Morales v. Hostetter

27 A.D.2d 430, 279 N.Y.S.2d 556, 1967 N.Y. App. Div. LEXIS 4216

This text of 27 A.D.2d 430 (Morales v. Hostetter) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Morales v. Hostetter, 27 A.D.2d 430, 279 N.Y.S.2d 556, 1967 N.Y. App. Div. LEXIS 4216 (N.Y. Ct. App. 1967).

Opinions

Botein, P. J.

A restaurant liquor license issued to the petitioner by the State Liquor Authority on June 20, 1958, and renewed annually thereafter, was revoked by a determination -of the Authority dated December 2,1966 on the ground that “ the licensee is forbidden to traffic alcoholic beverages pursuant to Section 126 of the Alcoholic Beverage Control Law because [431]*431of the licensee’s conviction of a felony.”1 The basis of this article 78 proceeding to annul the determination is that, on the facts related below, there was no conviction within the definition set forth in subdivision 8 of section 3 of the Alcoholic Beverage Control Law. That section provides that as used in the law, unless the context requires otherwise, ‘ ‘ ‘ Convicted ’ and ‘ conviction ’ include and mean a finding of guilt resulting from a plea of guilty, the decision of a court or magistrate or the verdict of a jury, irrespective of the pronouncement of judgment or the suspension thereof.”

Two indictments filed against petitioner in 1966 each charged her with the crimes of feloniously selling a narcotic drug, feloniously possessing a narcotic drug with intent to sell, and unlawfully possessing a narcotic drug. On June 21,1966, before trial, petitioner pleaded guilty to attempted felonious possession of a narcotic drug, to cover both indictments, and sentence was adjourned to September 20, 1966. According to her pedigree, Spanish is petitioner’s only language, and her petition alleges that ‘ your Petitioner does not understand or is able to read the English language and, therefore, in agreeing to her plea of guilty, she misunderstood the meaning of said plea.”

On July 19, 1966, the Authority commenced a proceeding to revoke petitioner’s license and scheduled a hearing for July 29, 1966, which was adjourned at petitioner’s request. At the outset of the adjourned hearing on August 29,1966, petitioner’s counsel asked a further adjournment to September 21, stating as reasons, ‘ ‘ First of all, she is coming up for sentencing on September 20th * * # and, secondly, she is in the midst of negotiating for the sale of these premises. I state here and now that on September 21st there will be a no contest plea, that is, as I see it presently. However, I would like an adjournment for all purposes.” The adjournment was granted, as was another, and the hearing was resumed on September 28, 1966. At that time petitioner’s counsel made the following statement:

“ This Defendant is making an application to the Court on October 10,1966, before Mr. Justice Marks to withdraw her plea [432]*432of guilty. The Licensee maintains that it was I who prevailed upon her tó plead guilty.
‘ ‘ I feel, in all fairness, that I did prevail on her; and I feel, in all fairness, that the application to withdraw her plea of guilty should be made. Accordingly, I would like to adjourn this matter until after we have a decision from the Court on October 10th.”

Bemarking that three adjournments had already been granted at petitioner’s instance, the hearing officer refused a further postponement. After the Authority’s attorney introduced proof of the guilty plea petitioner rested, with the request that the Authority withhold decision pending disposition of the application to withdraw the plea. On October 10, 1966 the application to withdraw the plea was granted and a plea of not guilty to both indictments entered. The hearing officer’s findings, dated October 28, 1966, sustained the charge against petitioner, and concluded with a notation that “ at the hearing the attorney for the licensee made application to the Authority that it take no action upon this proceeding pending disposition of an application by the licensee to the Supreme Court, New York, New York County, to withdraw her plea of guilty. According to the attorney for the licensee, this application was to be made on October 10,1966.” Bevocation was voted by the members of the Authority at their regular meeting held November 30, 1966. The Authority’s answer in this proceeding denies an allegation in the petition that petitioner’s attorney notified the Authority that the motion to withdraw the guilty plea had been granted.

The record does not show that the Authority was aware, before it acted, that the plea had been withdrawn. To no extent, however, does it attempt to rely on that circumstance, even if it conscionably could in view of the hearing officer’s reference to the possibility of a motion to withdraw the plea. The Authority’s position is, flatly, that a plea of guilty is in itself a conviction, and the revocation order merely a ministerial recording of the fact of conviction. In its view, accordingly, a permitted substitution of a plea of not guilty would be of no moment. Nor does the Authority argue that the petitioner should have undertaken at the hearing to justify her withdrawal of the plea; by explaining, for example, that because of her illiteracy in English or other lack of comprehension her plea was the result of excusable misunderstanding. We agree that explanations of the kind were for the criminal court alone to consider, but when that court decided that the guilty plea was not to be deemed a guilty plea, we question that the Legislature intended the Authority to regard the plea as still valid.

[433]*433The term “ conviction,” as the Authority of course acknowledges, is of equivocal meaning (Matter of Weinrib v. Beier, 294 N. Y. 628, 631; Matter of Richetti v. New York State Bd. of Parole, 300 N. Y. 357, 360). “ The question is one of legislative intent ” (De Veau v. Braisted, 5 N Y 2d 236, 242). Doubtless the Alcoholic Beverage Control Law definition, by the phrase irrespective of the pronouncement of judgment or the suspension thereof,” has helped to narrow the area of ambiguity (cf. People v. Fabian, 192 N. Y. 443; People ex rel. Marcley v. Lawes, 254 N. Y. 249; People v. Harcq, 292 N. Y. 321; Matter of Keogh v. Wagner, 20 A D 2d 380, affd. 15 N Y 2d 569). But in our opinion that phrase is not the key to legislative intention in the present context.

The United States Supreme Court has, indeed, said that a plea of guilty ‘ ‘ is itself a conviction. Like a verdict of a jury it is conclusive. More is not required; the court has nothing to do but give judgment and sentence.” (Kercheval v. United States, 274 U. S. 220, 223.) But the court continued as follows (pp. 223-224): “ Out of just consideration for persons accused of crime, courts are careful that a plea of guilty shall not be accepted unless made voluntarily after proper advice and with full understanding of the consequences. * * * But, on timely application, the court will vacate a plea of guilty shown to have been unfairly obtained or given through ignorance, fear or inadvertahce. * * * The court in exercise of its discretion will permit one accused to substitute a plea of not guilty and have a trial if for any reason the granting of the privilege seems fair and just. * * * The effect of the court’s order permitting the withdrawal was to adjudge that the plea of guilty be held for naught. ’ ’

These excerpts, approvingly quoted by our Court of Appeals in People v. Spitaleri (9 N Y 2d 168, 171, 172), furnish a sound guide to the meaning of the statutory definition.

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Related

Kercheval v. United States
274 U.S. 220 (Supreme Court, 1927)
MATTER OF RICHETTI v. New York State Bd. of Parole
90 N.E.2d 893 (New York Court of Appeals, 1950)
Matter of Katz's Delicatessen v. O'Connell
97 N.E.2d 906 (New York Court of Appeals, 1951)
People v. Harcq
55 N.E.2d 179 (New York Court of Appeals, 1944)
Matter of Weinrib v. Beier
64 N.E.2d 175 (New York Court of Appeals, 1945)
People Ex Rel. Marcley v. Lawes
172 N.E. 487 (New York Court of Appeals, 1930)
People v. . Fabian
85 N.E. 672 (New York Court of Appeals, 1908)
Taurisano v. State Liquor Authority
284 A.D. 124 (Appellate Division of the Supreme Court of New York, 1954)

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Bluebook (online)
27 A.D.2d 430, 279 N.Y.S.2d 556, 1967 N.Y. App. Div. LEXIS 4216, Counsel Stack Legal Research, https://law.counselstack.com/opinion/morales-v-hostetter-nyappdiv-1967.