Montoroula v. Parry

54 A.D.2d 327, 388 N.Y.S.2d 916, 1976 N.Y. App. Div. LEXIS 14036
Appellate Division of the Supreme Court of the State of New York·Decided November 1, 1976·Published·Cited by 1 cases

Opinion

Hopkins, Acting P. J.

The Special Term has declared the provisions of subdivision 2 of section 365 of the Social Services Law and 18 NYCRR 360.21 (e)* to be unconstitutional as [329] violative of the equal protection of the laws, as applied to the petitioner’s son.

The appeal comes to us under a stipulation of facts, stating that the petitioner is the father of Peter Montoroula, who is 24 years old and suffers from "severe mental and psychiatric problems, although he has never been declared judicially incompetent”. As a result of his disability, Peter requires "institutionalization”, and the petitioner applied for medical assistance under the Social Services Law in placing his son in a private institution. The application was denied by the respondent Parry (the Commissioner of the Orange County Department of Social Services); that determination was confirmed after a fair hearing by the appellant Lavine (then Commissioner of the New York State Department of Social Services). This article 78 proceeding to review the determination of the State commissioner followed.

The petitioner contends that his adult child has been deprived of the equal protection of the laws because the statute and the regulation unlawfully discriminate in their classifications, based upon age and the kind of illness described. The Special Term found that an unlawful discrimination did indeed exist and declared the statute and regulation unconstitutional in those respects. We are constrained to reverse. Neither the statute nor the regulation violates the requirements of the equal protection of the laws.

Section 365 of the Social Services Law is contained within title 11 thereof, designed to put into effect the Federal Medi[330] caid program (L 1966, ch 256; McKinney’s Sess Laws of 1966, p 2873 [Memorandum of Social Welfare Department]). Thus, title 11 reflects the Federal scheme, no doubt with the objective of obtaining reimbursement from Federal funds (cf. Social Services Law, §§ 363-a, 363-b, 368-a). That concern for reimbursement, and the frank desire of the State to adopt the Federal pattern establishing eligibility for medical assistance, do not, of course, insulate the statute and regulation from the charge of a violation of equal protection by reason of an invidious discrimination (see Shapiro v Thompson, 394 US 618, 641).

The petitioner’s grievance against the State’s plan for medical assistance, embodied in the statute and regulation, rests upon two propositions: (1) that the plan, though allowing assistance to persons under 21 years old and over 65 years old, provides none to persons not falling within those age groups; and (2) that the plan, though allowing assistance to persons suffering from a physical disability as in-patients, regardless of age, provides none to persons suffering from a mental disability after they have become 21 years old.

The Attorney-General points out that the State plan provides hospital services in State institutions for persons suffering from a mental disability without any limitation based upon age. He admits that the State plan does not provide inpatient services in private hospitals for persons suffering from a mental disability who are over 21 years old and under 65 years old.

The question whether a State statute or practice abridges the guarantee of the equal protection of the laws must first be subjected to a preliminary test to ascertain the nature of the classification said to be offensive. If the classification touches the "suspect” attributes of race, national origin or religion, or rights of fundamental importance, then the State must demonstrate that a compelling governmental interest is served by the classification (Shapiro v Thompson, 394 US 618, 634, supra; San Antonio School Dist. v Rodriguez, 411 US 1, 33-34; Massachusetts Bd. of Retirement v Murgia, 427 US 307). If, on the other hand, the classification is not founded upon a "suspect” qualification, then its validity must be judged by the less stringent test of whether it has a rational basis (see Montgomery v Daniels, 38 NY2d 41, 59-60).

Legislation involving the general area of public assistance [331] has not so far been said to touch a "suspect” classification (Dandridge v Williams, 397 US 471, 485-487; Rosado v Wyman, 397 US 397, 412; Jefferson v Hackney, 406 US 535, 546-551; cf. Mathews v Lucas, 427 US 495). We must, therefore, apply the standard of a rational basis to determine whether the statute and regulation offend the equal protection of the laws. "A statutory discrimination will not be set aside if any state of facts reasonably may be conceived to justify it” (McGowan v Maryland, 366 US 420, 426).

We are left in this case without a definitive legislative expression of the grounds underlying the statutory formula. The Attorney-General refers us to a report of the Senate Finance Committee (S Rep No. 1230, 92d Cong, 2d Sess, 280-281 [1972]) in support of the Federal legislation authorizing the program (US Code, tit 42, § 1396a), which indicates that Congress intended to benefit the mentally ill under 21 and over 65, and to await the evaluation of demonstration projects before extending the benefits to those so afflicted between 21 and 65. However, the Senate Committee Report was not adopted in its entirety by the Conference of the Senate and House of Representatives (H R Rep No. 1605, 92d Cong, 2d Sess, 65 [1972] [Conference]). Thus, we are compelled to exercise our own judgment to reconstruct a state of facts which reasonably upholds the legislative determination of need and benefit.

The elderly and the young have been traditional subjects of the community’s solicitude (cf. Social Services Law, § 2, subds 26, 27, 30; §§ 250; 410-d). Over the years that traditional concern has been manifested in various forms of relief, enlarging and contracting as social consciousness of the needs of these two groups in our community has deepened and budgetary and economic resources have become available. To define the age qualification embracing the age groups is necessarily a matter in the first instance for the Legislature. A limit may appear arbitrary in one perspective and entirely proper in another.

Temporal differentials abound in the law and over the years have been conventional legislative methods to mark the area of statutory application. Outside the area the legislative prescription may appear to possess equal validity, but it is unanswerable that all time distinctions must have a start and a stop, and in the end it is the legislative judgment which [332] must be afforded the preference under our system of government.

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Montoroula v. Parry, 54 A.D.2d 327, 388 N.Y.S.2d 916, 1976 N.Y. App. Div. LEXIS 14036 (N.Y. Ct. App. 1976).

54 A.D.2d 327 (Montoroula v. Parry) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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