morris had tried to molest them. After K.W's mother's boyfriend called the police, K.W. and A.L. were interviewed the next morning at the Alliance for Children.
Morris himself took the stand in his own defense on the second day of punishment proceedings. During his rambling testimony, largely given in narrative format, Morris described his mental health history, medications he was using, and issues he had with his neighbors, among other things. He denied ever molesting the girls or having them over to wash his dog. He maintained that the day he was accused of molesting his victims, he had been at a friend's house, and that when he returned to his own home, he saw a group of kids, including A.L. and K.W., sitting in his daughter's bedroom smoking and going through his videos and DVDs they stole from the woman next door.
The jury sentenced Morris to sixty years' in prison.
Analysis
Stun Belts: An Overview
[As] [i]f you had nine-inch nails and you tried to rip my sides out and then you put a heat lamp on me.
-A Maryland police sergeant, describing the sensation of being shocked with a stun belt during a training exercise in a 1998 interview with the Washington Post.4
"A stun belt, also known as a security belt, delivers a 50,000 volt electrical shock to the wearer when activated." Chavez v. Cockrell ,
The type of stun belt which is used while a prisoner is in the courtroom consists of a four-inch-wide elastic band, which is worn underneath the prisoner's clothing. This band wraps around the prisoner's waist and is secured by a Velcro fastener. The belt is powered by two 9-volt batteries connected to prongs which are attached to the wearer over the left kidney region. ... 'The stun belt will deliver an eight-second, 50,000-volt electric shock if activated by a remote transmitter which is controlled by an attending officer. The shock contains enough amperage to immobilize a person temporarily and cause muscular weakness for approximately 30 to 45 minutes. The wearer is generally knocked to the ground by the shock and shakes uncontrollably. ... [T]he belt's metal prongs may even leave welts on the wearer's *109skin requiring as long as six months to heal. An electrical jolt of this magnitude causes temporary debilitating pain and may cause some wears to suffer heartbeat irregularities or seizures.'
People v. Mar ,
A variation of that type of stun belt used in prisoner transport contains a visible belt and attaches to metal handcuffs worn on the wrists. Mar ,
Apart from the physical effects, stun belts also have effects on the wearer's mind. Indeed, the psychological effects were an early selling point in support of the technology. Id . at 252. Stun-Tech REACT belts were initially marketed as giving law enforcement officials " 'total psychological supremacy ... of potentially troublesome prisoners,' " and company officials touted the devices as "act[ing] more as a deterrent rather than a means of actual punishment because of the tremendous amount of anxiety that results from wearing a belt that packs a 50,000-volt punch." Id . Federal courts have not only recognized the anxiety-inducing effects of stun belts, but have also raised concerns that the ambient anxiety associated with wearing a stun belt could potentially cause constitutional problems for defendants. As the Eleventh Circuit observed in a stun belt case, "[t]he fear of receiving a painful and humiliating shock for any gesture that could be perceived as threatening likely chills a defendant's inclination to make any movements during trial-including those movements necessary for effective communication with counsel." United States v. Durham ,
Beyond anxiety, stun belts may affect the brain in other ways. While the neurological effects of stun belts have not been extensively researched, at least one recent study showed that when a stun belt is used to actually administer an electric shock, the stun belt wearer's cognitive abilities can be adversely, if temporarily, affected. See Robert J. Kane and Michael D. White, TASER® Exposure and Cognitive Impairment: Implications for Valid Miranda Waivers and the Timing of Police Custodial Interrogations , 15 CRIMINOL
*110OGY & PUB. POL'Y 79-107 (Feb. 2016).6 In this study, healthy, mostly college student participants aged eighteen to thirty-four who received one five-second shock from a TASER suffered from mild cognitive impairment in the areas of verbal learning and memory commensurate with the "mean level of cognitive functioning for 79-year-old nondemented adults ...." The cognitive effects lasted up to an hour. Id . at 21. Participants also reported "significant negative change in several subjective state self-measures, including concentration difficulty, anxiety level, and feeling overwhelmed." Id . at 20. Researchers theorized that if electric shocks of that nature could affect young, healthy participants' cognition to that extent, electric shocks from TASER-type devices would lead to even greater impairment for subjects "who may be drunk, high, or mentally ill and in crisis at the time of exposure[.]" Id . at 22.
A. Court Reaction to Stun Belts
The use of stun belts on criminal defendants has proven controversial throughout the years, and the Indiana Supreme Court has banned their use in courtrooms outright. See Wrinkles v. State ,
In Texas, before even being able to place a stun belt as a restraint on a defendant, the trial court must hold a hearing and establish that the use of the restraint is necessary. Simms v. State ,
B. Stun Belts as a Decorum-Enforcement Method
Whether a trial court can use a stun belt to enforce courtroom decorum through the use of electric shocks is largely an open question. Near as we can tell, only one court in the country-the United States Court of Appeals for the Ninth Circuit-has ever directly addressed a judge's use of a stun belt to enforce decorum in the absence of any legitimate security concerns.
*111See Hawkins ,
It is at the precipice of this important debate between decorum and security where this Court sits in the case at bar. While this issue has apparently arisen at least once before in a Texas courtroom,7 at least at the present time, this case presents an apparent issue of first impression. No case deals with the precise situation at bar: that is, a challenge to the propriety of the trial court's actual use of the stun belt to administer electric shocks as a way to enforce decorum.8
*112Given the lack of state-specific case law on this point, given the persuasive rationales advanced by out-of-jurisdiction courts, and given the trial court's extreme and outrageous conduct here, we hold that decorum concerns alone are not enough to justify shocking a defendant multiple times, even outside the presence of the jury.
Constitutional Framework
The briefing from the State and Morris make clear that this case implicates two separate constitutional concerns: a defendant's right to be free from restraints during trial, and a defendant's right to be present at trial. Those rights touch on separate provisions of the federal constitution. We discuss them in turn.
The Due Process Clause of the Fifth Amendment secures a defendant's right to a fair trial. United States v. Moore ,
*113The Sixth Amendment's Confrontation Clause protects a cluster of rights for criminal defendants, including the right to be present at every stage of trial. Illinois v. Allen ,
Preservation of Error
Before reaching the merits, we have procedural matters to address. The State opens its defense of Morris' conviction by arguing that this Court is powerless to address the trial court's actions in using the stun belt at all. Why? The State asserts that any error the trial court made in shocking Morris three times for his disobedience and disrespect of the trial court was waived by Morris' failure to object, both at the time he was fitted for the stun belt and each time the trial court electrocuted him.
The State does concede that Morris made the comments "You're torturing an MHMR client" and "You have no right to do this," which could arguably be construed as objections. Nevertheless, the State insists that these protestations were insufficient to preserve error-Morris was represented by counsel, who never objected to the trial court's electrocution orders, and the trial court was free to disregard Morris' "pro se objection" unless "(1) the objection is adopted by counsel, (2) the trial court permits a hybrid representation situation, either as to the particular objection or in general, or (3) the trial court denies the pro se objection on the merits." Fleck v. State , Nos. 01-09-00983-CR, 01-11-00271-CR, 01-11-00272-CR,
The State's arguments on Morris' objections or lack thereof beg a more fundamental question: was Morris even required to object to his own electrocution under these circumstances?
The answer is no.
1. Was Morris Required to Object?
Generally speaking, before an appellate court may address an issue on appeal, the error must have been preserved in the trial court. At its core, the concept of error preservation is simple: "The complaining party must let the trial judge know what she wants and why she thinks she is entitled to it, and do so clearly enough for the judge to understand and at a time when the trial court is in a position *114to do something about it." Bekendam v. State ,
However, Rule 33.1 does not apply to all errors in a criminal case. Appellate courts may review some errors in a criminal case even in the absence of a trial-level objection. In Marin v. State , the Texas Court of Criminal Appeals identified three categories of rights relevant to an appellate court's preservation analysis: "(1) absolute requirements and prohibitions; (2) rights of litigants which must be implemented by the system unless expressly waived; and (3) rights of litigants which are to be implemented upon request." Marin v. State ,
The question here is whether the error Morris complains of falls into Category 3 under Marin . If so, a trial-level objection and ruling were required under Rule 33.1.
We agree with the State that Morris was required to object to the trial court outfitting him with a stun belt at the outset of trial in order to preserve any improper restraint points on appeal. The law on that point is clear: a defendant who fails to object waives any complaint that the trial court made him wear an unnecessary restraint like a stun belt. Jackson ,
Where we part ways with the State is on whether Morris needed to object to the trial court's separate action of actually administering electric shocks in order to obtain appellate review as to the propriety of the trial court's actions. The State says Morris also needed to object at that point to preserve error for appellate review. We disagree.
"If a category of error by its very utterance tends to threaten the integrity of the criminal adjudicatory process itself, we may, consistent with Marin , deem it proper for appellate courts to at least consider the merits of these claims-even in the absence of a trial-level objection-and take corrective measures as appropriate." Proenza ,
Preservation does not stand as an obstacle to our review of the trial court's actions on the merits.
Did the Trial Court Abuse Its Discretion by Using the Stun Belt to Maintain Courtroom Decorum, Rather than For Legitimate Security Purposes?
Having found that the absence-from-trial error is properly within our purview, we turn to the merits of Morris' claim. In assessing whether the trial court erred by shocking Morris, we divide our analysis here into two parts. We first address whether Texas trial courts may use stun belts to enforce decorum-and answer "no" to that question. We then address whether the trial court's post hoc oral statements that it administered the shocks for security purposes stands up to scrutiny.
Matter of First Impression: Trial Courts Cannot Use Stun Belts to Enforce Decorum
We must subject courtroom security practices that "pose such a threat to *116the 'fairness of the factfinding process' " to "close judicial scrutiny." Holbrook v. Flynn ,
The United States Supreme Court first took up the issue of balancing a defendant's Sixth Amendment confrontation right to be physically present in the courtroom against the trial court's power to enforce the essential state interests of decorum and order in Illinois v. Allen . In that case, the defendant Allen, on trial for robbery, insisted on representing himself in court.
The Illinois Supreme Court reversed Allen's conviction, holding that the trial court erred by excluding the defendant from the courtroom and thereby violating his right to be present for trial, which was absolutely and inviolable. Id . at 341-42,
Allen identified at least three constitutionally permissible ways the trial court could have dealt with the defendant. The trial court, after a warning, could properly exclude the defendant from the courtroom until the defendant agreed to behave properly. Id . at 344,
Significantly, Allen did not hold that those three methods were the only means by which a trial court could deal with a disruptive defendant. Other security arrangements may satisfy constitutional concerns. See , e.g. , Holbrook v. Flynn ,
As other courts have recognized, the mere outfitting of a defendant of a stun belt must be necessitated by legitimate courtroom security or risk of flight concerns-and even then, it must only be used as a last resort. See, e.g., Moore ,
In Deck , the Supreme Court observed that "[j]udicial hostility to shackling may once primarily have reflected concern for the suffering-the 'torture' and 'torments'-that 'very painful' chains could cause."
We hold that stun belts may be actually deployed only in extraordinary circumstances when immediate security concerns or flight risk justify use. We further hold that the use of stun belts for other purposes, such as a method to enforce decorum or as a punishment for a defendant's obstreperous conduct, is constitutionally prohibited and falls outside the wide discretionary penumbra for courtroom management set by Allen .
The Record Shows the Trial Court Impermissibly Used the Stun Belt to Enforce Decorum, Not For a Legitimate Security Purpose
Having held that only valid security concerns can justify the activation of a stun belt, we next turn to the question of whether the trial court here, in fact, used the stun belt to address valid security concerns. We note that the State never explicitly argues that the trial court had the inherent authority to discipline Morris for his outbursts by using the stun belt. Rather, in defense of the trial court's actions, the State directs our attention to the trial court's post hoc explanation of its actions in shocking Morris as being driven primarily by security concerns for the court and trial counsel. The State candidly admits that "[t]he trial court's comments when shocking Appellant ... would be troubling had the trial court not explain[ed] in the passage quoted above what was happening when the shocks were ordered[,]" but it nevertheless urges us to defer to the trial court's explanation without inquiry, particularly given that the explanation drew no on-the-record objection from Morris' counsel.
While we as an appellate court owe due deference to the trial judge's findings, we need not defer to findings that find no support in the record, nor are we entitled to defer to a trial judge's incorrect legal conclusion. See State v. Weaver,
[Trial court concludes discussion in which defendant, in response to a question as to whether the defendant wanted punishment to be tried by the jury or the court, refused to provide an answer. The trial court took defendant's "standing mute" as a request for the Court to assess punishment. Trial counsel assented.]
MR. RAY: We have one other thing before we get to the Motion to Suppress. I'd asked Mr. Morris before we started, I was asking his clothes sizes so I could get him some clothes, and he indicated to me that he didn't want to have me get any clothes for him. I'd just like the Court to address that with him. If he wants to wear jail clothes, it's all right with me if that's what he wants to do, but I think he needs to be admonished of the consequences of that.
THE COURT: Okay. When we come into court and the jury comes in, the law says that you have an absolute right not to have to appear in jail clothes. Okay? That you can be dressed as if you were not in jail, that you are out on bond. That way the jury does not know that you're in jail. Okay? That's why Mr. Ray was trying to find out what size clothes you wear, so he could bring you clothes to wear in the presence of the jury. If you don't want to wear civilian clothes, if you want to wear your jail clothes, you have that right to do that too. So my question is, do you want to be tried in front of the jury wearing your jail clothes, or do you want to let Mr. Ray bring you some civilian clothes in to wear in front of the jury so that the jury would not know that you are in jail?
THE DEFENDANT: Actually, I'd like to recant on that, if you don't mind, sir.
THE COURT: I'm sorry?
THE DEFENDANT: Go ahead and let the jury decide, please.
MR. RAY: You want the jury to set your punishment?
THE DEFENDANT: Yes.
THE COURT: All right. So are you saying you do or you do not want to wear jail clothes?
THE DEFENDANT: Doesn't matter to me, sir.
THE COURT: Well, the law is I have to have you wear civilian clothes unless you tell me no.
THE DEFENDANT: I don't know what to say really. I really don't know. I-
THE COURT: All right. Well here's what we'll do. Here's what we'll do-
THE DEFENDANT: -stand here with this guy.
*120THE COURT: Here's what we'll do next week. We need to get the sheriff involved, we will get a shock belt and we'll put- we're going to put a shock monitor on your leg. Okay? Because then if you don't behave and do what the bailiffs ask you to do, then we can shock you to where we put you down on the ground and we'll forcibly put clothes on you. So I don't want to do that. That's why I'm asking you. Do you want to just tell me right upfront, do you want to agree to wear the clothes or not wear the clothes? Because otherwise, I'm going to have to do some extraordinary methods. I'm going to have to do some extraordinary things to make sure that I comply with the law. So-
THE DEFENDANT: Do I have to wear them?
THE COURT: You don't have to if you don't want to.
THE DEFENDANT: I don't want to.
THE COURT: All right. That's very good. That's very good. Then we'll let you appear in your jail clothes.
THE DEFENDANT: Great.
We are mindful of our duty to defer to the trial court's reasonable use of discretion in maintaining order, but the trial court must have predicate security grounds before the exercise of that discretion is warranted. Here, the trial court's delayed attempts to backpedal its rationale for electrocuting Morris by raising security grounds as an explanation for its actions after Morris refused to appear for trial will not bar us from finding error. The record is clear, and it speaks for itself. The trial court opened criminal proceedings by threatening, at the arraignment, to use the stun belt against Morris to force him to appear in civilian clothing if Morris did not decide if he wanted to appear in civilian clothing or prison clothing for trial. Later, the trial court electrocuted Morris three times, each time after Morris did not directly answer the question of whether he would "behave." Between the second and the third shock, the trial court asked counsel for both sides to please be seated, and attempted to engage Morris in a colloquy regarding his right to self-representation, which undercuts the trial court's pretextual statement about security concerns. This course of conduct, coupled with the trial court's post-shock remark to defense counsel about seeing if Morris wanted to come back to the courtroom and "play," evinces the trial court's erroneous belief that it could use the stun belt not as a last-resort security measure, but as a tool to force compliance with courtroom protocol and decorum.
Assuming that the trial court's description of the courtroom was correct, and that Morris was within reaching distance of a large television-type screen, there is no evidence in the record that the trial court contemporaneously perceived Morris to be a threat for that reason. In fact, the only findings the trial court made after Morris was removed from the courtroom dealt with Morris' disruptive verbal behavior. In light of those contemporaneous oral finding, the trial court's later findings become even less convincing. Rather than providing cover for the trial court's actions, the trial court's belated "security" explanation-which took place after two witnesses had already testified and the defendant refused to return to courtroom-only bolsters our conclusion that the trial court's actions were, in fact, punitive and aimed at rectifying perceived disrespect. Such use of the stun belt is impermissible. The trial court, realizing its error too late, attempted to salvage the proceedings by offering a pretextual explanation of its previous actions. That pretextual explanation finds no footing in the record before us.
*121The trial court abused its discretion, exceeded its authority, and violated Morris' constitutional rights by deliberately shocking him three times in the absence of any valid security concerns. Cf. Belcher ,
Morris' Absence from the Trial Was Not Voluntary
Finally, we address the State's contention that error in this case was, in essence, invited. The State asserts that Morris waived his right to be present by engaging in misconduct before the trial court, thereby provoking the trial court to physically remove him. As for Morris' subsequent absence from the courtroom, the State maintains that the trial court invited him to rejoin the proceedings several times. Morris refused. Thus, because Morris voluntarily absented himself from the proceedings even though the trial court provided Morris with the opportunity to return, the fault for Morris' absence lies with Morris and not the trial court-and Morris cannot benefit on appeal from the consequences of his own actions.
"[A] defendant can lose his right to be present at trial if, after he has been warned by the judge that he will be removed if he continues his disruptive behavior, he nevertheless insists on conducting himself in a manner so disorderly, disruptive, and disrespectful of the court that his trial cannot be carried on with him in the courtroom." Allen ,
We agree with the State that the trial court was within its power to order Morris removed from the courtroom for his conduct; disrespect of the court, talking out of turn, and disrupting proceedings are recognized as valid reasons to exclude a defendant from proceedings (and had that been the only thing the trial court did in the lead up to Morris' removal, this case would be an easy affirmance). The trial court also did ostensibly offer to let Morris return to the courtroom several times. Morris declined to re-enter the courtroom. The State insists that the trial court's offer to let Morris back into the proceedings satisfied any constitutional obligations under Allen , and that after the trial court extended the offer, Morris voluntarily waived the right to be present by refusing to re-enter the courtroom.
The matter is not so simple.
We cannot, as the State suggests, view the actions of the trial court in a vacuum. The nature and severity of the trial court's actions prior to Morris' removal proximately caused Morris' constructive exclusion from the courtroom by instilling in him a reasonable fear of arbitrary and capricious electrocution. The State directs our attention to cases showing that absences resulting from the defendant's own conduct, such as suicide attempts and self-intoxication, *122cannot form the basis for a valid absence claim. Smith v. State ,
The State also cites several out-of-state cases in which courts found that a defendant's absence from the courtroom due to concerns about the stun belt were voluntary absences. See State v. Lehr ,
As a fallback, the State also attacks Morris' argument that he was afraid, as the trial court's transcript show his counsel only referencing a general claim of fear but not specifically stating why Morris would be afraid to come back to the courtroom. "In the absence of any evidence to the contrary, the court should engage in the presumption that the trial court finding regarding the voluntariness of appellant's absence is correct." Aguirre v. State ,
Error is clear from this record. The trial court violated Morris' Sixth Amendment right to be present for trial by inflicting unjustifiable physical pain on Morris, thereby causing him to refuse to re-enter the courtroom for the entirety of the guilt-innocence phase and a substantial portion of the punishment phase of trial. Cf.
*123Belcher ,
Was Morris Legally Harmed by the Trial Court's Error?
The trial court's actions, without a doubt, caused Morris physical harm. Having found that the trial court erred, the operative question for us on appeal is whether Morris suffered a legal harm from that error sufficient to warrant reversal of his conviction in its entirety.
Again, because we write without the benefit of similar Texas cases to guide us, the harm standard we must employ here is unclear. Morris urges to adopt a per se harm standard that would require automatic reversal of any conviction involving a defendant who was improperly shocked while wearing a stun belt, maintaining that there is "widespread rejection of the use of this device as an implement of torture." The State, by contrast, argues that we must apply the harmless error review standard set out in TEX.R.APP.P. 44.2(a) -that is, we must reverse the conviction unless we determine "beyond a reasonable doubt that the error did not contribute to the conviction or punishment." This is the standard used when a defendant is wrongfully tried in absentia or otherwise excluded from the courtroom. See Jasper v. State ,
We agree with the State that, under the harm standards promulgated by the Texas Court of Criminal Appeals, we must review this error for harmlessness beyond a reasonable doubt.
What Harm Standard Must We Use?
We employ a three-tiered approach to assessing harm. The level of harm necessary to warrant appellate reversal depends on which conceptual category the error fits.
The first category of errors are known as structural errors. "A structural error affects the framework within which the trial proceeds, rather than simply an error in the trial process itself[.]" [Internal quotation marks, citation, and alterations omitted]. Schmutz v. State ,
The remaining types of errors, described in case law simply as "trial errors," are subject to the harm standards set out in *124TEX.R.APP.P. 44.2. Non-structural constitutional trial errors are subject to harmless error review, meaning that they require reversal unless the reviewing court believes beyond a reasonable doubt that the error did not contribute to the defendant's conviction. TEX.R.APP.P. 44.2(a).
All other non-structural, non-constitutional "error[s], defect[s], irregularit[ies], or variance[s]" must be disregarded unless they affect "substantial rights." TEX.R.APP.P. 44.2(b). "A substantial right is affected when the error had a substantial and injurious effect or influence in determining the jury's verdict." King v. State ,
While we are inclined to agree that the use of non-security-related electric shocks to the point that the defendant fears a return to the courtroom certainly sounds like a structural error that affects the framework in which a trial proceeds, we also recognize that a majority of the Texas Court of Criminal Appeals has not yet decided that TEX.R.APP.P. 44.2(a) permits intermediate appellate courts to decide that structural errors beyond those explicitly identified by the United States Supreme Court exist. Because the United States Supreme Court has not yet spoken on the subject of stun belts, and because we find ourselves unable to "declare certain classes of federal constitutional violations to be so detrimental to the conduct of a fair trial as to be immune to harm analysis before the Supreme Court has spoken on the subject[,]" Lake v. State ,
Still, under that standard, we find that reversal is warranted in this case.
The Trial Court's Error Was Not Harmless Beyond a Reasonable Doubt
We head into our constitutional harmless error analysis presuming that reversal is required. See TEX.R.APP.P. 44.2(a). We may only affirm Morris' conviction if we are convinced, beyond a reasonable doubt, that the trial court's error had no effect on the jury's verdict.
Factors that courts may consider in assessing harm under Rule 44.2(a) include the nature of the error, whether it was emphasized by the State, the probable implications of the error, and the weight the jury would likely have assigned to the error. Snowden v. State ,
Applying these standards, we are not convinced that the error did not contribute to Morris' conviction or punishment.
The State advances a two-pronged theory of harmlessness. The main thrust of the State's harm argument is that the trial court's actions could not have prejudiced Morris since the shocks did not take place in the presence of the jury. We hesitate to endorse the State's rationale outright. While we understand that the harmless-error inquiry is not "intended to satisfy any punitive, deterrent, or remedial purpose[,]" that the potential for errors like this to continue in future cases plays no part in our decision to overturn a verdict, and that we "should adhere strictly to the question of whether the error committed in a particular case contributed to the verdict obtained in that case [,]" [emphasis in original] Snowden ,
In Morrison v. State ,
Nevertheless, the Court also made it clear that had it not been for the success of defense counsel's aim-for-the-lesser-offense strategy, the defendant would have suffered serious harm from being absent from the majority of trial. Id . at 664-65. In contrasting that defendant's situation from other cases in which our sister courts found that brief absences from trial were harmless, we held that the exclusion from the majority of trial "limited Appellant's ability to assist counsel with virtually any portion of his defense[,]" and "we agree[d] with Appellant that the jury could have drawn a negative inference from the fact that the trial court permanently excluded Appellant from his entire trial after only witnessing a single and relatively short outburst." Id . at 664. "Given the extreme nature of the trial court's decision to immediately banish Appellant from the courtroom based on that incident, the jury may have speculated that Appellant had previously engaged in much more egregious, and perhaps even violent, conduct to warrant that decision." Id . at 664.
*126Here, Morris' absence through the entirety of the guilt-innocence phase and through large parts of the punishment phase was the direct result of the trial court's conduct. While the trial court shocked Morris outside the presence of the jury, the trial court's actions were so pervasive they effectively caused his absence. That abrupt absence following an outburst from Morris certainly could have weighed on the jury's mind in rendering its verdict.
The second prong of the State's harmlessness argument is somewhat stronger, but still unavailing. The State asks us, if we find the trial court erred in shocking Morris, to find the error was harmless beyond a reasonable doubt and affirm Morris' conviction based on "the utter hopelessness of Appellant's case and the lack of anything that could be contributed by Appellant's presence at the guilt stage[.]" It is true that the State's evidence against Morris was strong, and that "the presence of overwhelming evidence supporting the finding in question can be a factor in the evaluation of harmless error" under Rule 44.2(a). Motilla ,
Even so, as we noted in Morrison , the defendant's absence from trial is not a trivial factor in the jury's decision-making process. On the contrary, it is palpable and its impact cannot readily be assessed-and as such, under Lake , we must assume it had some effect. In cases such as this one, even if the defendant does not testify, his demeanor will play a role in the jury's determination of guilt and innocence.
Given Rule 44.2(a)'s presumption in favor of reversal, given the importance of the right that was violated and the pervasive manner in which it was violated, and given the intangible effect that Morris' absence may have had on the jury, we cannot say beyond a reasonable doubt that this error was harmless. Because the error occurred during the guilt-innocence phase, Rule 44.2(a) requires us to reverse Morris' conviction in its entirety, both as to guilt and punishment.
Summary
We close by stating the obvious: this case represents an extreme, idiosyncratic fact pattern. While the trial court's frustration with an obstreperous defendant is understandable, the judge's disproportionate response is not. We do not believe that trial judges can use stun belts to enforce decorum. A stun belt is a device meant to ensure physical safety; it is not an operant conditioning collar meant to punish a defendant until he obeys a judge's whim. This Court cannot sit idly by and say nothing when a judge turns a court of law into a Skinner Box, electrocuting a defendant until he provides the judge with behavior he likes. Such conduct has no place in this State's courts.
We have no choice but to reverse. Issue One is sustained.
*127CONCLUSION
We reverse and remand for a new trial based on the trial court's improper use of the stun belt. Because Morris' remaining issues, if meritorious, would at most entitle him only to that relief which he has already received (reversal and remand for a new trial), we decline to address Issues Two, Three, and Four as unnecessary to the resolution of this appeal. TEX.R.APP.P. 47.1.
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