Morgenthau v. Barrett

108 F.2d 481, 71 App. D.C. 148, 1939 U.S. App. LEXIS 2597
CourtCourt of Appeals for the D.C. Circuit
DecidedNovember 6, 1939
DocketNo. 7340
StatusPublished
Cited by8 cases

This text of 108 F.2d 481 (Morgenthau v. Barrett) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Morgenthau v. Barrett, 108 F.2d 481, 71 App. D.C. 148, 1939 U.S. App. LEXIS 2597 (D.C. Cir. 1939).

Opinion

GRONER, C. J.

In May, 1938, petitioner-appellee filed in the District Court his petition for a writ of mandamus1 directed to the Secretary of the Treasury and the members of the Department’s Committee on Enrollment and Disbarment, commanding them to admit him as an attorney. In the alternative, he prayed that the court declare his rights, as a retired officer of the army, in relation to the controversy. Upon entry of a rule to show cause, the Secretary and the Committee filed their return and answer. The trial court sustained petitioner’s demurrer to' the answer and issued the writ.

The facts are not in dispute. Petitioner was an officer of the regular army on active duty from 1908 to 1920, at which time he held the rank of Captain of Ordnance. On November 30, 1920, having been found physically disqualified by reason of disability incident to the service, he was retired from active service, under the provi[482]*482sions of Sec. 3 of an Act approved October 1-, 1890,2 with the rank and retired pay of major. Since 1920 he has had no duties and has performed no service in or for the army. He exercises and can exercise no command, unless recalled to active service. Since his retirement petitioner has been a member in good standing of the bars of the Supreme Court of the United States, the Supreme Court of New York, and the Supreme Court of New Hampshire, and at the time of his application for enrollment as an attorney entitled to practise before the Department was practising law in New York City. The application was referred to the General Counsel of the Department for an opinion whether as “an officer of the United States” petitioner was eligible for admission as an attorney. The opinion was adverse, and he was refused admission, solely on the ground that, being an “officer of the United States,” he was barred by Secs. 109 and 113 of the Criminal Code.3

The former section provides that no “officer of the United States,” or person holding any place of trust or profit under the government, shall act as an agent or attorney in prosecuting any claim against the United States.4 Petitioner admits that, as the recipient of retired pay he holds such a place of profit and therefore may not lawfully prosecute a claim against the United States. But he says that practice before the Treasury Department involves representation of private persons in relation to many matters other than claims against the United States, and the answer specifically admits this allegation. Indeed, appellants concede that numerous persons have been and are enrolled and recognized as attorneys who may not under the law represent claimants in respect to claims against the United States.5 In this view, petitioner insists that, since this section does not proprio vigore debar his admission to practice, the committee was in error in assigning it as one of the causes of its refusal to grant his application. We think petitioner’s position in this regard is correct.

This brings us, then, to consider the provisions of the other section, which makes it unlawful for any “Senator, Member of or Delegate to Congress, * * * head of a department, or other officer or clerk in the employ of the United States, * * * directly or indirectly [to] receive, or agree to receive, any compensation * * * in relation to any proceeding * * * or other matter or thing in which the United States is a party or directly or indirectly interested, before any department.” etc.6

[483]*483Appellants’ position is that petitioner is “an- officer in the employ of the United States” and that, since the United States are either directly or indirectly interested in every matter pending in the Treasury Department, petitioner as such officer is, under the terms of this section, ineligible for admission to practice. Petitioner denies that his retired status makes him an officer within the terms or the spirit of the section. The issue is thus a narrow one, and in the precise form in which it arises here has not been submitted for judicial determination before. In reaching a conclusion, it is well to remember that the word “officer” is a term of variable import, whose connotation changes with the setting in which it is used. Considered in this light, it is necessary to decide (1) whether petitioner is an officer of the United States and, if he is, (2) whether he is also in the employ of the ■United States. The relationship to the government of a retired army or “naval officer has been considered in varying circumstances in a number of judicial decisions and also in a number of opinions of Attorneys General.

The Court of Claims has sometimes held a retired army officer to be an “officer” 7 and has sometimes held to the contrary.8

In at least two well-considered state court cases petitioner’s position finds strong support. In Reed v. Schon, 2 Cal. App. 55, 83 P. 77, 79,9 the issue involved the eligibility of a retired army captain for the office of- mayor of the City of San Diego. The court stated the question to be whether his army status brought him within a statute prohibiting a person holding a lucrative office under the United States, from election as mayor of a California city, and answered the question in the negative, saying inter alia:

“It is true that a retired officer may be detailed to perform- the duties of the several offices or employments specified in the statutory provisions that have been cited, such as an officer at a soldiers’ home, or as a professor, or in connection with the militia of the state, or in the military service in time of war; but these are mere offices or employments to which he may be appointed; and until they happen no service can be required of him. Nor can the mere fact that he is subject to the remote contingency of being thus employed be regarded as such a duty as is contemplated in the definition. All this is apparently implied in the expression ‘retired officer,’ which may be regarded as fairly synonymous with the words ‘ex-officer,’ or ‘cidevant officer,’ and implies that he is no longer an officer in the proper sense of the term.”

The other case (People v. Duane, 121 N.Y. 367, 24 N.E. 845) arose in similar circumstances. Duane had held the ’office of brigadier-general and chief of engineers in the United States Army. He was retired from active service by operation of law and took up residence in New York City, and in the same year was appointed commissioner of the aqueduct and entered upon the discharge of the duties of the office. The laws of New York provided for the appointment of commissioners, with the limitation that they should hold no other office, federal, state, or municipal. The case involved Duane’s right- to hold the office to which he had been appointed. Judge O’Brien, after an examination of the federal statutes in relation to retired officers of the army, their duties, and functions, reached the conclusion that none of these duties conferred upon Duane the character of a public officer, and likewise that none of the rights and privileges which he enjoyed under the retirement acts brought the case within the policy of the disqualifying clause of the New York statute.

Attorney General Mitchell took substantially the same view on the eligibility of a retired army officer to appointment as one of the commissioners of the District [484]*484of Columbia.

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Bluebook (online)
108 F.2d 481, 71 App. D.C. 148, 1939 U.S. App. LEXIS 2597, Counsel Stack Legal Research, https://law.counselstack.com/opinion/morgenthau-v-barrett-cadc-1939.