Montgomery v. Disciplinary Board

1997 ND 148, 566 N.W.2d 426, 1997 N.D. LEXIS 148
CourtNorth Dakota Supreme Court
DecidedJuly 21, 1997
DocketCivil No. 960391
StatusPublished
Cited by2 cases

This text of 1997 ND 148 (Montgomery v. Disciplinary Board) is published on Counsel Stack Legal Research, covering North Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Montgomery v. Disciplinary Board, 1997 ND 148, 566 N.W.2d 426, 1997 N.D. LEXIS 148 (N.D. 1997).

Opinion

PER CURIAM.

[¶ 1] Bruce R. Montgomery has filed a petition for reinstatement to the bar. We conclude the hearing panel and Disciplinary Board failed to adequately consider Montgomery’s pre-disbarment conduct when they recommended reinstatement, and we remand to the Board for further proceedings.

I

[¶ 2] Montgomery was disbarred on February 10, 1988, for misconduct occurring while he was a partner in the Minot law firm Teevens, Johnson & Montgomery, P.C.1 See In re Montgomery, 418 N.W.2d 789 (N.D.1988). Montgomery consented to disbarment, stipulating he and William Teevens had improperly commingled funds from settlement proceeds payable to client Cynthia Bossert, and borrowed funds from Bossert which the firm was unable to repay. Montgomery also stipulated:

“(a) Montgomery received a check for $7,000 payable to LeRoy and Lola Sondrol, endorsed both names, and deposited it into the firm’s trust account, rather than into a farm account held jointly by the Sondrols.
“(b) A substantial portion of the funds was extended immediately for the firm’s benefit, which fact was misrepresented to the client, to opposing counsel, and to Inquiry Committee West.”

[¶3] Later in 1988, disciplinary counsel filed a disciplinary complaint against Montgomery based upon four additional claims of misconduct. The Board dismissed the complaint without prejudice on July 15, 1992, stating:

“The Board determined that the proceedings should not go forward as Respondent Montgomery was disbarred by the North Dakota Supreme Court on February 10, 1988. The Board ORDERED that the proceedings be DISMISSED WITHOUT PREJUDICE based on the disbarment. Further, that information will be retained for consideration should Respondent Mont[428]*428gomery apply for reinstatement to the Bar of the State of North Dakota.”

Further disciplinary proceedings were initiated against Montgomery in 1994, and again the Board dismissed without prejudice because Montgomery had already been disbarred.

[¶ 4] In February 1995, Montgomery filed a petition seeking reinstatement. The Board referred the matter to a hearing panel under Rule 4.5(F), N.D.R.L.D., and a hearing was held on September 29, 1995. The hearing panel issued findings and recommended Montgomery be reinstated. The Board adopted the findings and recommendation of the hearing panel and submitted its report to this Court. We have jurisdiction under N.D. Const. Art. VI, § 3, and Rule 4.5, N.D.R.L.D.

II

[¶ 5] We review disciplinary proceedings against attorneys de novo on the record under a clear and convincing standard of proof. In re LaQua, 548 N.W.2d 372, 373 (N.D.1996). We accord due weight to the findings, conclusions, and recommendations of the hearing panel as adopted by the Board. In re Nassif, 547 N.W.2d 541, 542 (N.D.1996). Each disciplinary ease must be judged on its own facts and merits. LaQua at 373.

[¶ 6] A disbarred attorney petitioning for reinstatement bears a heavy burden of proof:

“The petitioner has the burden of establishing the averments of his application for readmission by clear and convincing evidence. The proof must be of a satisfactory character and of sufficient weight to overcome the former adverse judgment as to the petitioner’s character.”

Application of Christianson, 215 N.W.2d 920, 923 (N.D.1974); see also Rule 4.5(F), N.D.R.L.D.

III

[¶ 7] Disciplinary counsel asserts the hearing panel and the Board erred in failing to give adequate consideration to the serious nature of Montgomery’s pre-disbarment misconduct. We agree.

[¶ 8] Rule 4.5(F), N.D.R.L.D., lists numerous factors to be considered when determining whether to reinstate a disbarred or suspended attorney. The Rule says, in part: “Factors that may be considered include evidence of the following: ... 7. Notwithstanding the conduct for which the petitioner was disciplined, the petitioner has the requisite honesty and integrity to practice law.”

[¶ 9] At the hearing on the petition for reinstatement, Montgomery objected to introduction of evidence regarding pre-disbarment conduct. Montgomery asserted the sole issue on reinstatement was rehabilitation, and matters occurring prior to disbarment were irrelevant. The following colloquy occurred:

“MS. NORDSVEN [Chair of the Hearing Panel]: Mr. Flagstad, am I to understand that the objection you indicated earlier with respect to the scope of the examination pertaining to issues prior to the disbarment and activities of the disbarment not be considered continues? Is that a continuing objection?
“MR. FLAGSTAD [Montgomery’s counsel]: Yes, it is.
“MS. NORDSVEN: Okay. Then based on that, although I think there is some relevancy to that, I think that we’ve gone, Mr. Jacobson, to the extreme. I don’t think we need to go into a great deal of detail regarding items and issues that certainly would have been relevant prior to the disbarment. If you have information relative to financial integrity subsequent to disbarment, by all means, we need to consider that. But to the extent financial statements were filed prior to disbarment that may not or may have been accurate, I really don’t — if they have any relevancy today, it’s escaping me at the moment. So I would ask that you move on and concentrate on a time frame subsequent to disbarment.
“MR. JACOBSON [Disciplinary Counsel]: Okay. With the indulgence of the panel, I must go on to a certain extent with his predisbarment activities because of the extreme importance of them in determining his honesty and integrity....
[429]*429“MS. NORDSVEN: Well, Mr. Jacobson, I’d call your attention to (F)(7), and it says, Notwithstanding the conduct for which the petitioner was disciplined. Okay. Notwithstanding. The petitioner has the requisite honesty and integrity to practice law.
“MR. JACOBSON: Right.
“MS. NORDSVEN: So I think our focus has to be subsequent to that time. Now, with respect to Mr. Teevens’ deposition if you intend to introduce it and it is admitted, we’ll certainly look at that, but, again, I think our concentration has to be subsequent to the disbarment. All of this certainly was a part of the initial disbarment proceeding.”

After further discussion on the issue with counsel, the hearing panel chair concluded:

“MS. NORDSVEN: All right. I’m going to ask again, Mr. Jacobson, that you move on and that you try to narrow your scope of inquiry to what appears to be relevant subsequent to disbarment.”

[¶ 10] The hearing panel and the Board have misconstrued Rule 4.5(F), N.D.R.L.D., and have ignored our precedent regarding the proper scope of inquiry on a petition for reinstatement of a disbarred attorney. The language “Notwithstanding the conduct for which the petitioner was disciplined” in Rule 4.5(F) does not mean pre-disbarment conduct is irrelevant to the issue of reinstatement.

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Related

Matter of Montgomery
1997 ND 148 (North Dakota Supreme Court, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
1997 ND 148, 566 N.W.2d 426, 1997 N.D. LEXIS 148, Counsel Stack Legal Research, https://law.counselstack.com/opinion/montgomery-v-disciplinary-board-nd-1997.