Montalvo v. Morales

18 A.D.2d 20, 239 N.Y.S.2d 72, 1963 N.Y. App. Div. LEXIS 4388
Appellate Division of the Supreme Court of the State of New York·Decided February 11, 1963·Published·Cited by 8 cases

Opinion

Hopkins, J.

At about 2:00 a.m. on May 9,1959, at the highway intersection of Ward Avenue and Route 130 in Bordentown, New Jersey, an automobile owned and operated by defendant Harold Morales was struck by a trailer-truck owned by defendant Smith’s Transfer Corporation of Staunton, Virginia (hereafter called Smith) and operated by its employee, Roy Simmons. The collision caused the deaths of two women, Gladys Cintron and Maria Montalvo, who were front-seat passengers in Morales’ car. In addition, the collision caused minor injuries to three rear-seat male passengers, Luis Duprey, Joaquin Ajeitos and Justino Martinez, whose personal-injury action was consolidated for trial with the wrongful-death actions commenced by the personal representatives of the deceased women. Although a judgment was entered against both Morales and Smith, only Smith has appealed. Smith does not question the sufficiency of the evidence. It urges reversal on three grounds: (1) the erroneous exclusion of certain evidence; (2) alleged errors in the charge; and (3) the excessiveness of the jury’s verdict for the several plaintiffs.

[22] It appears that during its examination of a State trooper who had been directed to the scene of the collision, Smith unsuccessfully offered in evidence a record of Morales’ conviction, after trial in a New Jersey Municipal Court, of violation of a New Jersey statute which regulates the yielding of the right of way at intersections (N. J. S. A. 39:4-90). The record was proffered as prima facie evidence, affecting every party to the action, of the fact that Morales had failed to yield the right of way to Smith.

In support of the trial court’s exclusion of the certificate of Morales’ conviction, plaintiffs rely upon Walther v. News Syndicate Co. (276 App. Div. 169; cf. Ando v. Woodberry, 8 N Y 2d 165*). In support of its admissibility, Smith relies principally upon Matter of Rechtschaffen (278 N. Y. 336) and Schindler v. Royal Ins. Co. (258 N. Y. 310).

In Schindler (supra), plaintiff, the insured, sued to recover on a fire insurance policy for a fire loss. As a defense, defendant pleaded: (1) that the policy provided that it was to be void in the event the insured committed fraud concerning the subject of the insurance; (2) that the plaintiff had been convicted of the crime of presenting to the defendant a fraudulent proof of loss; and (3) that the judgment of conviction, therefore, barred the plaintiff’s action. We struck out the defense and we certified the question of its sufficiency to the Court of Appeals (233 App. Div. 765, 849). That court held that, although the judgment of conviction was not effective to bar the action, proof of the conviction was admissible as prima facie evidence of the facts upon which it rested. Thus, Schindler involved the defensive use of a criminal conviction as proof against a convicted person who was seeking a money recovery upon the facts which underlay her conviction.

Matter of Rechtschaffen (278 N. Y. 336, 340, supra) concerned a Surrogate’s Court proceeding by a nephew for his appointment as administrator of his aunt’s estate. The deceased’s husband filed a cross petition for his own appointment as administrator. The nephew answered that the husband had been guilty of abandonment and nonsupport of the deceased, and that the husband had thus forfeited his interest in the estate and his right to the appointment. Upon the hearing, the Surrogate struck from the record proof of judgments of the Domestic Relations Court and of the Magistrate’s Court, which adjudged the husband to be a disorderly person on the ground that his [23] wife was then in danger of becoming a public charge, and which ordered him to pay certain sums for her support (Code Grim. Pro., § 899, subd. 1). The Court of Appeals held that it was error to strike out the proof of the judgments, because such proof, although it was insufficient as a matter of law to establish abandonment or failure to support, nevertheless constituted prima facie evidence of nonsupport.

Thus Rechtschaff en, as in Schindler, involved a defensive use of a judgment of conviction. In Schindler, the judgment was distinctly criminal; in RecMschaffen, the judgments were quasi-criminal.

Walther v. News Syndicate Co. (276 App. Div. 169, supra) was an action to recover damages for wrongful death and for the conscious pain and suffering of a pedestrian who had been struck by a truck. It was held reversible error for the trial court to permit the plaintiff administrator therein to elicit on cross-examination of the truck driver that he had been convicted of the traffic infraction of dangerous driving in connection with the accident. As in the instant case, the driver’s conviction followed a trial. Unlike the instant case, however, in which Morales was convicted of the violation of a traffic statute, the driver in Walther was convicted of the violation of an administrative regulation—a point which Smith presses, without explanation, as a substantial distinction between the Walther case and the case at bar.

If in Walther {supra) evidence of the truck driver’s conviction for dangerous driving should have been excluded at Trial Term, it was necessary to distinguish Schindler and Rechtschaffen {supra). Walther attempted to do so by noting that in each of those cases “ a record of conviction was held to be admissible against one affirmatively seeking to obtain an advantage or profit despite his own wrongdoing as shown by a judgment of conviction establishing the facts against him” (276 App. Div. 169, 173).

Plaintiffs herein adopt Walther’s reasoning in thus distinguishing Schindler and RecMschaffen. Smith, however, counters by recalling that in Uzenski v. Fitzsimmons (10 A D 2d 890) and in Giessler v. Accurate Brass Go. (271 App. Div. 980) we held that prior judgments of conviction might be introduced by the plaintiffs therein as part of their cases in chief. In Uzenski (supra) we held that, in an action to recover damages for assault, the defendant’s criminal conviction of assault in the third degree was admissible, citing, inter alia, Schindler v. Royal Ins. Co. (supra). In Giessler (supra) we expressly rejected [24] Walther’s analysis of Schindler and Rechtschaffen, and held that proof of defendant’s criminal conviction for maintaining a nuisance would he admissible as prime facie evidence of the facts involved; and that, “ to the extent that Roach v. Yonkers Railroad Co. (242 App. Div. 195) is in conflict with the Rechtschaffen case (supra), it must be deemed overruled.” In Roach (supra, p. 197) we had held it was error to receive proof of a defendant’s conviction of reckless driving as prima facie evidence of civil liability; and we distinguished Schindler on the ground that it rested upon the theory that “ one may not profit by his own wrongdoing and may not maintain an action to which he must trace his title through his own breach of the law ”.

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Montalvo v. Morales, 18 A.D.2d 20, 239 N.Y.S.2d 72, 1963 N.Y. App. Div. LEXIS 4388 (N.Y. Ct. App. 1963).

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