MORONGO BAND v. State Water Resources Control Bd.

62 Cal. Rptr. 3d 492, 153 Cal. App. 4th 202, 2007 Cal. App. LEXIS 1158
CourtCalifornia Court of Appeal
DecidedJuly 12, 2007
DocketC052177
StatusPublished

This text of 62 Cal. Rptr. 3d 492 (MORONGO BAND v. State Water Resources Control Bd.) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
MORONGO BAND v. State Water Resources Control Bd., 62 Cal. Rptr. 3d 492, 153 Cal. App. 4th 202, 2007 Cal. App. LEXIS 1158 (Cal. Ct. App. 2007).

Opinion

62 Cal.Rptr.3d 492 (2007)
153 Cal.App.4th 202

MORONGO BAND OF MISSION INDIANS, Plaintiff and Respondent,
v.
STATE WATER RESOURCES CONTROL BOARD, Defendant and Appellant.

No. C052177.

Court of Appeal of California, Third District.

July 12, 2007.

*493 Bill Lockyer, Attorney General, Tom Greene and Mary E. Hackenbracht, Assistant Attorneys General, and Matthew J. Goldman, Deputy Attorney General, for Defendant and Appellant.

Manuela Albuquerque, City Attorney (Berkeley), for League of California Cities and California State Association of Counties as Amici Curiae on behalf of Defendant and Appellant.

Somach, Simmons & Dunn, Stuart L. Somach, Kristen T. Castañlos, Sacramento, *494 and Kanwarjit S. Dua for Plaintiff and Respondent.

Diepenbrock Harrison, Michael V. Brady, Sacramento, Jon D. Rubin and Sean K. Hungerford for San Luis & Delta-Mendota Water Authority and Westlands Water District as Amici Curiae on behalf of Plaintiff and Respondent.

BUTZ, J.

Is a water right holder facing license revocation by the State Water Resources Control Board (Water Board) deprived of due process of law when the revocation is being prosecuted by the same attorney who simultaneously acted as legal advisor to the Water Board in an unrelated administrative proceeding? The trial court answered this question in the affirmative. Relying on Quintero v. City of Santa Ana (2003) 114 Cal.App.4th 810, 7 Cal.Rptr.3d 896 (Quintero) as controlling precedent, the court issued a writ of mandate ordering the disqualification of Water Board Attorney Samantha Olson as a prosecutor, in the case.

The Water Board appeals, claiming that (1) Quintero was wrongly decided and should not be followed by this court, and (2) Quintero is distinguishable and did not require disqualification of Attorney Olson from acting as prosecutor in the revocation proceeding.

We decline the Water Board's invitation to part company with Quintero. We also conclude that the trial court correctly followed Quintero and other precedents in ordering Attorney Olson disqualified. We shall affirm.

FACTUAL BACKGROUND

On April 28, 2003, the Water Board issued a "Notice of Proposed Revocation" of water right license No. 659 (License 659) against licensee/plaintiff Morongo Band of Mission Indians, a federally recognized Indian tribe of California (Morongo). Water Board staff counsel Samantha Olson was identified as one of the members of the enforcement team prosecuting the case. Morongo objected to the proposed revocation and filed a request for rehearing, which the Water Board denied.

On March 15, 2004, Morongo filed a petition to disqualify the entire enforcement team based on the fact that Attorney Olson had concurrently acted as advisory counsel to the Water Board in an unrelated proceeding.

The unrelated proceeding on which Attorney Olson served as advisory counsel to the Water Board has been referred to in this action as the Lower American River proceeding. Although the record is unclear as to when it was commenced, evidentiary hearings were conducted in the Lower American River proceeding on May 31 and June 13, 2002. The Water Board also held closed sessions to deliberate its decision in the Lower American River proceeding on July 16, 2003, and the proceeding continued until it was terminated on January 11, 2005. Thus, there was a 22-month overlap between initiation of the Morongo case and the termination of the Lower American River proceeding.

Morongo's petition to disqualify the enforcement team was denied by a hearing officer, and a petition for reconsideration to the Water Board was also denied.

Morongo then filed the instant petition for writ of mandate in superior court, contending that the Water Board had abused its discretion in denying its petition to disqualify the enforcement team.

The trial court, relying on Quintero's "bright-line rule," that an administrative agency attorney may not hold more than one position at the same time, issued a writ of mandate compelling Attorney Olson's *495 disqualification, owing to her simultaneous status as prosecutor in the Morongo case and advisory counsel in the Lower American River proceeding. The Water Board appeals.

DISCUSSION

I. Standard of Review

The parties are in disagreement on the standard of review of the judgment granting mandamus relief to disqualify Attorney Olson. The Water Board claims this court should apply its independent judgment, "balancing efficiency and fairness concerns." Morongo claims the order is presumed correct and that the Water Board must show a "clear case" of abuse of discretion. The truth lies somewhere in between.

The trial court's order of disqualification constitutes a mixed question of law and fact. We apply the substantial evidence standard to review the trial court's express or implied factual findings. We then independently review the court's legal conclusion that Attorney Olson's participation would render the hearing fundamentally unfair. (See Nightlife Partners, Ltd. v. City of Beverly Hills (2003) 108 Cal. App.4th 81, 87, 133 Cal.Rptr.2d 234 (Nightlife Partners); Gai v. City of Selma (1998) 68 Cal.App.4th 213, 219, 79 Cal. Rptr.2d 910.)

II. Quintero Was Correctly Decided

The Water Board first launches a broadside attack upon the Quintero decision, claiming it was wrongly decided and should not be followed by this court.

In Quintero, a discharged employee of Santa Ana's police department appealed the decision to terminate him to the city's Personnel Board. The Personnel Board upheld the termination and the plaintiff petitioned for relief, on grounds, inter alia, that he had been denied a fair hearing due to the fact that the assistant city attorney who prosecuted the case (Attorney Halford) had, at times, also acted as counsel for the Personnel Board. The trial court rejected the challenge because the plaintiff had not shown "actual bias" on the part of the Personnel Board. (Quintero, supra, 114 Cal.App.4th at p. 812, 7 Cal.Rptr.3d 896.)

Santa Ana argued that the plaintiff had shown neither actual bias nor the probability of bias on the part of the Personnel Board, since there was no evidence that Attorney Halford represented both the city and the Board in the same proceeding. (Quintero, supra, 114 Cal.App.4th at p. 813, 7 Cal.Rptr.3d 896.)

The Court of Appeal, Fourth Appellate District, Division Three, disagreed. While early cases had held that overlapping roles between prosecutorial and adjudicatory functions in administrative proceedings do not amount to a constitutional violation absent specific evidence of bias (Quintero, supra, 114 Cal.App.4th at p. 814, 7 Cal. Rptr.3d 896), case law in California has evinced "rising `concern over too close a connection between an advocate and the decisionmaker.'" (Ibid.)

Against this backdrop, the Quintero court reviewed several instances in which Attorney Halford, who prosecuted the case, had, in the recent past, acted as legal advisor to the Personnel Board. Viewing the historical record in its entirety, the Court of Appeal determined that Halford's participation as prosecutor in the Personnel Board proceeding created the appearance of bias, thereby violating procedural due process. "For the Board to allow its legal adviser to also act as an advocate before it creates a substantial risk that the Board's judgment in the case before it will be skewed in favor of the prosecution.

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62 Cal. Rptr. 3d 492, 153 Cal. App. 4th 202, 2007 Cal. App. LEXIS 1158, Counsel Stack Legal Research, https://law.counselstack.com/opinion/morongo-band-v-state-water-resources-control-bd-calctapp-2007.